Stock Transactions — OXFORD LANE CAP CORP

Total Bought
6,941,863
87 transactions
Total Sold
0
0 transactions
Net
+6,941,863
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MORGAN STANLEY01,385,915+1,385,9150.000.00+0.00buy
Elliott Investment Management L.P.01,019,239+1,019,2390.000.13+0.13buy
Bulldog Investors, LLP0447,288+447,2880.001.75+1.75buy
Border to Coast Pensions Partnership Ltd0440,000+440,0000.000.13+0.13buy
North Ground Capital0422,222+422,2220.004.15+4.15buy
Rockefeller Capital Management L.P.0275,835+275,8350.000.01+0.01buy
Realta Investment Advisors0245,433+245,4330.001.39+1.39buy
Thomas J. Herzfeld Advisors, Inc.0227,872+227,8720.001.32+1.32buy
Alpine Global Management, LLC0222,222+222,2220.000.68+0.68buy
ENVESTNET ASSET MANAGEMENT INC0210,520+210,5200.000.00+0.00buy
WEDBUSH SECURITIES INC0165,889+165,8890.000.09+0.09buy
J.W. COLE ADVISORS, INC.0146,356+146,3560.000.05+0.05buy
Virtus Investment Advisers, LLC0129,209+129,2090.000.63+0.63buy
Almitas Capital LLC0119,999+119,9990.000.46+0.46buy
LPL Financial LLC0112,978+112,9780.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0105,871+105,8710.000.00+0.00buy
Freestone Capital Holdings, LLC094,879+94,8790.000.05+0.05buy
Arlington Capital Management, Inc.078,082+78,0820.000.84+0.84buy
Marex Group plc059,686+59,6860.000.01+0.01buy
OPPENHEIMER & CO INC056,680+56,6800.000.01+0.01buy
Founders Financial Alliance, LLC052,407+52,4070.000.17+0.17buy
Private Advisor Group, LLC051,048+51,0480.000.00+0.00buy
Samalin Investment Counsel, LLC049,785+49,7850.000.29+0.29buy
GatePass Capital, LLC047,400+47,4000.000.46+0.46buy
CHOREO, LLC045,379+45,3790.000.01+0.01buy
Kestra Advisory Services, LLC040,573+40,5730.000.00+0.00buy
Aptus Capital Advisors, LLC040,135+40,1350.000.01+0.01buy
Cambridge Investment Research Advisors, Inc.034,229+34,2290.000.00+0.00buy
Cetera Investment Advisers033,964+33,9640.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC032,953+32,9530.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC032,714+32,7140.000.00+0.00buy
M&T BANK CORP030,927+30,9270.000.00+0.00buy
WESBANCO BANK INC030,091+30,0910.000.01+0.01buy
Apollon Wealth Management, LLC028,209+28,2090.000.01+0.01buy
CITADEL ADVISORS LLC027,472+27,4720.000.00+0.00buy
JANE STREET GROUP, LLC025,049+25,0490.000.00+0.00buy
NICOLET ADVISORY SERVICES, LLC020,383+20,3830.000.03+0.03buy
EIGHT 31 FINANCIAL, LLC019,481+19,4810.000.19+0.19buy
CastleKnight Management LP019,400+19,4000.000.02+0.02buy
Allworth Financial LP019,068+19,0680.000.00+0.00buy
CARY STREET PARTNERS FINANCIAL LLC018,263+18,2630.000.01+0.01buy
CURA WEALTH ADVISORS, LLC018,247+18,2470.000.12+0.12buy
Prospera Financial Services Inc016,637+16,6370.000.00+0.00buy
Integrated Wealth Concepts LLC015,948+15,9480.000.00+0.00buy
Capital CS Group, LLC015,298+15,2980.000.43+0.43buy
Mariner, LLC015,274+15,2740.000.00+0.00buy
CFO4Life Group, LLC014,682+14,6820.000.04+0.04buy
Sage Capital Advisors,llc013,948+13,9480.000.06+0.06buy
NATIONAL BANK OF CANADA /FI/012,909+12,9090.000.00+0.00buy
K2 PRINCIPAL FUND, L.P.012,868+12,8680.000.02+0.02buy
BI Asset Management Fondsmaeglerselskab A/S012,763+12,7630.000.00+0.00buy
HighPoint Advisor Group LLC012,597+12,5970.000.01+0.01buy
Ferguson Shapiro LLC011,856+11,8560.000.06+0.06buy
D.A. DAVIDSON & CO.011,236+11,2360.000.00+0.00buy
Fermata Advisors, LLC011,065+11,0650.000.05+0.05buy
Lido Advisors, LLC010,274+10,2740.000.00+0.00buy
Triumph Capital Management09,350+9,3500.000.02+0.02buy
JPMORGAN CHASE & CO08,627+8,6270.000.00+0.00buy
Federation des caisses Desjardins du Quebec07,880+7,8800.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS06,418+6,4180.000.00+0.00buy
CARY STREET PARTNERS INVESTMENT ADVISORY LLC04,929+4,9290.000.03+0.03buy
NewEdge Advisors, LLC04,824+4,8240.000.00+0.00buy
McIlrath & Eck, LLC04,691+4,6910.000.01+0.01buy
EverSource Wealth Advisors, LLC04,200+4,2000.000.00+0.00buy
Tower Research Capital LLC (TRC)03,731+3,7310.000.00+0.00buy
CoreCap Advisors, LLC03,295+3,2950.000.00+0.00buy
GPS Wealth Strategies Group, LLC02,288+2,2880.000.00+0.00buy
AdvisorNet Financial, Inc02,113+2,1130.000.00+0.00buy
WPG Advisers, LLC01,310+1,3100.000.02+0.02buy
SWAN Capital LLC01,232+1,2320.000.01+0.01buy
Private Wealth Management Group, LLC01,124+1,1240.000.01+0.01buy
Sunbelt Securities, Inc.0802+8020.000.00+0.00buy
Arax Advisory Partners0612+6120.000.00+0.00buy
HIGHLINE WEALTH PARTNERS LLC0600+6000.000.00+0.00buy
PRINCIPAL SECURITIES, INC.0570+5700.000.00+0.00buy
COMERICA BANK0566+5660.000.00+0.00buy
VALLEY WEALTH MANAGERS, INC.0560+5600.000.00+0.00buy
Larson Financial Group LLC0454+4540.000.00+0.00buy
TD PRIVATE CLIENT WEALTH LLC0264+2640.000.00+0.00buy
Russell Investments Group, Ltd.0200+2000.000.00+0.00buy
Legacy Wealth Managment, LLC/ID0111+1110.000.00+0.00buy
MAI Capital Management0104+1040.000.00+0.00buy
Accredited Wealth Management, LLC091+910.000.01+0.01buy
Farther Finance Advisors, LLC080+800.000.00+0.00buy
Blue Trust, Inc.060+600.000.00+0.00buy
Advisory Services Network, LLC045+450.000.00+0.00buy
Ameritas Advisory Services, LLC025+250.000.00+0.00buy
IAT REINSURANCE CO LTD.100,000100,00000.560.53-0.03hold
IAT REINSURANCE CO LTD.80,00080,00000.460.43-0.03hold
RESOURCES MANAGEMENT CORP /CT/ /ADV13,20013,20000.040.04-0.00hold
NBC SECURITIES, INC.60060000.000.00-0.00hold
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