Stock Transactions — OXFORD LANE CAP CORP

Total Bought
4,791,615
52 transactions
Total Sold
4,742,308
33 transactions
Net
+49,307
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GOLDMAN SACHS GROUP INC01,452,349+1,452,3490.000.00+0.00buy
Jain Global LLC66,2501,017,585+951,3350.010.10+0.10buy
CITADEL ADVISORS LLC1,143,9801,703,401+559,4210.010.01+0.00buy
Polar Asset Management Partners Inc.2,000,0002,350,000+350,0000.460.38-0.09buy
BARCLAYS PLC538,416850,002+311,5860.000.00+0.00buy
MORGAN STANLEY3,568,3653,840,792+272,4270.000.00-0.00buy
Blackstone Inc.675,000910,000+235,0000.030.03-0.00buy
J.W. COLE ADVISORS, INC.0167,521+167,5210.000.03+0.03buy
JANE STREET GROUP, LLC082,446+82,4460.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC22,69083,655+60,9650.000.00+0.00buy
OneAscent Family Office, LLC046,457+46,4570.000.21+0.21buy
DRW Securities, LLC15,08049,458+34,3780.010.03+0.02buy
Marex Group plc033,905+33,9050.000.00+0.00buy
HRT FINANCIAL LP026,226+26,2260.000.00+0.00buy
TWO SIGMA SECURITIES, LLC022,057+22,0570.000.02+0.02buy
OSAIC HOLDINGS, INC.69,73991,451+21,7120.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC017,393+17,3930.000.00+0.00buy
Attessa Capital LLC017,262+17,2620.000.07+0.07buy
Global Retirement Partners, LLC11,02525,487+14,4620.000.00+0.00buy
XTX Topco Ltd013,790+13,7900.000.00+0.00buy
PARK AVENUE SECURITIES LLC012,128+12,1280.000.00+0.00buy
Cetera Investment Advisers28,49940,527+12,0280.000.00+0.00buy
NWF Advisory Services Inc.010,103+10,1030.000.01+0.01buy
ARES MANAGEMENT LLC258,692268,564+9,8720.170.10-0.06buy
Strategic Wealth Partners, Ltd.408,640+8,6000.000.00+0.00buy
Private Advisor Group, LLC43,66251,066+7,4040.000.00+0.00buy
Snowden Capital Advisors LLC20,53927,140+6,6010.010.01+0.00buy
Kestra Advisory Services, LLC53,75559,309+5,5540.000.00-0.00buy
Mariner, LLC25,63329,754+4,1210.000.00-0.00buy
Security National Bank04,000+4,0000.000.00+0.00buy
Integrated Wealth Concepts LLC04,000+4,0000.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS8,19310,733+2,5400.000.00-0.00buy
WESBANCO BANK INC30,09032,090+2,0000.010.01-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP108,500110,333+1,8330.000.00-0.00buy
Capital CS Group, LLC18,90020,472+1,5720.380.26-0.12buy
EIGHT 31 FINANCIAL, LLC23,72225,253+1,5310.140.13-0.01buy
Pinnacle Wealth Planning Services, Inc.6,2577,381+1,1240.010.01-0.00buy
Larson Financial Group LLC01,000+1,0000.000.00+0.00buy
Apollon Wealth Management, LLC37,99638,868+8720.010.00-0.00buy
Prospera Financial Services Inc21,42022,192+7720.000.00-0.00buy
Fermata Advisors, LLC16,53717,297+7600.040.03-0.01buy
WPG Advisers, LLC3,9144,601+6870.030.02-0.00buy
Tower Research Capital LLC (TRC)0641+6410.000.00+0.00buy
IFG Advisory, LLC0300+3000.000.00+0.00buy
Arax Advisory Partners0258+2580.000.00+0.00buy
Bangor Savings Bank0150+1500.000.00+0.00buy
FIFTH THIRD BANCORP1,7811,930+1490.000.00-0.00buy
Continuum Advisory, LLC0146+1460.000.00+0.00buy
Elequin Capital, LP0124+1240.000.00+0.00buy
JFS WEALTH ADVISORS, LLC026+260.000.00+0.00buy
