Stock Transactions — GLADSTONE LD CORP

Total Bought
3,260,225
96 transactions
Total Sold
2,128,582
62 transactions
Net
+1,131,643
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA INVESTMENTS, LP360,1881,490,350+1,130,1620.000.01+0.01buy
RENAISSANCE TECHNOLOGIES LLC0506,382+506,3820.000.01+0.01buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC98,426357,582+259,1560.000.00+0.00buy
UBS Group AG52,138285,456+233,3180.000.00+0.00buy
MONECO Advisors, LLC0145,276+145,2760.000.11+0.11buy
AQR CAPITAL MANAGEMENT LLC100,020175,541+75,5210.000.00+0.00buy
LPL Financial LLC47,677119,633+71,9560.000.00+0.00buy
GOLDMAN SACHS GROUP INC252,677319,318+66,6410.000.00+0.00buy
Quantinno Capital Management LP134,650193,519+58,8690.000.00+0.00buy
Cambria Investment Management, L.P.056,713+56,7130.000.03+0.03buy
BlackRock, Inc.2,988,6073,041,058+52,4510.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC935,525987,046+51,5210.000.00+0.00buy
DRW Securities, LLC032,820+32,8200.000.02+0.02buy
Squarepoint Ops LLC029,649+29,6490.000.00+0.00buy
JPMORGAN CHASE & CO28,96658,480+29,5140.000.00+0.00buy
Engineers Gate Manager LP22,13451,360+29,2260.000.01+0.00buy
Susquehanna Portfolio Strategies, LLC028,328+28,3280.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO11,86440,055+28,1910.000.00+0.00buy
Invesco Ltd.68,45195,232+26,7810.000.00+0.00buy
Resurgent Financial Advisors LLC024,192+24,1920.000.09+0.09buy
STATE STREET CORP690,669711,807+21,1380.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC018,581+18,5810.000.00+0.00buy
EntryPoint Capital, LLC25,73842,940+17,2020.090.13+0.04buy
IEQ CAPITAL, LLC016,185+16,1850.000.00+0.00buy
Focus Partners Wealth30,76946,668+15,8990.000.00+0.00buy
INCEPTIONR LLC014,755+14,7550.000.04+0.04buy
Creative Planning57,23871,941+14,7030.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC012,488+12,4880.000.00+0.00buy
NORTHERN TRUST CORP289,566301,902+12,3360.000.00+0.00buy
SIMPLEX TRADING, LLC012,169+12,1690.000.00+0.00buy
ZACKS INVESTMENT MANAGEMENT011,868+11,8680.000.00+0.00buy
OPPENHEIMER & CO INC011,821+11,8210.000.00+0.00buy
HRT FINANCIAL LP011,773+11,7730.000.00+0.00buy
Wealth Advisory Solutions, LLC011,200+11,2000.000.03+0.03buy
RAYMOND JAMES FINANCIAL INC12,69521,933+9,2380.000.00+0.00buy
ROYAL BANK OF CANADA55,02062,608+7,5880.000.00+0.00buy
BANK OF AMERICA CORP /DE/48,66855,907+7,2390.000.00+0.00buy
Comprehensive Money Management Services LLC23,97630,816+6,8400.150.21+0.05buy
AMERIPRISE FINANCIAL INC19,38725,944+6,5570.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC11,20417,506+6,3020.000.00+0.00buy
Asset Management One Co., Ltd.47,82652,988+5,1620.000.00+0.00buy
Gilman Hill Asset Management, LLC12,50017,500+5,0000.020.03+0.01buy
CITIGROUP INC9695,619+4,6500.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP41,00445,537+4,5330.000.00+0.00buy
MetLife Investment Management, LLC16,02420,381+4,3570.000.00+0.00buy
DEUTSCHE BANK AG\57,39161,746+4,3550.000.00+0.00buy
MERCER GLOBAL ADVISORS INC /ADV19,91224,153+4,2410.000.00+0.00buy
CWM, LLC11,13215,284+4,1520.000.00+0.00buy
Cetera Investment Advisers38,50442,584+4,0800.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD48,00051,800+3,8000.000.00+0.00buy
Cerity Partners LLC22,64425,728+3,0840.000.00+0.00buy
Janney Montgomery Scott LLC78,85281,815+2,9630.000.00+0.00buy
PFG Investments, LLC295,533298,207+2,6740.130.14+0.01buy
JONES FINANCIAL COMPANIES LLLP4,7857,365+2,5800.000.00+0.00buy
Western Wealth Management, LLC02,466+2,4660.000.00+0.00buy
Sigma Planning Corp17,82620,243+2,4170.000.01+0.00buy
Arax Advisory Partners1,4153,459+2,0440.000.00+0.00buy
Optiver Holding B.V.5602,493+1,9330.000.00+0.00buy
Kovack Advisors, Inc.11,17012,847+1,6770.000.01+0.00buy
Abel Hall, LLC20,20621,704+1,4980.040.05+0.00buy
Federation des caisses Desjardins du Quebec01,291+1,2910.000.00+0.00buy
Daiwa Securities Group Inc.12,75613,789+1,0330.000.00+0.00buy
State of Alaska, Department of Revenue18,28019,250+9700.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC2941,202+9080.000.00+0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC15,44616,254+8080.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC10,01910,746+7270.000.00+0.00buy
Versant Capital Management, Inc8,8189,535+7170.010.01-0.00buy
Brooklyn Investment Group10,58111,034+4530.000.00-0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.15,85816,272+4140.000.00+0.00buy
SIGNATUREFD, LLC2,7443,140+3960.000.00+0.00buy
Nuveen, LLC88,35388,742+3890.000.00+0.00buy
Inscription Capital, LLC11,72612,029+3030.010.01+0.00buy
GAMMA Investing LLC201422+2210.000.00+0.00buy
Allworth Financial LP438652+2140.000.00+0.00buy
EverSource Wealth Advisors, LLC211424+2130.000.00+0.00buy
JPL Wealth Management, LLC0142+1420.000.00+0.00buy
US BANCORP \DE\11,65311,793+1400.000.00+0.00buy
Onyx Bridge Wealth Group LLC11,34111,464+1230.010.01+0.00buy
Parallel Advisors, LLC1,1931,293+1000.000.00+0.00buy
MAI Capital Management37129+920.000.00+0.00buy
SJS Investment Consulting Inc.323392+690.000.00+0.00buy
Caitong International Asset Management Co., Ltd053+530.000.00+0.00buy
FIFTH THIRD BANCORP2770+430.000.00+0.00buy
IFP Advisors, Inc2858+300.000.00+0.00buy
CAHILL FINANCIAL ADVISORS INC10,11910,146+270.010.01+0.00buy
Sunbelt Securities, Inc.3057+270.000.00+0.00buy
Ritter Daniher Financial Advisory LLC / DE2,0522,078+260.000.00+0.00buy
True Wealth Design, LLC3459+250.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC7390+170.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC1,0381,051+130.000.00+0.00buy
TSFG, LLC561568+70.000.00+0.00buy
Larson Financial Group LLC490496+60.000.00+0.00buy
Signature Resources Capital Management, LLC05+50.000.00+0.00buy
West Financial Advisors, LLC209212+30.000.00+0.00buy
Covestor Ltd1316+30.000.000.00buy
NVWM, LLC167169+20.000.00+0.00buy
COMMERCE BANK13,78513,78500.000.00-0.00hold
ADIRONDACK TRUST CO30030000.000.00+0.00hold
Ameritas Investment Partners, Inc.3,3323,33200.000.00+0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO838300.000.00+0.00hold
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