Stock Transactions — OXFORD LANE CAP CORP

Total Bought
5,672,877
67 transactions
Total Sold
1,956,941
47 transactions
Net
+3,715,936
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BARCLAYS PLC01,656,611+1,656,6110.000.01+0.01buy
Karpus Management, Inc.0853,683+853,6830.000.58+0.58buy
North Ground Capital422,2221,032,585+610,3634.157.51+3.35buy
MORGAN STANLEY1,385,9151,965,318+579,4030.000.00+0.00buy
ARES MANAGEMENT LLC0247,500+247,5000.000.21+0.21buy
Karpus Management, Inc.0192,355+192,3550.000.13+0.13buy
Thomas J. Herzfeld Advisors, Inc.227,872399,466+171,5941.321.98+0.66buy
CITADEL ADVISORS LLC27,472185,832+158,3600.000.00+0.00buy
Karpus Management, Inc.0150,975+150,9750.000.10+0.10buy
DELPHI FINANCIAL GROUP, INC.0145,030+145,0300.001.06+1.06buy
BI Asset Management Fondsmaeglerselskab A/S12,763153,382+140,6190.000.02+0.02buy
RAYMOND JAMES FINANCIAL INC32,714122,793+90,0790.000.00+0.00buy
OSAIC HOLDINGS, INC.061,737+61,7370.000.00+0.00buy
Snowden Capital Advisors LLC051,301+51,3010.000.02+0.02buy
HRT FINANCIAL LP049,040+49,0400.000.00+0.00buy
Freestone Capital Holdings, LLC94,879141,379+46,5000.050.06+0.01buy
Entropy Technologies, LP043,349+43,3490.000.03+0.03buy
JANE STREET GROUP, LLC25,04968,216+43,1670.000.00+0.00buy
Bulldog Investors, LLP447,288485,401+38,1131.751.58-0.17buy
XTX Topco Ltd033,967+33,9670.000.01+0.01buy
Jump Financial, LLC032,235+32,2350.000.01+0.01buy
TWO SIGMA SECURITIES, LLC023,428+23,4280.000.05+0.05buy
Savvy Advisors, Inc.021,858+21,8580.000.01+0.01buy
Virtus Investment Advisers, LLC129,209149,891+20,6820.630.60-0.03buy
Vident Advisory, LLC016,742+16,7420.000.00+0.00buy
Ausdal Financial Partners, Inc.016,496+16,4960.000.01+0.01buy
Castleview Partners, LLC014,400+14,4000.000.10+0.10buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC013,956+13,9560.000.01+0.01buy
Squarepoint Ops LLC013,064+13,0640.000.00+0.00buy
BURNEY CO/012,651+12,6510.000.01+0.01buy
J.W. COLE ADVISORS, INC.146,356158,935+12,5790.050.06+0.01buy
Global Retirement Partners, LLC011,025+11,0250.000.00+0.00buy
Qube Research & Technologies Ltd010,795+10,7950.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC010,100+10,1000.000.00+0.00buy
Parisi Gray Wealth Management010,000+10,0000.000.03+0.03buy
Abel Hall, LLC010,000+10,0000.000.03+0.03buy
Apollon Wealth Management, LLC28,20937,038+8,8290.010.01+0.00buy
Kestra Advisory Services, LLC40,57346,518+5,9450.000.00-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.05,292+5,2920.000.00+0.00buy
Legacy Wealth Managment, LLC/ID1114,970+4,8590.000.03+0.03buy
CFO4Life Group, LLC14,68219,282+4,6000.040.04+0.00buy
Pinnacle Wealth Planning Services, Inc.03,778+3,7780.000.01+0.01buy
Sunbelt Securities, Inc.8023,827+3,0250.000.00+0.00buy
Mariner, LLC15,27418,055+2,7810.000.00-0.00buy
Sound Income Strategies, LLC02,500+2,5000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC32,95335,011+2,0580.000.00-0.00buy
Fermata Advisors, LLC11,06513,089+2,0240.050.05-0.00buy
