Stock TransactionsOXFORD LANE CAP CORP

Total Bought
395,010
4 transactions
Total Sold
1,520,359
4 transactions
Net
-1,125,349
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Polar Asset Management Partners Inc.2,000,0002,350,000+350,0000.390.34-0.05buy
DRW Securities, LLC15,08049,458+34,3780.000.01+0.01buy
ARES MANAGEMENT LLC258,692268,564+9,8720.170.10-0.06buy
Fermata Advisors, LLC16,53717,297+7600.040.03-0.01buy
Freestone Capital Holdings, LLC221,379211,424-9,9550.070.05-0.02sell
Samalin Investment Counsel, LLC81,12546,529-34,5960.280.13-0.15sell
Alpine Global Management, LLC257,992198,112-59,8800.380.28-0.10sell
Kohlberg Kravis Roberts & Co. L.P.3,187,2301,771,302-1,415,9280.580.27-0.31sell
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