Stock Transactions — GLADSTONE LD CORP

Total Bought
631,057
73 transactions
Total Sold
943,112
79 transactions
Net
-312,055
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
CITADEL ADVISORS LLC155,149261,255+106,1060.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC138,801203,386+64,5850.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC38,82396,406+57,5830.000.00+0.00buy
Allianz Asset Management GmbH99,141153,428+54,2870.000.00+0.00buy
MORGAN STANLEY310,375347,945+37,5700.000.00+0.00buy
JANE STREET GROUP, LLC033,390+33,3900.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC854,381887,415+33,0340.000.00+0.00buy
GOLDMAN SACHS GROUP INC101,838126,175+24,3370.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS023,682+23,6820.000.00+0.00buy
Amundi1,253,9621,272,750+18,7880.010.01-0.00buy
Invesco Ltd.60,09174,311+14,2200.000.00+0.00buy
Trueblood Wealth Management, LLC014,000+14,0000.000.11+0.11buy
VANGUARD GROUP INC3,479,6543,491,448+11,7940.000.00-0.00buy
Qube Research & Technologies Ltd9,26520,457+11,1920.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC7,16217,430+10,2680.010.02+0.01buy
BANK OF AMERICA CORP /DE/44,52753,132+8,6050.000.00+0.00buy
ROYAL BANK OF CANADA67,42475,941+8,5170.000.00+0.00buy
Cypress Capital, LLC07,855+7,8550.000.07+0.07buy
AQR CAPITAL MANAGEMENT LLC44,53352,381+7,8480.000.00+0.00buy
Russell Investments Group, Ltd.257,482+7,4570.000.00+0.00buy
Creative Planning13,31820,321+7,0030.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.23,11029,440+6,3300.000.00+0.00buy
Moors & Cabot, Inc.91,90097,650+5,7500.070.07+0.00buy
Tower Research Capital LLC (TRC)5936,269+5,6760.000.00+0.00buy
INCEPTIONR LLC18,50522,762+4,2570.060.09+0.02buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC89,99394,219+4,2260.000.00-0.00buy
Nebula Research & Development LLC15,59519,175+3,5800.040.04-0.00buy
State of Wyoming03,161+3,1610.000.01+0.01buy
MetLife Investment Management, LLC16,82719,944+3,1170.000.00+0.00buy
SIGNATUREFD, LLC783,128+3,0500.000.00+0.00buy
RHUMBLINE ADVISERS59,09962,105+3,0060.000.00+0.00buy
AMERIPRISE FINANCIAL INC21,31823,577+2,2590.000.00+0.00buy
EntryPoint Capital, LLC01,987+1,9870.000.01+0.01buy
SEI INVESTMENTS CO20,70822,512+1,8040.000.00+0.00buy
FMR LLC2,6474,387+1,7400.000.00+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC01,713+1,7130.000.00+0.00buy
Parallel Advisors, LLC2861,952+1,6660.000.00+0.00buy
CITIGROUP INC7,1698,765+1,5960.000.00+0.00buy
Resona Asset Management Co.,Ltd.13,20114,494+1,2930.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE12,69213,864+1,1720.000.00+0.00buy
US BANCORP \DE\10,50211,633+1,1310.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB211,129+1,1080.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/22,92223,964+1,0420.000.00+0.00buy
Cetera Investment Advisers15,54416,463+9190.000.00+0.00buy
Pullen Investment Management, LLC46,30347,106+8030.520.53+0.01buy
MARATHON CAPITAL MANAGEMENT153,490154,271+7810.490.54+0.05buy
PNC FINANCIAL SERVICES GROUP, INC.8,6879,398+7110.000.00+0.00buy
Schonfeld Strategic Advisors LLC55,30055,956+6560.010.01+0.00buy
Larson Financial Group LLC0595+5950.000.00+0.00buy
Daiwa Securities Group Inc.10,03210,532+5000.000.00+0.00buy
Next Level Private LLC14,50015,000+5000.090.09+0.01buy
MERCER GLOBAL ADVISORS INC /ADV20,54621,034+4880.000.00-0.00buy
Bristlecone Advisors, LLC23,63924,012+3730.030.03+0.00buy
Legal & General Group Plc28,63928,979+3400.000.00+0.00buy
Steward Partners Investment Advisory, LLC13,65413,954+3000.000.00+0.00buy
Capital Square, LLC21,91822,167+2490.210.22+0.01buy
State of Alaska, Department of Revenue15,83416,052+2180.000.00+0.00buy
Millburn Ridgefield LLC /DE/12,55912,757+1980.000.00+0.00buy
Catalyst Capital Advisors LLC12,55912,757+1980.000.00-0.00buy
Cornerstone Planning Group LLC099+990.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO083+830.000.00+0.00buy
Avion Wealth077+770.000.00+0.00buy
CWM, LLC389442+530.000.00+0.00buy
Arax Advisory Partners032+320.000.00+0.00buy
Allworth Financial LP240261+210.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC222+200.000.00+0.00buy
Key FInancial Inc1,2461,264+180.000.00-0.00buy
Spire Wealth Management317330+130.000.00+0.00buy
HARBOUR INVESTMENTS, INC.1,1051,115+100.000.00-0.00buy
Diligent Investors, LLC11,52011,529+90.040.04+0.00buy
TSFG, LLC409413+40.000.00+0.00buy
Riggs Asset Managment Co. Inc.163166+30.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND14,58214,583+10.000.00+0.00buy
CANADA LIFE ASSURANCE Co1,5651,56500.000.00-0.00hold
ADIRONDACK TRUST CO30030000.000.00+0.00hold
NOMURA ASSET MANAGEMENT CO LTD41,40041,40000.000.00-0.00hold
Ameritas Investment Partners, Inc.3,3323,33200.000.00+0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)5,6665,66600.000.00-0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.19,40019,40000.000.00-0.00hold
HARBOR INVESTMENT ADVISORY, LLC1,3501,35000.000.00+0.00hold
Sumitomo Mitsui Trust Group, Inc.33,57833,57800.000.00+0.00hold
Swiss National Bank67,10067,10000.000.00+0.00hold
NewEdge Advisors, LLC30030000.000.00-0.00hold
IFP Advisors, Inc34234200.000.00-0.00hold
EverSource Wealth Advisors, LLC29629600.000.00-0.00hold
Sound Income Strategies, LLC353500.000.00-0.00hold
VERITY Wealth Advisors20,00020,00000.200.21+0.00hold
IFS Advisors, LLC87687600.010.01-0.00hold
Sentinus, LLC10,00010,00000.050.04-0.00hold
Newbridge Financial Services Group, Inc.1,5081,50800.010.01-0.00hold
Covestor Ltd4400.000.000.00hold
Ritter Daniher Financial Advisory LLC / DE1,0641,06400.000.00-0.00hold
DecisionPoint Financial, LLC38,70038,70000.200.19-0.00hold
JAMISON PRIVATE WEALTH MANAGEMENT, INC.1100.000.00-0.00hold
LRI Investments, LLC11,36511,36500.020.02-0.00hold
Gen-Wealth Partners Inc20020000.000.00+0.00hold
STRS OHIO6,0006,00000.000.00+0.00hold
Clearstead Advisors, LLC272700.000.00-0.00hold
SHUFRO ROSE & CO LLC17,90017,90000.020.02+0.00hold
AMALGAMATED BANK1,0781,07800.000.00+0.00hold
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