Camelot Portfolios, LLC02,000+2,0000.000.02+0.02buy
BNP PARIBAS FINANCIAL MARKETS6,4188,193+1,7750.000.00-0.00buy
EIGHT 31 FINANCIAL, LLC19,48121,069+1,5880.190.17-0.02buy
McIlrath & Eck, LLC4,6916,167+1,4760.010.01+0.00buy
Sage Capital Advisors,llc13,94815,167+1,2190.060.05-0.00buy
Capital CS Group, LLC15,29816,424+1,1260.430.38-0.05buy
FLAGSHIP HARBOR ADVISORS, LLC0981+9810.000.00+0.00buy
WPG Advisers, LLC1,3102,179+8690.020.02+0.01buy
BESSEMER GROUP INC0600+6000.000.00+0.00buy
IFP Advisors, Inc0400+4000.000.00+0.00buy
COMERICA BANK566899+3330.000.00+0.00buy
Avion Wealth0316+3160.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0279+2790.000.00+0.00buy
AdvisorNet Financial, Inc2,1132,271+1580.000.00-0.00buy
EverSource Wealth Advisors, LLC4,2004,300+1000.000.00-0.00buy
Lido Advisors, LLC10,27410,340+660.000.00-0.00buy
FIFTH THIRD BANCORP060+600.000.00+0.00buy
Parallel Advisors, LLC059+590.000.00+0.00buy
Atlantic Union Bankshares Corp017+170.000.00+0.00buy
Farther Finance Advisors, LLC8087+70.000.00-0.00buy
Arax Advisory Partners61261200.000.00+0.00hold
IAT REINSURANCE CO LTD.100,000100,00000.530.74+0.21hold
IAT REINSURANCE CO LTD.80,00080,00000.430.60+0.17hold
Aptus Capital Advisors, LLC40,13540,13500.010.00-0.00hold
Blue Trust, Inc.606000.000.00-0.00hold
Border to Coast Pensions Partnership Ltd440,000440,00000.130.11-0.02hold
SWAN Capital LLC1,2321,23200.010.01-0.00hold
Federation des caisses Desjardins du Quebec7,8807,88000.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC60060000.000.00-0.00hold
CURA WEALTH ADVISORS, LLC18,24718,24700.120.10-0.02hold
M&T BANK CORP30,92730,92700.000.00-0.00hold
RESOURCES MANAGEMENT CORP /CT/ /ADV13,20013,20000.040.04+0.00hold
NBC SECURITIES, INC.60060000.000.00-0.00hold
WESBANCO BANK INC30,09130,090-10.010.01-0.00sell
Ameritas Advisory Services, LLC250-250.000.00-0.00sell
Advisory Services Network, LLC450-450.000.00-0.00sell
MAI Capital Management1040-1040.000.00-0.00sell
Russell Investments Group, Ltd.2000-2000.000.00-0.00sell
HighPoint Advisor Group LLC12,59712,370-2270.010.01-0.00sell
TD PRIVATE CLIENT WEALTH LLC2640-2640.000.00-0.00sell
Prospera Financial Services Inc16,63716,296-3410.000.00-0.00sell
Larson Financial Group LLC4540-4540.000.00-0.00sell
VALLEY WEALTH MANAGERS, INC.5600-5600.000.00-0.00sell
PRINCIPAL SECURITIES, INC.5700-5700.000.00-0.00sell
Tower Research Capital LLC (TRC)3,7312,832-8990.000.00-0.00sell
CoreCap Advisors, LLC3,2952,368-9270.000.00-0.00sell
Private Wealth Management Group, LLC1,1240-1,1240.010.00-0.01sell
Cetera Investment Advisers33,96432,776-1,1880.000.00-0.00sell
GPS Wealth Strategies Group, LLC2,2880-2,2880.000.00-0.00sell
Realta Investment Advisors245,433242,781-2,6521.391.17-0.22sell
NewEdge Advisors, LLC4,8241,940-2,8840.000.00-0.00sell
CARY STREET PARTNERS INVESTMENT ADVISORY LLC4,9291,000-3,9290.030.00-0.03sell
Triumph Capital Management9,3505,397-3,9530.020.02-0.00sell
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