OXFORD LANE CAP CORP
| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) | Type |
|---|---|---|---|---|---|---|---|
| Alpine Global Management, LLC | 25,926 | 257,992 | +232,066 | 0.08 | 0.38 | +0.30 | buy |
| Freestone Capital Holdings, LLC | 141,379 | 221,379 | +80,000 | 0.06 | 0.07 | +0.00 | buy |
| Virtus Investment Advisers, LLC | 149,891 | 208,647 | +58,756 | 0.60 | 0.56 | -0.03 | buy |
| GatePass Capital, LLC | 42,600 | 90,300 | +47,700 | 0.32 | 0.43 | +0.11 | buy |
| Founders Financial Alliance, LLC | 46,317 | 91,622 | +45,305 | 0.13 | 0.16 | +0.03 | buy |
| Samalin Investment Counsel, LLC | 39,567 | 81,125 | +41,558 | 0.21 | 0.28 | +0.08 | buy |
| ARES MANAGEMENT LLC | 247,500 | 258,692 | +11,192 | 0.21 | 0.17 | -0.04 | buy |
| Abel Hall, LLC | 10,000 | 20,000 | +10,000 | 0.03 | 0.04 | +0.01 | buy |
| BI Asset Management Fondsmaeglerselskab A/S | 153,382 | 162,907 | +9,525 | 0.02 | 0.02 | -0.00 | buy |
| Fermata Advisors, LLC | 13,089 | 16,537 | +3,448 | 0.05 | 0.04 | -0.01 | buy |
| EIGHT 31 FINANCIAL, LLC | 21,069 | 23,722 | +2,653 | 0.17 | 0.14 | -0.03 | buy |
| Capital CS Group, LLC | 16,424 | 18,900 | +2,476 | 0.38 | 0.38 | +0.00 | buy |
| Ausdal Financial Partners, Inc. | 16,496 | 15,996 | -500 | 0.01 | 0.01 | -0.00 | sell |
| CURA WEALTH ADVISORS, LLC | 18,247 | 10,247 | -8,000 | 0.10 | 0.04 | -0.06 | sell |
| Entropy Technologies, LP | 43,349 | 29,423 | -13,926 | 0.03 | 0.01 | -0.02 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 399,466 | 222,539 | -176,927 | 1.98 | 0.74 | -1.24 | sell |
| North Ground Capital | 1,032,585 | 25,000 | -1,007,585 | 7.51 | 0.29 | -7.21 | sell |