Stock Transactions — GLADSTONE LD CORP

Total Bought
853,802
71 transactions
Total Sold
1,614,099
84 transactions
Net
-760,297
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
Amundi1,170,8061,253,962+83,1560.010.01-0.00buy
Allianz Asset Management GmbH31,02499,141+68,1170.000.00+0.00buy
PFG Investments, LLC87,465150,715+63,2500.230.12-0.11buy
Federation des caisses Desjardins du Quebec3,31059,810+56,5000.000.01+0.01buy
Tidal Investments LLC048,844+48,8440.000.01+0.01buy
GSA CAPITAL PARTNERS LLP22,21670,383+48,1670.030.07+0.05buy
Moors & Cabot, Inc.49,26691,900+42,6340.040.07+0.02buy
CITADEL ADVISORS LLC117,158155,149+37,9910.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC12,67444,533+31,8590.000.00+0.00buy
ARBOR CAPITAL MANAGEMENT INC /ADV028,307+28,3070.000.35+0.35buy
Schonfeld Strategic Advisors LLC31,20055,300+24,1000.000.01+0.00buy
JPMORGAN CHASE & CO104,675127,443+22,7680.000.00-0.00buy
MORGAN STANLEY289,259310,375+21,1160.000.00-0.00buy
SEI INVESTMENTS CO020,708+20,7080.000.00+0.00buy
INCEPTIONR LLC018,505+18,5050.000.06+0.06buy
Invesco Ltd.42,36960,091+17,7220.000.00+0.00buy
Centiva Capital, LP016,273+16,2730.000.01+0.01buy
UBS Group AG51,17167,267+16,0960.000.00-0.00buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM015,962+15,9620.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC840,054854,381+14,3270.000.00-0.00buy
Cubist Systematic Strategies, LLC1,64215,524+13,8820.000.00+0.00buy
HSBC HOLDINGS PLC013,430+13,4300.000.00+0.00buy
Creative Planning013,318+13,3180.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC125,504138,801+13,2970.000.00-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP14,56527,619+13,0540.000.00+0.00buy
Graham Capital Management, L.P.010,293+10,2930.000.00+0.00buy
WESPAC Advisors, LLC68,31875,048+6,7300.690.58-0.10buy
Gilman Hill Asset Management, LLC14,50021,000+6,5000.040.05+0.01buy
STATE STREET CORP775,599781,542+5,9430.000.00-0.00buy
AlphaQuest LLC27,59533,024+5,4290.080.08-0.01buy
Hunter Perkins Capital Management, LLC39,72544,775+5,0500.120.12+0.00buy
QUADRANT CAPITAL GROUP LLC2,2907,162+4,8720.000.01+0.00buy
Mutual Advisors, LLC14,62318,973+4,3500.010.01+0.00buy
Point72 Asset Management, L.P.6,60010,700+4,1000.000.00+0.00buy
Cetera Investment Advisers11,46215,544+4,0820.000.00-0.00buy
NOMURA ASSET MANAGEMENT CO LTD37,60041,400+3,8000.000.00-0.00buy
OSAIC HOLDINGS, INC.30,35633,828+3,4720.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/19,50122,922+3,4210.000.00-0.00buy
PRINCIPAL SECURITIES, INC.1,2673,867+2,6000.000.00+0.00buy
Point72 Asia (Singapore) Pte. Ltd.02,556+2,5560.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS13,98216,402+2,4200.000.00-0.00buy
Realta Investment Advisors02,265+2,2650.000.01+0.01buy
Janney Montgomery Scott LLC244,083246,125+2,0420.010.01-0.00buy
CITIGROUP INC5,3467,169+1,8230.000.00+0.00buy
AMERIPRISE FINANCIAL INC19,52421,318+1,7940.000.00-0.00buy
GROUP ONE TRADING LLC01,264+1,2640.000.00+0.00buy
Atria Wealth Solutions, Inc.15,21516,165+9500.000.00-0.00buy
Millburn Ridgefield LLC /DE/11,67412,559+8850.010.00-0.00buy
