Stock Transactions — LIVEONE INC

Total Bought
902,652
33 transactions
Total Sold
2,661,330
30 transactions
Net
-1,758,678
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
JPMORGAN CHASE & CO0255,066+255,0660.000.00+0.00buy
BlackRock, Inc.4,952,4725,031,183+78,7110.000.00+0.00buy
Pingora Partners LLC064,040+64,0400.000.06+0.06buy
XTX Topco Ltd060,151+60,1510.000.01+0.01buy
TOWNSQUARE CAPITAL LLC056,612+56,6120.000.00+0.00buy
MARSHALL WACE, LLP045,461+45,4610.000.00+0.00buy
Mariner, LLC042,227+42,2270.000.00+0.00buy
WELLS FARGO & COMPANY/MN038,201+38,2010.000.00+0.00buy
GOLDMAN SACHS GROUP INC180,166211,277+31,1110.000.00+0.00buy
NORTHERN TRUST CORP609,785637,675+27,8900.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC025,564+25,5640.000.00+0.00buy
TWO SIGMA SECURITIES, LLC017,463+17,4630.000.00+0.00buy
SANDERS MORRIS HARRIS LLC016,425+16,4250.000.00+0.00buy
Neuberger Berman Group LLC015,089+15,0890.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/22,05435,954+13,9000.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS013,800+13,8000.000.00+0.00buy
HRT FINANCIAL LP013,498+13,4980.000.00+0.00buy
STATE STREET CORP797,573810,273+12,7000.000.00+0.00buy
VANGUARD GROUP INC4,007,1324,019,255+12,1230.000.00+0.00buy
BARCLAYS PLC106,408117,956+11,5480.000.00+0.00buy
Bank of New York Mellon Corp153,362163,787+10,4250.000.00+0.00buy
ProShare Advisors LLC14,16421,110+6,9460.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.37,24242,948+5,7060.000.00+0.00buy
CITIGROUP INC54,14659,719+5,5730.000.00+0.00buy
Tower Research Capital LLC (TRC)5,14910,650+5,5010.000.00+0.00buy
GROUP ONE TRADING LLC1,4006,294+4,8940.000.00+0.00buy
SIMPLEX TRADING, LLC6,0589,914+3,8560.000.00+0.00buy
MAI Capital Management02,700+2,7000.000.00+0.00buy
Russell Investments Group, Ltd.02,625+2,6250.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC0961+9610.000.00+0.00buy
RHUMBLINE ADVISERS54,04754,999+9520.000.00+0.00buy
Invesco Ltd.32,72233,367+6450.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC1,854,3721,854,660+2880.000.00+0.00buy
Ameritas Investment Partners, Inc.6,6666,66600.000.00+0.00hold
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM5,6405,64000.000.00+0.00hold
Sterling Capital Management LLC898900.000.00+0.00hold
Redmond Asset Management, LLC337,051337,05100.100.12+0.02hold
Stratos Wealth Partners, LTD.10,00010,00000.000.00+0.00hold
FFT WEALTH MANAGEMENT LLC37,50337,50300.000.00+0.00hold
Ridgewood Investments LLC10,00010,00000.000.01+0.00hold
Legal & General Group Plc7,2137,21300.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND51,90051,90000.000.00+0.00hold
CHARLES SCHWAB INVESTMENT MANAGEMENT INC221,077221,07700.000.00+0.00hold
AMALGAMATED BANK2,3542,35400.000.00+0.00hold
DEUTSCHE BANK AG\56,67056,67000.000.00+0.00hold
EARNED WEALTH ADVISORS, LLC880-880.000.00-0.00sell
CWM, LLC290155-1350.000.000.00sell
JONES FINANCIAL COMPANIES LLLP1,0000-1,0000.000.00-0.00sell
Integrated Wealth Concepts LLC32,78930,599-2,1900.000.00+0.00sell
Corebridge Financial, Inc.40,08137,267-2,8140.000.00+0.00sell
SG Americas Securities, LLC37,63233,932-3,7000.000.00+0.00sell
LAZARD ASSET MANAGEMENT LLC4,5240-4,5240.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.33,21523,594-9,6210.000.00+0.00sell
VICTORY CAPITAL MANAGEMENT INC12,0680-12,0680.000.00-0.00sell
GSA CAPITAL PARTNERS LLP12,2950-12,2950.000.00-0.00sell
HighTower Advisors, LLC13,7100-13,7100.000.00-0.00sell
LPL Financial LLC15,2000-15,2000.000.00-0.00sell
VOYA INVESTMENT MANAGEMENT LLC17,6840-17,6840.000.00-0.00sell
PRUDENTIAL FINANCIAL INC18,7200-18,7200.000.00-0.00sell
Man Group plc18,9300-18,9300.000.00-0.00sell
Alpine Global Management, LLC170,000150,000-20,0000.040.06+0.03sell
RENAISSANCE TECHNOLOGIES LLC475,307451,707-23,6000.000.00+0.00sell
MILLENNIUM MANAGEMENT LLC27,1370-27,1370.000.00-0.00sell
Engineers Gate Manager LP31,1640-31,1640.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC33,7000-33,7000.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC44,5734,930-39,6430.000.00-0.00sell
Robertson Stephens Wealth Management, LLC255,077214,545-40,5320.010.01+0.00sell
Virtu Financial LLC70,3600-70,3600.000.00-0.00sell
ExodusPoint Capital Management, LP88,4860-88,4860.000.00-0.00sell
Relyea Zuckerberg Hanson LLC158,1370-158,1370.020.00-0.02sell
FULLER & THALER ASSET MANAGEMENT, INC.214,1400-214,1400.000.00-0.00sell
PERRITT CAPITAL MANAGEMENT INC225,0000-225,0000.110.00-0.11sell
EXCHANGE TRADED CONCEPTS, LLC358,9740-358,9740.010.00-0.01sell
FMR LLC7,030,5026,432,724-597,7780.000.00+0.00sell
No Street GP LP600,0000-600,0000.040.00-0.04sell
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