Stock Transactions — LIVEONE INC

Total Bought
7,006,627
32 transactions
Total Sold
7,630,737
41 transactions
Net
-624,110
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Rockefeller Capital Management L.P.02,747,443+2,747,4430.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC01,129,673+1,129,6730.000.00+0.00buy
Permanens Capital L.P.0687,275+687,2750.000.07+0.07buy
JANUS HENDERSON GROUP PLC0625,169+625,1690.000.00+0.00buy
JANE STREET GROUP, LLC0327,340+327,3400.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd0304,685+304,6850.000.01+0.01buy
MARSHALL WACE, LLP0231,435+231,4350.000.00+0.00buy
GOLDMAN SACHS GROUP INC129,210321,933+192,7230.000.00+0.00buy
Qube Research & Technologies Ltd0115,466+115,4660.000.00+0.00buy
Alpine Global Management, LLC200,000300,000+100,0000.040.05+0.01buy
Cubist Systematic Strategies, LLC081,733+81,7330.000.00+0.00buy
Jain Global LLC066,796+66,7960.000.00+0.00buy
HRT FINANCIAL LP054,584+54,5840.000.00+0.00buy
Point72 Asia (Singapore) Pte. Ltd.052,248+52,2480.000.01+0.01buy
Apollon Wealth Management, LLC036,000+36,0000.000.00+0.00buy
Catalyst Funds Management Pty Ltd033,700+33,7000.000.01+0.01buy
Virtu Financial LLC031,921+31,9210.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC17,00245,877+28,8750.000.00+0.00buy
SIMPLEX TRADING, LLC6,60534,654+28,0490.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC027,224+27,2240.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC485,107509,107+24,0000.000.00-0.00buy
HSBC HOLDINGS PLC021,962+21,9620.000.00+0.00buy
Schonfeld Strategic Advisors LLC017,825+17,8250.000.00+0.00buy
Ground Swell Capital, LLC015,327+15,3270.000.02+0.02buy
MERCER GLOBAL ADVISORS INC /ADV010,069+10,0690.000.00+0.00buy
Tower Research Capital LLC (TRC)13,59222,046+8,4540.000.00+0.00buy
Integrated Wealth Concepts LLC32,64435,113+2,4690.000.00-0.00buy
IAM Advisory, LLC10,00012,000+2,0000.000.00+0.00buy
CWM, LLC8942,804+1,9100.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC283500+2170.000.00+0.00buy
SBI Securities Co., Ltd.441486+450.000.00+0.00buy
EverSource Wealth Advisors, LLC5363+100.000.00+0.00buy
MAI Capital Management2,7002,70000.000.00-0.00hold
FLEMING JAMES B JR1,836,3821,836,38202.032.26+0.23hold
Stratos Wealth Partners, LTD.10,00010,00000.000.00-0.00hold
Ridgewood Investments LLC10,00010,00000.000.00+0.00hold
Inlight Wealth Management, LLC2,0002,00000.000.00-0.00hold
Pingora Partners LLC176,425176,42500.090.10+0.01hold
ACADIAN ASSET MANAGEMENT LLC147,490147,49000.000.00-0.00hold
True Wealth Design, LLC3727-100.000.00-0.00sell
NewEdge Advisors, LLC180-180.000.00-0.00sell
Sterling Capital Management LLC2250-2250.000.00-0.00sell
GROUP ONE TRADING LLC9940-9940.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS6,2584,476-1,7820.000.00-0.00sell
AMALGAMATED BANK2,3540-2,3540.000.00-0.00sell
Banque Transatlantique SA2,5000-2,5000.000.00-0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM5,6400-5,6400.000.00-0.00sell
Ameritas Investment Partners, Inc.6,6660-6,6660.000.00-0.00sell
Legal & General Group Plc7,2130-7,2130.000.00-0.00sell
Squarepoint Ops LLC11,2050-11,2050.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.23,61011,273-12,3370.000.00-0.00sell
FMR LLC5,997,7215,982,996-14,7250.000.00-0.00sell
ProShare Advisors LLC15,7460-15,7460.000.00-0.00sell
CIBC WORLD MARKETS CORP16,1390-16,1390.000.00-0.00sell
SANDERS MORRIS HARRIS LLC16,4250-16,4250.000.00-0.00sell
Neuberger Berman Group LLC20,9390-20,9390.000.00-0.00sell
SG Americas Securities, LLC27,3630-27,3630.000.00-0.00sell
Invesco Ltd.33,5030-33,5030.000.00-0.00sell
Mariner, LLC33,8670-33,8670.000.00-0.00sell
Corebridge Financial, Inc.35,6330-35,6330.000.00-0.00sell
PRICE T ROWE ASSOCIATES INC /MD/35,9540-35,9540.000.00-0.00sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.44,8230-44,8230.000.00-0.00sell
INTECH INVESTMENT MANAGEMENT LLC49,6410-49,6410.000.00-0.00sell
CITIGROUP INC52,2631,235-51,0280.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND51,9000-51,9000.000.00-0.00sell
TOWNSQUARE CAPITAL LLC56,6120-56,6120.000.00-0.00sell
DEUTSCHE BANK AG\56,9780-56,9780.000.00-0.00sell
RHUMBLINE ADVISERS57,7650-57,7650.000.00-0.00sell
BARCLAYS PLC78,2289,754-68,4740.000.00-0.00sell
XTX Topco Ltd98,20728,716-69,4910.000.00-0.00sell
Nuveen, LLC89,6920-89,6920.000.00-0.00sell
JPMORGAN CHASE & CO118,3410-118,3410.000.00-0.00sell
Bank of New York Mellon Corp163,04029,359-133,6810.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC221,07739,793-181,2840.000.00-0.00sell
Redmond Asset Management, LLC337,0510-337,0510.060.00-0.06sell
NORTHERN TRUST CORP596,059183,104-412,9550.000.00-0.00sell
VANGUARD GROUP INC3,978,9843,515,257-463,7270.000.00-0.00sell
STATE STREET CORP810,273264,680-545,5930.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC1,871,445983,011-888,4340.000.00-0.00sell
BlackRock, Inc.4,964,6811,312,652-3,652,0290.000.00-0.00sell
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