Catalyst Capital Advisors LLC11,67412,559+8850.000.00-0.00buy
MARATHON CAPITAL MANAGEMENT152,706153,490+7840.550.49-0.07buy
OLD POINT TRUST & FINANCIAL SERVICES N A0250+2500.000.00+0.00buy
Allworth Financial LP0240+2400.000.00+0.00buy
Onyx Bridge Wealth Group LLC19,86720,097+2300.060.05-0.01buy
HARBOUR INVESTMENTS, INC.8951,105+2100.000.00-0.00buy
FNY Investment Advisers, LLC0200+2000.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV20,35420,546+1920.000.00-0.00buy
EverSource Wealth Advisors, LLC117296+1790.000.00+0.00buy
Kovack Advisors, Inc.16,73516,901+1660.030.03-0.00buy
Mirae Asset Global Investments Co., Ltd.14,45214,581+1290.000.00+0.00buy
Kaizen Financial Strategies12,03312,131+980.130.11-0.02buy
State of Alaska, Department of Revenue15,75315,834+810.000.00-0.00buy
NISA INVESTMENT ADVISORS, LLC12,47012,517+470.000.00-0.00buy
Spire Wealth Management283317+340.000.00-0.00buy
MassMutual Private Wealth & Trust, FSB021+210.000.00+0.00buy
METROPOLITAN LIFE INSURANCE CO/NY3,1203,129+90.000.00-0.00buy
Key FInancial Inc1,2381,246+80.000.00-0.00buy
Newbridge Financial Services Group, Inc.1,5001,508+80.010.01-0.00buy
TSFG, LLC405409+40.000.00-0.00buy
JANUS HENDERSON GROUP PLC13,71613,717+10.000.00-0.00buy
Riggs Asset Managment Co. Inc.162163+10.000.00-0.00buy
Clearstead Advisors, LLC2627+10.000.00-0.00buy
COMMERCE BANK19,99619,99600.000.00-0.00hold
CANADA LIFE ASSURANCE Co1,5651,56500.000.00-0.00hold
ADIRONDACK TRUST CO30030000.000.00-0.00hold
Ameritas Investment Partners, Inc.3,3323,33200.000.00-0.00hold
BOWEN HANES & CO INC671,000671,00000.290.26-0.04hold
Zurcher Kantonalbank (Zurich Cantonalbank)5,6665,66600.000.00-0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.19,40019,40000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC1,3501,35000.000.00-0.00hold
Daiwa Securities Group Inc.10,03210,03200.000.00-0.00hold
State of New Jersey Common Pension Fund D315,000315,00000.020.01-0.00hold
MetLife Investment Management, LLC16,82716,82700.000.00-0.00hold
Swiss National Bank67,10067,10000.000.00-0.00hold
NewEdge Advisors, LLC30030000.000.00-0.00hold
IFP Advisors, Inc34234200.000.00-0.00hold
Steward Partners Investment Advisory, LLC13,65413,65400.000.00-0.00hold
Sound Income Strategies, LLC353500.000.00-0.00hold
VERITY Wealth Advisors20,00020,00000.250.20-0.04hold
IFS Advisors, LLC87687600.020.01-0.00hold
OneAscent Financial Services LLC11,74011,74000.020.02-0.00hold
SOA Wealth Advisors, LLC.5500.000.00-0.00hold
Bell Investment Advisors, Inc363600.000.00-0.00hold
Covestor Ltd4400.000.000.00hold
Next Level Private LLC14,50014,50000.120.09-0.03hold
Ritter Daniher Financial Advisory LLC / DE1,0641,06400.010.00-0.00hold
DecisionPoint Financial, LLC38,70038,70000.240.20-0.04hold
PNC FINANCIAL SERVICES GROUP, INC.8,6878,68700.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC2200.000.00-0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC38,82338,82300.000.00-0.00hold
SHUFRO ROSE & CO LLC17,90017,90000.020.02-0.00hold
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