Stock Transactions — GLADSTONE LD CORP

Total Bought
1,784,231
84 transactions
Total Sold
1,788,433
78 transactions
Net
-4,202
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ProShare Advisors LLC0599,420+599,4200.000.01+0.01buy
WINNOW WEALTH LLC0259,580+259,5800.001.97+1.97buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP74,087157,995+83,9080.000.00+0.00buy
GSA CAPITAL PARTNERS LLP19,62496,632+77,0080.020.07+0.05buy
GOLDMAN SACHS GROUP INC407,183473,570+66,3870.000.00-0.00buy
Atom Investors LP061,303+61,3030.000.06+0.06buy
TWO SIGMA INVESTMENTS, LP11,64665,313+53,6670.000.00+0.00buy
Ballentine Partners, LLC039,865+39,8650.000.01+0.01buy
BALYASNY ASSET MANAGEMENT L.P.14,87248,382+33,5100.000.00+0.00buy
ROYAL BANK OF CANADA67,42899,698+32,2700.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC35,99167,733+31,7420.000.00+0.00buy
TWO SIGMA ADVISERS, LP023,700+23,7000.000.00+0.00buy
BARCLAYS PLC69,63093,049+23,4190.000.00+0.00buy
Focus Partners Wealth022,668+22,6680.000.00+0.00buy
Creative Planning35,66657,736+22,0700.000.00+0.00buy
UBS Group AG62,52784,288+21,7610.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC021,387+21,3870.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC148,158168,647+20,4890.000.00-0.00buy
BlackRock, Inc.3,008,6233,027,902+19,2790.000.00-0.00buy
MILLENNIUM MANAGEMENT LLC24,07942,307+18,2280.000.00+0.00buy
NewEdge Advisors, LLC25016,426+16,1760.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS5,47321,619+16,1460.000.00+0.00buy
HighTower Advisors, LLC014,708+14,7080.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd014,398+14,3980.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/27,84442,025+14,1810.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.26,98040,880+13,9000.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC931,047943,298+12,2510.000.00-0.00buy
Graham Capital Management, L.P.011,248+11,2480.000.00+0.00buy
Accordant Advisory Group Inc248,683259,580+10,8972.561.97-0.59buy
Moors & Cabot, Inc.98,700109,120+10,4200.050.05-0.00buy
OSAIC HOLDINGS, INC.15,24125,435+10,1940.000.00+0.00buy
Abel Hall, LLC010,151+10,1510.000.05+0.05buy
DEUTSCHE BANK AG\25,72834,516+8,7880.000.00+0.00buy
Tower Research Capital LLC (TRC)1,9748,845+6,8710.000.00+0.00buy
STATE STREET CORP698,591705,018+6,4270.000.00-0.00buy
NISA INVESTMENT ADVISORS, LLC8,80914,577+5,7680.000.00+0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC96,585102,272+5,6870.000.00-0.00buy
ARBOR CAPITAL MANAGEMENT INC /ADV33,53939,213+5,6740.340.33-0.01buy
AlphaQuest LLC2,8618,138+5,2770.000.01+0.00buy
NOMURA ASSET MANAGEMENT CO LTD43,00048,000+5,0000.000.00-0.00buy
GROUP ONE TRADING LLC1,4926,292+4,8000.000.00+0.00buy
SEI INVESTMENTS CO26,01830,644+4,6260.000.00+0.00buy
Gitterman Wealth Management, LLC03,733+3,7330.000.01+0.01buy
Cetera Investment Advisers33,94137,427+3,4860.000.00-0.00buy
Parallel Advisors, LLC2773,454+3,1770.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.13,09015,752+2,6620.000.00+0.00buy
Sigma Planning Corp10,49113,046+2,5550.000.00+0.00buy
Fiduciary Group, LLC11,33713,837+2,5000.010.01+0.00buy
CWM, LLC2,0854,504+2,4190.000.00+0.00buy
Invesco Ltd.61,57363,898+2,3250.000.00-0.00buy
Pullen Investment Management, LLC72,86275,017+2,1550.480.46-0.02buy
Kovack Advisors, Inc.16,58318,404+1,8210.020.02-0.00buy
Allianz Asset Management GmbH99,874101,376+1,5020.000.00-0.00buy
Asset Management One Co., Ltd.46,56847,826+1,2580.000.00-0.00buy
PFG Investments, LLC43,89045,125+1,2350.030.03-0.00buy
Ameritas Advisory Services, LLC01,200+1,2000.000.00+0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE12,58013,763+1,1830.000.00-0.00buy
Versant Capital Management, Inc0971+9710.000.00+0.00buy
Atlantic Union Bankshares Corp0825+8250.000.00+0.00buy
Capital Square, LLC15,88016,662+7820.100.09-0.00buy
Nebula Research & Development LLC38,05838,763+7050.040.03-0.00buy
RHUMBLINE ADVISERS58,26458,778+5140.000.00-0.00buy
State of Alaska, Department of Revenue16,11816,462+3440.000.00-0.00buy
Sterling Capital Management LLC580901+3210.000.00+0.00buy
WELLS FARGO & COMPANY/MN47,73448,012+2780.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC42237+1950.000.00+0.00buy
Legal & General Group Plc2,9843,175+1910.000.00-0.00buy
Allworth Financial LP124276+1520.000.00+0.00buy
TSFG, LLC428544+1160.000.00+0.00buy
TD Waterhouse Canada Inc.083+830.000.00+0.00buy
True Wealth Design, LLC3689+530.000.00+0.00buy
Parkside Financial Bank & Trust050+500.000.00+0.00buy
COUNTRY TRUST BANK041+410.000.00+0.00buy
AMERIPRISE FINANCIAL INC20,28120,315+340.000.00-0.00buy
Caitong International Asset Management Co., Ltd6089+290.000.00+0.00buy
Key FInancial Inc1,6161,639+230.000.00-0.00buy
Physician Wealth Advisors, Inc.92114+220.000.00+0.00buy
WealthTrak Capital Management LLC010+100.000.00+0.00buy
Park Square Financial Group, LLC672682+100.010.01-0.00buy
Diligent Investors, LLC11,23911,248+90.030.03-0.00buy
Onyx Bridge Wealth Group LLC12,22212,226+40.020.02-0.00buy
SJS Investment Consulting Inc.309313+40.000.00-0.00buy
West Financial Advisors, LLC200203+30.000.00-0.00buy
NVWM, LLC160162+20.000.00-0.00buy
COMMERCE BANK13,78513,78500.000.00-0.00hold
BESSEMER GROUP INC191900.000.000.00hold
ADIRONDACK TRUST CO30030000.000.00-0.00hold
Ameritas Investment Partners, Inc.3,3323,33200.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO838300.000.00-0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.25,40025,40000.000.00-0.00hold
Daiwa Securities Group Inc.11,13211,13200.000.00-0.00hold
State of New Jersey Common Pension Fund D203,016203,01600.010.01-0.00hold
Steward Partners Investment Advisory, LLC14,65414,65400.000.00-0.00hold
Sound Income Strategies, LLC353500.000.00-0.00hold
Costello Asset Management, INC40040000.000.00-0.00hold
Keystone Global Partners, LLC1,0761,07600.010.01-0.00hold
IFS Advisors, LLC87687600.010.01-0.00hold
Rise Advisors, LLC1,2021,20200.010.00-0.00hold
Newbridge Financial Services Group, Inc.1,0081,00800.000.00-0.00hold
MARYLAND CAPITAL ADVISORS INC.34334300.000.00-0.00hold
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