Stock Transactions — OFS CAP CORP

Total Bought
46,443
9 transactions
Total Sold
272,065
16 transactions
Net
-225,622
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC143,739168,003+24,2640.100.11+0.02buy
Connor, Clark & Lunn Investment Management Ltd.63,16671,148+7,9820.000.00-0.00buy
TWO SIGMA INVESTMENTS, LP114,272120,908+6,6360.000.00-0.00buy
Virtus Investment Advisers, LLC61,91466,286+4,3720.180.15-0.03buy
Triumph Capital Management01,600+1,6000.000.00+0.00buy
SOA Wealth Advisors, LLC.17,33818,103+7650.030.02-0.00buy
FNY Investment Advisers, LLC0500+5000.000.00+0.00buy
NBC SECURITIES, INC.4,0774,258+1810.000.00-0.00buy
Advisors Asset Management, Inc.85,08885,231+1430.010.01-0.00buy
Janney Montgomery Scott LLC14,00014,00000.000.00-0.00hold
Cambridge Investment Research Advisors, Inc.18,09018,09000.000.00-0.00hold
Access Investment Management LLC2,5002,50000.010.01-0.00hold
Harbor Asset Planning, Inc.68768700.010.00-0.00hold
US BANCORP \DE\1,0001,00000.000.00-0.00hold
SIMPLEX TRADING, LLC840-840.000.000.00sell
CWM, LLC1000-1000.000.00-0.00sell
Spire Wealth Management4350-4350.000.00-0.00sell
&PARTNERS15,10013,500-1,6000.000.00-0.00sell
Global Retirement Partners, LLC2,3750-2,3750.000.00-0.00sell
Arkadios Wealth Advisors84,14077,724-6,4160.020.01-0.01sell
Fort Sheridan Advisors LLC10,0000-10,0000.010.00-0.01sell
TWO SIGMA ADVISERS, LP186,900176,300-10,6000.000.00-0.00sell
LSV ASSET MANAGEMENT12,9000-12,9000.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC86,36769,317-17,0500.000.00-0.00sell
Trexquant Investment LP38,37920,847-17,5320.000.00-0.00sell
RITHOLTZ WEALTH MANAGEMENT41,10523,226-17,8790.010.00-0.00sell
HRT FINANCIAL LP18,0950-18,0950.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC32,7696,193-26,5760.000.00-0.00sell
AMERIPRISE FINANCIAL INC60,8710-60,8710.000.00-0.00sell
Bulldog Investors, LLP127,19157,639-69,5520.270.10-0.17sell
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