Stock Transactions — OFS CAP CORP

Total Bought
1,397,238
6 transactions
Total Sold
282,198
14 transactions
Net
+1,115,040
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Karpus Management, Inc.01,259,030+1,259,0300.000.86+0.86buy
MARSHALL WACE, LLP079,122+79,1220.000.00+0.00buy
Squarepoint Ops LLC042,369+42,3690.000.00+0.00buy
Virtus Investment Advisers, LLC66,28682,221+15,9350.150.11-0.04buy
SOA Wealth Advisors, LLC.18,10318,745+6420.020.02-0.01buy
SIMPLEX TRADING, LLC0140+1400.000.00+0.00buy
&PARTNERS13,50013,50000.000.00-0.00hold
Janney Montgomery Scott LLC14,00014,00000.000.00-0.00hold
Bulldog Investors, LLP57,63957,63900.100.06-0.04hold
Access Investment Management LLC2,5002,50000.010.010.00hold
Harbor Asset Planning, Inc.68768700.000.00-0.00hold
US BANCORP \DE\1,0001,00000.000.00-0.00hold
FNY Investment Advisers, LLC5000-5000.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.71,14870,184-9640.000.00-0.00sell
Triumph Capital Management1,600500-1,1000.000.00-0.00sell
NBC SECURITIES, INC.4,2582,819-1,4390.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.18,09015,040-3,0500.000.00-0.00sell
RITHOLTZ WEALTH MANAGEMENT23,22617,088-6,1380.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC6,1930-6,1930.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC69,31762,957-6,3600.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC168,003153,198-14,8050.110.05-0.06sell
Arkadios Wealth Advisors77,72457,831-19,8930.010.01-0.01sell
Trexquant Investment LP20,8470-20,8470.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP120,90872,230-48,6780.000.00-0.00sell
TWO SIGMA ADVISERS, LP176,300109,300-67,0000.000.00-0.00sell
Advisors Asset Management, Inc.85,2310-85,2310.010.00-0.01sell
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