Stock Transactions — GLADSTONE LD CORP

Total Bought
1,484,861
88 transactions
Total Sold
1,226,418
68 transactions
Net
+258,443
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
NewEdge Advisors, LLC16,426266,414+249,9880.000.01+0.01buy
MILLENNIUM MANAGEMENT LLC42,307283,538+241,2310.000.00+0.00buy
ProShare Advisors LLC599,420698,201+98,7810.010.01+0.00buy
Farther Finance Advisors, LLC16798,332+98,1650.000.01+0.01buy
AlphaQuest LLC8,13860,931+52,7930.010.04+0.03buy
CITADEL ADVISORS LLC052,548+52,5480.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP65,313113,629+48,3160.000.00+0.00buy
Quantinno Capital Management LP25,30372,333+47,0300.000.00+0.00buy
Verition Fund Management LLC032,399+32,3990.000.00+0.00buy
MORGAN STANLEY244,079276,250+32,1710.000.00-0.00buy
Amundi1,152,8591,182,821+29,9620.000.00-0.00buy
D. E. Shaw & Co., Inc.028,220+28,2200.000.00+0.00buy
VANGUARD GROUP INC3,394,8113,420,619+25,8080.000.00-0.00buy
DEUTSCHE BANK AG\34,51657,391+22,8750.000.00+0.00buy
Csenge Advisory Group021,532+21,5320.000.01+0.01buy
Gilman Hill Asset Management, LLC020,000+20,0000.000.03+0.03buy
Nuveen, LLC69,48588,353+18,8680.000.00+0.00buy
SEI INVESTMENTS CO30,64449,512+18,8680.000.00+0.00buy
WOLVERINE TRADING, LLC018,696+18,6960.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.016,868+16,8680.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC67,73383,896+16,1630.000.00-0.00buy
TWO SIGMA ADVISERS, LP23,70039,500+15,8000.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC943,298958,808+15,5100.000.00-0.00buy
Graham Capital Management, L.P.11,24826,638+15,3900.000.01+0.01buy
Ballentine Partners, LLC39,86554,827+14,9620.010.01+0.00buy
BARCLAYS PLC93,049107,556+14,5070.000.00-0.00buy
Virtu Financial LLC014,110+14,1100.000.01+0.01buy
Cerity Partners LLC013,120+13,1200.000.00+0.00buy
Squarepoint Ops LLC011,748+11,7480.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC168,647179,928+11,2810.000.00-0.00buy
Pullen Investment Management, LLC75,01786,273+11,2560.460.43-0.03buy
Abel Hall, LLC10,15120,691+10,5400.050.08+0.03buy
Mariner, LLC010,116+10,1160.000.00+0.00buy
HRT FINANCIAL LP010,095+10,0950.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP157,995167,794+9,7990.000.00-0.00buy
LPL Financial LLC45,64154,666+9,0250.000.00-0.00buy
Cetera Investment Advisers37,42745,944+8,5170.000.00-0.00buy
SIMPLEX TRADING, LLC14,11921,952+7,8330.000.00+0.00buy
CWM, LLC4,50411,634+7,1300.000.00+0.00buy
Versant Capital Management, Inc9717,764+6,7930.000.01+0.01buy
FMR LLC22,44028,432+5,9920.000.00+0.00buy
Rockefeller Capital Management L.P.05,855+5,8550.000.00+0.00buy
Moors & Cabot, Inc.109,120114,200+5,0800.050.05-0.01buy
Arax Advisory Partners1464,568+4,4220.000.00+0.00buy
ROYAL BANK OF CANADA99,698104,047+4,3490.000.00-0.00buy
ALLIANCEBERNSTEIN L.P.40,88045,080+4,2000.000.00-0.00buy
INTECH INVESTMENT MANAGEMENT LLC13,20617,046+3,8400.000.00+0.00buy
Centiva Capital, LP13,77217,583+3,8110.010.01+0.01buy
Russell Investments Group, Ltd.2,2906,051+3,7610.000.00+0.00buy
Sigma Planning Corp13,04616,665+3,6190.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC12,63515,978+3,3430.000.00+0.00buy
WELLS FARGO & COMPANY/MN48,01251,005+2,9930.000.00-0.00buy
BANK OF MONTREAL /CAN/02,641+2,6410.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM02,123+2,1230.000.00+0.00buy
Wealthspire Advisors, LLC02,000+2,0000.000.00+0.00buy
Resona Asset Management Co.,Ltd.13,45115,378+1,9270.000.00-0.00buy
State of Alaska, Department of Revenue16,46218,280+1,8180.000.00-0.00buy
SIGNATUREFD, LLC3,1594,832+1,6730.000.00+0.00buy
STATE STREET CORP705,018706,497+1,4790.000.00-0.00buy
Invesco Ltd.63,89865,357+1,4590.000.00-0.00buy
Sterling Capital Management LLC9012,353+1,4520.000.00+0.00buy
Parallel Advisors, LLC3,4544,840+1,3860.000.00+0.00buy
Quantbot Technologies LP01,151+1,1510.000.00+0.00buy
AMERIPRISE FINANCIAL INC20,31521,381+1,0660.000.00-0.00buy
Daiwa Securities Group Inc.11,13212,006+8740.000.00-0.00buy
Advisory Services Network, LLC0579+5790.000.00+0.00buy
Optiver Holding B.V.0560+5600.000.00+0.00buy
Atlantic Union Bankshares Corp8251,300+4750.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC10,97411,445+4710.000.00-0.00buy
Allworth Financial LP276522+2460.000.00+0.00buy
Kovack Advisors, Inc.18,40418,648+2440.020.02-0.00buy
Spire Wealth Management0230+2300.000.00+0.00buy
Capital Square, LLC16,66216,815+1530.090.08-0.02buy
Bare Financial Services, Inc0140+1400.000.00+0.00buy
Clearstead Advisors, LLC55192+1370.000.00+0.00buy
EverSource Wealth Advisors, LLC90226+1360.000.00+0.00buy
Blue Trust, Inc.0107+1070.000.00+0.00buy
FINANCIAL CONSULATE, INC0100+1000.000.00+0.00buy
Cornerstone Planning Group LLC042+420.000.00+0.00buy
IFP Advisors, Inc036+360.000.00-0.00buy
Key FInancial Inc1,6391,664+250.000.00-0.00buy
Sunbelt Securities, Inc.019+190.000.00+0.00buy
ASSETMARK, INC012+120.000.00+0.00buy
TSFG, LLC544550+60.000.00-0.00buy
SJS Investment Consulting Inc.313318+50.000.00-0.00buy
Covestor Ltd812+40.000.000.00buy
NVWM, LLC162165+30.000.00-0.00buy
West Financial Advisors, LLC203206+30.000.00-0.00buy
COMMERCE BANK13,78513,78500.000.00-0.00hold
ADIRONDACK TRUST CO30030000.000.00-0.00hold
NOMURA ASSET MANAGEMENT CO LTD48,00048,00000.000.00-0.00hold
Ameritas Investment Partners, Inc.3,3323,33200.000.00-0.00hold
Asset Management One Co., Ltd.47,82647,82600.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO838300.000.00-0.00hold
COUNTRY TRUST BANK414100.000.00-0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.25,40025,40000.000.00-0.00hold
Fiduciary Group, LLC13,83713,83700.010.01-0.00hold
Steward Partners Investment Advisory, LLC14,65414,65400.000.00-0.00hold
Sound Income Strategies, LLC353500.000.00-0.00hold
Costello Asset Management, INC40040000.000.00-0.00hold
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