Stock Transactions — PREFERRED BANK/LOS ANGELES CA

Total Bought
413,986
94 transactions
Total Sold
778,175
113 transactions
Net
-364,189
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Qube Research & Technologies Ltd19,21874,636+55,4180.000.01+0.01buy
AMERICAN CENTURY COMPANIES INC291,858337,804+45,9460.010.02+0.00buy
DENALI ADVISORS LLC034,200+34,2000.000.35+0.35buy
FMR LLC17,01742,022+25,0050.000.00+0.00buy
MORGAN STANLEY215,771239,904+24,1330.000.00+0.00buy
GOLDMAN SACHS GROUP INC149,900173,498+23,5980.000.00+0.00buy
Invesco Ltd.58,28573,478+15,1930.000.00+0.00buy
HRT FINANCIAL LP5,32119,207+13,8860.000.01+0.00buy
TUDOR INVESTMENT CORP ET AL16,92327,921+10,9980.010.02+0.01buy
ExodusPoint Capital Management, LP010,876+10,8760.000.01+0.01buy
TWO SIGMA ADVISERS, LP56,30065,100+8,8000.010.01+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND23,02231,322+8,3000.000.00+0.00buy
Dynamic Technology Lab Private Ltd2,45010,212+7,7620.030.16+0.13buy
DARK FOREST CAPITAL MANAGEMENT LP07,337+7,3370.000.02+0.02buy
CWM, LLC2,3869,581+7,1950.000.00+0.00buy
Horizon Investments, LLC36,022+6,0190.000.01+0.01buy
Trexquant Investment LP05,762+5,7620.000.01+0.01buy
MQS Management LLC05,575+5,5750.000.29+0.29buy
PUBLIC SECTOR PENSION INVESTMENT BOARD50,85656,368+5,5120.020.02-0.00buy
SG Americas Securities, LLC3,3818,838+5,4570.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.05,086+5,0860.000.00+0.00buy
Angel Oak Capital Advisors, LLC05,000+5,0000.000.35+0.35buy
Quadrature Capital Ltd04,876+4,8760.000.01+0.01buy
INTECH INVESTMENT MANAGEMENT LLC5,59010,423+4,8330.000.01+0.00buy
Engineers Gate Manager LP6,94411,211+4,2670.010.01+0.00buy
Brevan Howard Capital Management LP04,153+4,1530.000.01+0.01buy
Y-Intercept (Hong Kong) Ltd04,103+4,1030.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS5,0108,964+3,9540.000.00+0.00buy
PharVision Advisers, LLC03,044+3,0440.000.15+0.15buy
Quantinno Capital Management LP02,882+2,8820.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC4,7237,453+2,7300.000.00+0.00buy
MARSHALL WACE, LLP02,700+2,7000.000.00+0.00buy
D. E. Shaw & Co., Inc.17,25819,942+2,6840.000.00-0.00buy
Phocas Financial Corp.127,541130,190+2,6491.591.53-0.06buy
MALTESE CAPITAL MANAGEMENT LLC70,00072,500+2,5000.850.99+0.14buy
Squarepoint Ops LLC5,9108,377+2,4670.000.00+0.00buy
GSA CAPITAL PARTNERS LLP10,51812,823+2,3050.060.10+0.03buy
Fisher Asset Management, LLC13,57915,814+2,2350.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP103,094105,283+2,1890.020.01-0.00buy
NewEdge Advisors, LLC1,3163,464+2,1480.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/38,32640,160+1,8340.000.00+0.00buy
FRANKLIN RESOURCES INC28,41730,002+1,5850.000.00+0.00buy
NewEdge Wealth, LLC6,9758,492+1,5170.010.01+0.00buy
Point72 (DIFC) Ltd3011,709+1,4080.000.01+0.01buy
DEUTSCHE BANK AG\9,12310,503+1,3800.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC29,75131,127+1,3760.000.00-0.00buy
Point72 Asset Management, L.P.4,8695,900+1,0310.000.00+0.00buy
VIRGINIA RETIREMENT SYSTEMS ET Al16,61317,513+9000.010.01+0.00buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management4,9785,865+8870.010.01+0.00buy
Johnson Financial Group, Inc.0774+7740.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.11,92112,683+7620.040.04-0.00buy
WELLS FARGO & COMPANY/MN8,4779,237+7600.000.00+0.00buy
CANADA LIFE ASSURANCE Co15,52316,162+6390.000.00-0.00buy
Police & Firemen's Retirement System of New Jersey2,8313,445+6140.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC13,58114,136+5550.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC14,63315,176+5430.030.03-0.00buy
Quarry LP25523+4980.000.01+0.01buy
Sterling Capital Management LLC4,7605,241+4810.010.01+0.00buy
ALPS ADVISORS INC4,4344,862+4280.000.00+0.00buy
Arax Advisory Partners13378+3650.000.00+0.00buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC2,8503,106+2560.000.00-0.00buy
Aquatic Capital Management LLC3,7163,954+2380.010.01+0.00buy
Rockefeller Capital Management L.P.0215+2150.000.00+0.00buy
Wealthspire Advisors, LLC0131+1310.000.00+0.00buy
Salomon & Ludwin, LLC0130+1300.000.00+0.00buy
Point72 Asia (Singapore) Pte. Ltd.0125+1250.000.00+0.00buy
AMALGAMATED BANK3,3363,452+1160.000.00-0.00buy
SEI INVESTMENTS CO10,67110,763+920.000.00-0.00buy
HANTZ FINANCIAL SERVICES, INC.70154+840.000.00+0.00buy
Unison Advisors LLC10,49010,574+840.100.09-0.01buy
QUADRANT CAPITAL GROUP LLC046+460.000.00+0.00buy
Optiver Holding B.V.040+400.000.00+0.00buy
Smartleaf Asset Management LLC428463+350.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO95128+330.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC942+330.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC3,8373,869+320.000.00-0.00buy
MATHER GROUP, LLC.030+300.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.870898+280.000.00+0.00buy
Point72 Europe (London) LLP023+230.000.00+0.00buy
GAMMA Investing LLC493512+190.000.00-0.00buy
Russell Investments Group, Ltd.14,05514,070+150.000.00-0.00buy
EverSource Wealth Advisors, LLC331346+150.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP517+120.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB805813+80.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC2,4562,464+80.000.00-0.00buy
SIGNATUREFD, LLC07+70.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO189194+50.000.00+0.00buy
HUNTINGTON NATIONAL BANK191194+30.000.00-0.00buy
Sequoia Financial Advisors, LLC3,7553,757+20.000.00-0.00buy
IFP Advisors, Inc02+20.000.00-0.00buy
Farther Finance Advisors, LLC79+20.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.119120+10.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM11,90611,907+10.000.00-0.00buy
Glen Eagle Advisors, LLC1415+10.000.00-0.00buy
BESSEMER GROUP INC11911900.000.00+0.00hold
OREGON PUBLIC EMPLOYEES RETIREMENT FUND2,6222,62200.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.13,31513,31500.000.00+0.00hold
PRINCETON CAPITAL MANAGEMENT LLC2,5002,50000.060.06-0.00hold
FARMERS & MERCHANTS INVESTMENTS INC9900.000.00+0.00hold
JANUS HENDERSON GROUP PLC6,3986,39800.000.00-0.00hold
Page 1 of 3