Stock Transactions — GLADSTONE LD CORP

Total Bought
1,672,677
80 transactions
Total Sold
1,242,530
80 transactions
Net
+430,147
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BlackRock, Inc.2,732,7162,973,589+240,8730.000.00-0.00buy
GOLDMAN SACHS GROUP INC171,204384,626+213,4220.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC0189,020+189,0200.000.00+0.00buy
Accordant Advisory Group Inc0179,355+179,3551.191.88+0.68buy
RENAISSANCE TECHNOLOGIES LLC131,000245,600+114,6000.000.00+0.00buy
Qube Research & Technologies Ltd26,51994,348+67,8290.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP11,87273,024+61,1520.000.00+0.00buy
ExodusPoint Capital Management, LP049,514+49,5140.000.01+0.01buy
LPL Financial LLC34,83176,469+41,6380.000.00+0.00buy
JPMORGAN CHASE & CO139,298172,583+33,2850.000.00-0.00buy
NORTHERN TRUST CORP428,653458,975+30,3220.000.00-0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC49,85080,065+30,2150.000.00+0.00buy
Bank of New York Mellon Corp174,528201,093+26,5650.000.00-0.00buy
EntryPoint Capital, LLC024,687+24,6870.000.11+0.11buy
Proficio Capital Partners LLC021,016+21,0160.000.00+0.00buy
Russell Investments Group, Ltd.1,41819,234+17,8160.000.00+0.00buy
UBS Group AG61,80677,965+16,1590.000.00-0.00buy
HSBC HOLDINGS PLC15,04030,678+15,6380.000.00+0.00buy
M&G Plc014,941+14,9410.000.00+0.00buy
ZACKS INVESTMENT MANAGEMENT014,912+14,9120.000.00+0.00buy
BANK OF AMERICA CORP /DE/57,91772,798+14,8810.000.00+0.00buy
INTECH INVESTMENT MANAGEMENT LLC014,755+14,7550.000.00+0.00buy
STATE STREET CORP795,775810,376+14,6010.000.00-0.00buy
SIMPLEX TRADING, LLC2,82517,416+14,5910.000.01+0.00buy
Squarepoint Ops LLC014,511+14,5110.000.00+0.00buy
Pullen Investment Management, LLC53,33367,423+14,0900.540.48-0.07buy
Quantinno Capital Management LP013,843+13,8430.000.00+0.00buy
WESPAC Advisors, LLC43,45557,297+13,8420.450.46+0.01buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP013,579+13,5790.000.00+0.00buy
Centiva Capital, LP14,48727,495+13,0080.010.01+0.00buy
OneAscent Financial Services LLC011,740+11,7400.000.01+0.01buy
EVERGREEN CAPITAL MANAGEMENT LLC011,542+11,5420.000.00+0.00buy
Fiduciary Group, LLC011,337+11,3370.000.01+0.01buy
Entropy Technologies, LP010,901+10,9010.000.01+0.01buy
BARCLAYS PLC85,29794,824+9,5270.000.00-0.00buy
Quantbot Technologies LP3,51312,581+9,0680.000.00+0.00buy
Sumitomo Mitsui Trust Group, Inc.33,57840,297+6,7190.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC900,632905,578+4,9460.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS11,40915,484+4,0750.000.00-0.00buy
ARBOR CAPITAL MANAGEMENT INC /ADV27,95631,936+3,9800.370.34-0.03buy
DEUTSCHE BANK AG\17,07821,006+3,9280.000.00-0.00buy
Clark Capital Management Group, Inc.179,010182,784+3,7740.020.01-0.00buy
CITIGROUP INC25,94429,585+3,6410.000.00-0.00buy
Creative Planning22,53625,334+2,7980.000.00-0.00buy
SG Americas Securities, LLC12,28015,016+2,7360.000.00+0.00buy
Nebula Research & Development LLC18,43620,765+2,3290.030.03-0.00buy
