Stock Transactions — LIVEONE INC

Total Bought
1,935,309
27 transactions
Total Sold
22,270,152
53 transactions
Net
-20,334,843
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
FMR LLC0597,890+597,8900.000.00+0.00buy
VANGUARD GROUP INC0410,456+410,4560.000.00+0.00buy
No Street GP LP0299,999+299,9990.000.08+0.08buy
GEODE CAPITAL MANAGEMENT, LLC0106,758+106,7580.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0103,865+103,8650.000.00+0.00buy
BlackRock, Inc.0100,733+100,7330.000.00+0.00buy
Permanens Capital L.P.083,726+83,7260.000.05+0.05buy
RENAISSANCE TECHNOLOGIES LLC062,108+62,1080.000.00+0.00buy
Alpine Global Management, LLC030,000+30,0000.000.02+0.02buy
STATE STREET CORP026,227+26,2270.000.00+0.00buy
MARSHALL WACE, LLP025,045+25,0450.000.00+0.00buy
Beacon Financial Advisory LLC023,447+23,4470.000.02+0.02buy
NORTHERN TRUST CORP018,308+18,3080.000.00+0.00buy
Pingora Partners LLC017,642+17,6420.000.05+0.05buy
Qube Research & Technologies Ltd015,509+15,5090.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC09,391+9,3910.000.00+0.00buy
Tower Research Capital LLC (TRC)02,343+2,3430.000.00+0.00buy
Rockefeller Capital Management L.P.01,000+1,0000.000.00+0.00buy
Triumph Capital Management0200+2000.000.00+0.00buy
Inlight Wealth Management, LLC0200+2000.000.00+0.00buy
EverSource Wealth Advisors, LLC0191+1910.000.00+0.00buy
BARCLAYS PLC0125+1250.000.00+0.00buy
CITIGROUP INC082+820.000.00+0.00buy
SBI Securities Co., Ltd.047+470.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS013+130.000.00+0.00buy
SIMPLEX TRADING, LLC03+30.000.000.00buy
Optiver Holding B.V.01+10.000.00+0.00buy
True Wealth Design, LLC270-270.000.00-0.00sell
EverSource Wealth Advisors, LLC630-630.000.00-0.00sell
SBI Securities Co., Ltd.4860-4860.000.00-0.00sell
NISA INVESTMENT ADVISORS, LLC5000-5000.000.00-0.00sell
CITIGROUP INC1,2350-1,2350.000.00-0.00sell
Inlight Wealth Management, LLC2,0000-2,0000.000.00-0.00sell
MAI Capital Management2,7000-2,7000.000.00-0.00sell
CWM, LLC2,8040-2,8040.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS4,4760-4,4760.000.00-0.00sell
BARCLAYS PLC9,7540-9,7540.000.00-0.00sell
Stratos Wealth Partners, LTD.10,0000-10,0000.000.00-0.00sell
Ridgewood Investments LLC10,0000-10,0000.000.00-0.00sell
MERCER GLOBAL ADVISORS INC /ADV10,0690-10,0690.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.11,2730-11,2730.000.00-0.00sell
IAM Advisory, LLC12,0000-12,0000.000.00-0.00sell
Ground Swell Capital, LLC15,3270-15,3270.020.00-0.02sell
Schonfeld Strategic Advisors LLC17,8250-17,8250.000.00-0.00sell
HSBC HOLDINGS PLC21,9620-21,9620.000.00-0.00sell
Tower Research Capital LLC (TRC)22,0460-22,0460.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC27,2240-27,2240.000.00-0.00sell
XTX Topco Ltd28,7160-28,7160.000.00-0.00sell
Bank of New York Mellon Corp29,3590-29,3590.000.00-0.00sell
Virtu Financial LLC31,9210-31,9210.000.00-0.00sell
Catalyst Funds Management Pty Ltd33,7000-33,7000.010.00-0.01sell
SIMPLEX TRADING, LLC34,6540-34,6540.000.00-0.00sell
Integrated Wealth Concepts LLC35,1130-35,1130.000.00-0.00sell
Apollon Wealth Management, LLC36,0000-36,0000.000.00-0.00sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC39,7930-39,7930.000.00-0.00sell
AQR CAPITAL MANAGEMENT LLC45,8770-45,8770.000.00-0.00sell
Point72 Asia (Singapore) Pte. Ltd.52,2480-52,2480.010.00-0.01sell
HRT FINANCIAL LP54,5840-54,5840.000.00-0.00sell
Jain Global LLC66,7960-66,7960.000.00-0.00sell
Cubist Systematic Strategies, LLC81,7330-81,7330.000.00-0.00sell
Qube Research & Technologies Ltd115,4660-115,4660.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC147,4900-147,4900.000.00-0.00sell
Pingora Partners LLC176,4250-176,4250.100.00-0.10sell
NORTHERN TRUST CORP183,1040-183,1040.000.00-0.00sell
MARSHALL WACE, LLP231,4350-231,4350.000.00-0.00sell
STATE STREET CORP264,6800-264,6800.000.00-0.00sell
Alpine Global Management, LLC300,0000-300,0000.050.00-0.05sell
Y-Intercept (Hong Kong) Ltd304,6850-304,6850.010.00-0.01sell
GOLDMAN SACHS GROUP INC321,9330-321,9330.000.00-0.00sell
JANE STREET GROUP, LLC327,3400-327,3400.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC509,1070-509,1070.000.00-0.00sell
JANUS HENDERSON GROUP PLC625,1690-625,1690.000.00-0.00sell
Permanens Capital L.P.687,2750-687,2750.070.00-0.07sell
GEODE CAPITAL MANAGEMENT, LLC983,0110-983,0110.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC1,129,6730-1,129,6730.000.00-0.00sell
BlackRock, Inc.1,312,6520-1,312,6520.000.00-0.00sell
FLEMING JAMES B JR1,836,382183,636-1,652,7462.2683.77+81.51sell
Rockefeller Capital Management L.P.2,747,4430-2,747,4430.000.00-0.00sell
VANGUARD GROUP INC3,515,2570-3,515,2570.000.00-0.00sell
FMR LLC5,982,9960-5,982,9960.000.00-0.00sell
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