Stock Transactions — PREFERRED BANK/LOS ANGELES CA

Total Bought
1,095,679
74 transactions
Total Sold
773,214
100 transactions
Net
+322,465
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
CHARLES SCHWAB INVESTMENT MANAGEMENT INC107,233405,842+298,6090.000.01+0.01buy
T. Rowe Price Investment Management, Inc.868,6451,074,271+205,6260.040.05+0.01buy
Dana Investment Advisors, Inc.9,37891,782+82,4040.030.23+0.20buy
LSV ASSET MANAGEMENT077,515+77,5150.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC163,437213,477+50,0400.010.01+0.00buy
KENNEDY CAPITAL MANAGEMENT LLC044,932+44,9320.000.07+0.07buy
KESTREL INVESTMENT MANAGEMENT CORP041,250+41,2500.002.11+2.11buy
TUDOR INVESTMENT CORP ET AL039,213+39,2130.000.04+0.04buy
ROYAL BANK OF CANADA102,430125,168+22,7380.000.00+0.00buy
HSBC HOLDINGS PLC258,473280,807+22,3340.020.02-0.00buy
GOLDMAN SACHS GROUP INC169,716185,895+16,1790.000.00+0.00buy
MALTESE CAPITAL MANAGEMENT LLC111,045124,200+13,1552.281.84-0.45buy
FRANKLIN RESOURCES INC13,91625,044+11,1280.000.00+0.00buy
Invesco Ltd.51,85362,950+11,0970.000.00+0.00buy
VANGUARD GROUP INC857,142868,073+10,9310.000.00-0.00buy
EXCHANGE TRADED CONCEPTS, LLC5,28315,868+10,5850.010.03+0.02buy
Mirae Asset Global Investments Co., Ltd.010,232+10,2320.000.00+0.00buy
Pathstone Holdings, LLC010,140+10,1400.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC308,277317,185+8,9080.000.00-0.00buy
DIMENSIONAL FUND ADVISORS LP667,256675,798+8,5420.010.01-0.00buy
MACQUARIE GROUP LTD07,406+7,4060.000.00+0.00buy
Summit Global Investments07,307+7,3070.000.04+0.04buy
GUGGENHEIM CAPITAL LLC4,54111,754+7,2130.000.01+0.00buy
BNP PARIBAS FINANCIAL MARKETS8,73115,564+6,8330.000.00+0.00buy
WINTON GROUP Ltd6,98513,738+6,7530.040.07+0.04buy
OBERWEIS ASSET MANAGEMENT INC/89,60095,000+5,4000.610.53-0.08buy
CITIGROUP INC22,29826,827+4,5290.000.00+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP68,91773,228+4,3110.010.01-0.00buy
BOKF, NA03,884+3,8840.000.01+0.01buy
HighTower Advisors, LLC03,370+3,3700.000.00+0.00buy
GSA CAPITAL PARTNERS LLP20,22523,556+3,3310.120.14+0.02buy
Jump Financial, LLC03,322+3,3220.000.01+0.01buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC58,88761,862+2,9750.090.10+0.00buy
Empowered Funds, LLC38,05441,029+2,9750.070.06-0.01buy
Numerai GP LLC02,937+2,9370.000.10+0.10buy
ZACKS INVESTMENT MANAGEMENT20,05022,931+2,8810.020.02+0.00buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS02,705+2,7050.000.00+0.00buy
COMERICA BANK6,0798,242+2,1630.000.00+0.00buy
WEDGE CAPITAL MANAGEMENT L L P/NC8,0319,976+1,9450.010.01+0.00buy
PRINCIPAL FINANCIAL GROUP INC71,39273,319+1,9270.000.00-0.00buy
SG Americas Securities, LLC01,543+1,5430.000.00+0.00buy
Squarepoint Ops LLC5,9047,425+1,5210.000.00+0.00buy
Palouse Capital Management, Inc.01,472+1,4720.000.07+0.07buy
FMR LLC5,0096,357+1,3480.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE4,7836,084+1,3010.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND23,91124,947+1,0360.000.00+0.00buy
USA FINANCIAL FORMULAS0939+9390.000.01+0.01buy