Avion Wealth356379+230.000.00-0.00buy
Quarry LP04+40.000.00+0.00buy
WHITTIER TRUST CO OF NEVADA INC49849800.000.00-0.00hold
NewEdge Advisors, LLC1,9401,94000.000.00-0.00hold
IAT REINSURANCE CO LTD.100,000100,00000.801.50+0.70hold
IAT REINSURANCE CO LTD.80,00080,00000.651.22+0.57hold
IFP Advisors, Inc40040000.000.00-0.00hold
KESTRA PRIVATE WEALTH SERVICES, LLC10,05510,05500.000.00-0.00hold
Ausdal Financial Partners, Inc.15,99615,99600.010.01-0.00hold
Parisi Gray Wealth Management10,00010,00000.020.02-0.01hold
CoreCap Advisors, LLC2,3622,36200.000.00-0.00hold
SWAN Capital LLC1,2321,23200.000.00-0.00hold
Abel Hall, LLC20,00020,00000.040.03-0.01hold
HIGHLINE WEALTH PARTNERS LLC60060000.000.00-0.00hold
CURA WEALTH ADVISORS, LLC10,24710,24700.040.04-0.01hold
M&T BANK CORP30,92730,92700.000.00-0.00hold
DELPHI FINANCIAL GROUP, INC.145,030145,03000.640.63-0.01hold
MAI Capital Management40-40.000.00-0.00sell
AdvisorNet Financial, Inc2,9222,863-590.000.00-0.00sell
Rockefeller Capital Management L.P.23994-1450.000.00-0.00sell
Triumph Capital Management4,5914,336-2550.010.01-0.00sell
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4781-4770.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC27,57226,969-6030.000.00-0.00sell
Allworth Financial LP11,1599,994-1,1650.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC4,5612,205-2,3560.000.00-0.00sell
Founders Financial Alliance, LLC91,62288,808-2,8140.160.10-0.06sell
Federation des caisses Desjardins du Quebec2,920100-2,8200.000.00-0.00sell
Sound Income Strategies, LLC3,0000-3,0000.000.00-0.00sell
Legacy Wealth Managment, LLC/ID6,0100-6,0100.030.00-0.03sell
EverSource Wealth Advisors, LLC7,0000-7,0000.000.00-0.00sell
COMMONWEALTH EQUITY SERVICES, LLC25,88118,474-7,4070.000.00-0.00sell
LPL Financial LLC93,21184,148-9,0630.000.00-0.00sell
Freestone Capital Holdings, LLC221,379211,424-9,9550.070.05-0.02sell
Delta Investment Management, LLC11,3040-11,3040.020.00-0.02sell
RESOURCES MANAGEMENT CORP /CT/ /ADV13,2000-13,2000.040.00-0.04sell
North Ground Capital25,0000-25,0000.290.00-0.29sell
Entropy Technologies, LP29,4230-29,4230.010.00-0.01sell
Samalin Investment Counsel, LLC81,12546,529-34,5960.280.13-0.15sell
WEDBUSH SECURITIES INC133,12996,234-36,8950.040.02-0.02sell
Lido Advisors, LLC46,4700-46,4700.000.00-0.00sell
Virtus Investment Advisers, LLC208,647153,504-55,1430.560.31-0.25sell
Alpine Global Management, LLC257,992198,112-59,8800.380.28-0.10sell
GatePass Capital, LLC90,3000-90,3000.430.00-0.43sell
Simplify Asset Management Inc.100,0000-100,0000.020.00-0.02sell
BI Asset Management Fondsmaeglerselskab A/S162,90740,733-122,1740.020.00-0.01sell
UBS Group AG134,1780-134,1780.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.222,5390-222,5390.740.00-0.74sell
Border to Coast Pensions Partnership Ltd440,0000-440,0000.070.00-0.07sell
Kohlberg Kravis Roberts & Co. L.P.3,187,2301,771,302-1,415,9280.580.27-0.31sell
Saba Capital Management, L.P.1,852,1450-1,852,1450.580.00-0.58sell
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