AlphaQuest LLC3,5805,841+2,2610.000.01+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/24,23126,336+2,1050.000.00-0.00buy
JANE STREET GROUP, LLC43,12145,141+2,0200.000.00-0.00buy
NOMURA ASSET MANAGEMENT CO LTD40,00042,000+2,0000.000.00-0.00buy
Cetera Investment Advisers22,08323,629+1,5460.000.00-0.00buy
VALLEY NATIONAL ADVISERS INC01,400+1,4000.000.00+0.00buy
Millburn Ridgefield LLC /DE/12,49313,685+1,1920.000.00-0.00buy
Catalyst Capital Advisors LLC12,49313,685+1,1920.000.00-0.00buy
RHUMBLINE ADVISERS58,16059,290+1,1300.000.00-0.00buy
Invesco Ltd.58,77259,866+1,0940.000.00-0.00buy
Newbridge Financial Services Group, Inc.01,008+1,0080.000.00+0.00buy
Sterling Capital Management LLC1181,076+9580.000.00+0.00buy
Global Retirement Partners, LLC1421,049+9070.000.00+0.00buy
Atria Wealth Solutions, Inc.15,86516,707+8420.000.00-0.00buy
Bristlecone Advisors, LLC33,74734,415+6680.040.03-0.01buy
HUNTINGTON NATIONAL BANK0651+6510.000.00+0.00buy
Daiwa Securities Group Inc.10,53211,132+6000.000.00-0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.18,52319,123+6000.000.00-0.00buy
MARATHON CAPITAL MANAGEMENT153,872154,409+5370.520.42-0.10buy
JONES FINANCIAL COMPANIES LLLP250692+4420.000.00+0.00buy
CWM, LLC8091,177+3680.000.00+0.00buy
Key FInancial Inc1,2771,596+3190.000.00+0.00buy
GAMMA Investing LLC227499+2720.000.00+0.00buy
SJS Investment Consulting Inc.0238+2380.000.00+0.00buy
State of Alaska, Department of Revenue15,93216,118+1860.000.00-0.00buy
Onyx Bridge Wealth Group LLC13,12113,242+1210.030.02-0.01buy
PRINCIPAL SECURITIES, INC.10,36810,445+770.000.00-0.00buy
Arax Advisory Partners32106+740.000.00+0.00buy
Aviso Financial Inc.070+700.000.00+0.00buy
HARBOR CAPITAL ADVISORS, INC.3,5763,619+430.000.00-0.00buy
MAI Capital Management033+330.000.00+0.00buy
Clearstead Advisors, LLC8293+110.000.00-0.00buy
Larson Financial Group LLC1,9291,935+60.000.00-0.00buy
TSFG, LLC417422+50.000.00-0.00buy
CANADA LIFE ASSURANCE Co1,5651,56500.000.00-0.00hold
ADIRONDACK TRUST CO30030000.000.00-0.00hold
Ameritas Investment Partners, Inc.3,3323,33200.000.00-0.00hold
Asset Management One Co., Ltd.46,56846,56800.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.28,08028,08000.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO838300.000.00-0.00hold
JANUS HENDERSON GROUP PLC13,54513,54500.000.00-0.00hold
Zurcher Kantonalbank (Zurich Cantonalbank)5,6665,66600.000.00-0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.19,40019,40000.000.00-0.00hold
State of New Jersey Common Pension Fund D203,016203,01600.010.01-0.00hold
Allianz Asset Management GmbH91,87691,87600.000.00-0.00hold
NewEdge Advisors, LLC25025000.000.00-0.00hold
IFP Advisors, Inc34234200.000.00-0.00hold
Sound Income Strategies, LLC353500.000.00-0.00hold
VERITY Wealth Advisors20,00020,00000.200.16-0.04hold
IFS Advisors, LLC87687600.010.01-0.00hold
Hunter Perkins Capital Management, LLC37,45037,45000.110.09-0.02hold
Spire Wealth Management23023000.000.00-0.00hold
Covestor Ltd4400.000.000.00hold
Ritter Daniher Financial Advisory LLC / DE1,0641,06400.000.00-0.00hold
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