Russell Investments Group, Ltd.14,71815,637+9190.000.00-0.00buy
CANADA LIFE ASSURANCE Co10,53211,366+8340.000.00+0.00buy
DEUTSCHE BANK AG\5,4356,219+7840.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/22,66223,359+6970.000.00-0.00buy
Olympiad Research LP3,2793,915+6360.190.20+0.01buy
PRELUDE CAPITAL MANAGEMENT, LLC3,2793,758+4790.020.02-0.00buy
WELLS FARGO & COMPANY/MN4,5625,024+4620.000.00+0.00buy
Copeland Capital Management, LLC0459+4590.000.00+0.00buy
Legal & General Group Plc34,58934,852+2630.000.00-0.00buy
Parkside Financial Bank & Trust635858+2230.010.01+0.00buy
ENVESTNET ASSET MANAGEMENT INC13,40013,572+1720.000.00-0.00buy
TEXAS PERMANENT SCHOOL FUND CORP10,79510,964+1690.010.01-0.00buy
Avior Wealth Management, LLC68226+1580.000.00+0.00buy
SummerHaven Investment Management, LLC12,51612,645+1290.590.61+0.02buy
Point72 Asset Management, L.P.1,0001,100+1000.000.00+0.00buy
EntryPoint Capital, LLC239318+790.020.02+0.01buy
Unison Advisors LLC9,95810,033+750.080.08-0.00buy
Gladius Capital Management LP445495+500.020.04+0.02buy
Continuum Advisory, LLC033+330.000.00+0.00buy
MILLER HOWARD INVESTMENTS INC /NY3,9163,941+250.010.01-0.00buy
SIGNATUREFD, LLC011+110.000.00+0.00buy
INTRUST BANK NA6,3856,394+90.050.05-0.00buy
Covestor Ltd210+80.000.00+0.00buy
IFP Advisors, Inc287293+60.000.00-0.00buy
UMB Bank, n.a.163169+60.000.00+0.00buy
Farther Finance Advisors, LLC1116+50.000.00+0.00buy
GAMMA Investing LLC182185+30.000.00-0.00buy
Ameritas Investment Partners, Inc.1,3311,33100.000.00-0.00hold
TD ASSET MANAGEMENT INC4,6004,60000.000.00-0.00hold
PRAXIS INVESTMENT MANAGEMENT INC2,9102,91000.020.01-0.00hold
ALLIANCEBERNSTEIN L.P.13,80013,80000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO10510500.000.00-0.00hold
FARMERS & MERCHANTS INVESTMENTS INC9900.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)1,9821,98200.000.00-0.00hold
PUBLIC SECTOR PENSION INVESTMENT BOARD25,93325,93300.010.01+0.00hold
KBC Group NV62562500.000.00-0.00hold
Robeco Institutional Asset Management B.V.6,9856,98500.000.00-0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.616100.000.00-0.00hold
Petrus Trust Company, LTA3,8993,89900.030.03+0.00hold
MetLife Investment Management, LLC6,6436,64300.000.00-0.00hold
MACROVIEW INVESTMENT MANAGEMENT LLC393900.000.00-0.00hold
Allworth Financial LP242400.000.00-0.00hold
First Horizon Advisors, Inc.191900.000.00-0.00hold
Capital Advisors, Ltd. LLC4400.000.000.00hold
Capital Impact Advisors, LLC5,7355,73500.550.57+0.02hold
QUADRANT CAPITAL GROUP LLC20520500.000.00-0.00hold
Maryland State Retirement & Pension System4,5424,54200.010.01-0.00hold
Virtus Investment Advisers, LLC7,6387,63800.420.42+0.00hold
Fortitude Family Office, LLC303000.000.00-0.00hold
NEW YORK STATE TEACHERS RETIREMENT SYSTEM13,23013,23000.000.00-0.00hold
FIFTH THIRD BANCORP15515500.000.00-0.00hold
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY4,7464,74600.000.00+0.00hold
NBC SECURITIES, INC.30230200.000.00-0.00hold
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