Stock Transactions — GLADSTONE LD CORP

Total Bought
2,220,074
73 transactions
Total Sold
2,601,490
89 transactions
Net
-381,416
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
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Type
MARSHALL WACE, LLP0270,556+270,5560.000.00+0.00buy
PFG Investments, LLC41,518295,533+254,0150.020.13+0.11buy
TWO SIGMA INVESTMENTS, LP113,629360,188+246,5590.000.00+0.00buy
TWO SIGMA ADVISERS, LP39,500285,800+246,3000.000.01+0.00buy
JANE STREET GROUP, LLC47,696211,612+163,9160.000.00+0.00buy
GSA CAPITAL PARTNERS LLP86,358239,733+153,3750.070.19+0.12buy
ExodusPoint Capital Management, LP0102,561+102,5610.000.01+0.01buy
NewEdge Advisors, LLC266,414332,271+65,8570.010.01-0.00buy
Quantinno Capital Management LP72,333134,650+62,3170.000.00+0.00buy
Point72 Asset Management, L.P.059,106+59,1060.000.00+0.00buy
D. E. Shaw & Co., Inc.28,22070,535+42,3150.000.00+0.00buy
TUDOR INVESTMENT CORP ET AL036,485+36,4850.000.00+0.00buy
VANGUARD GROUP INC3,420,6193,455,063+34,4440.000.00-0.00buy
FMR LLC28,43259,484+31,0520.000.00+0.00buy
Focus Partners Wealth030,769+30,7690.000.00+0.00buy
FOX RUN MANAGEMENT, L.L.C.025,849+25,8490.000.04+0.04buy
ALPS ADVISORS INC024,406+24,4060.000.00+0.00buy
Quantbot Technologies LP1,15125,352+24,2010.000.01+0.01buy
PharVision Advisers, LLC022,859+22,8590.000.11+0.11buy
Engineers Gate Manager LP022,134+22,1340.000.00+0.00buy
Creative Planning35,14957,238+22,0890.000.00+0.00buy
Csenge Advisory Group21,53243,588+22,0560.010.02+0.01buy
MERCER GLOBAL ADVISORS INC /ADV019,912+19,9120.000.00+0.00buy
Orchard Capital Management, LLC019,695+19,6950.000.16+0.16buy
PRICE T ROWE ASSOCIATES INC /MD/32,08951,139+19,0500.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC83,896100,020+16,1240.000.00-0.00buy
EVERGREEN CAPITAL MANAGEMENT LLC015,446+15,4460.000.00+0.00buy
Jump Financial, LLC015,076+15,0760.000.00+0.00buy
BARCLAYS PLC107,556121,954+14,3980.000.00+0.00buy
HSBC HOLDINGS PLC013,867+13,8670.000.00+0.00buy
Corient Private Wealth LLC012,462+12,4620.000.00+0.00buy
WELLS FARGO & COMPANY/MN51,00563,143+12,1380.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO011,864+11,8640.000.00+0.00buy
Inscription Capital, LLC011,726+11,7260.000.01+0.01buy
HARBOR CAPITAL ADVISORS, INC.010,614+10,6140.000.01+0.01buy
Brooklyn Investment Group010,581+10,5810.000.00+0.00buy
Cerity Partners LLC13,12022,644+9,5240.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.45,08049,880+4,8000.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.04,741+4,7410.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP5504,785+4,2350.000.00+0.00buy
MORGAN STANLEY276,250280,291+4,0410.000.00-0.00buy
EntryPoint Capital, LLC22,44725,738+3,2910.080.09+0.01buy
Invesco Ltd.65,35768,451+3,0940.000.00-0.00buy
QUADRANT CAPITAL GROUP LLC15,97818,504+2,5260.000.01+0.00buy
Farther Finance Advisors, LLC98,332100,657+2,3250.010.01-0.00buy
MetLife Investment Management, LLC13,80216,024+2,2220.000.00+0.00buy
Ritter Daniher Financial Advisory LLC / DE02,052+2,0520.000.00+0.00buy
Quarry LP01,688+1,6880.000.00+0.00buy
BANK OF AMERICA CORP /DE/47,17348,668+1,4950.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC11,44512,695+1,2500.000.00+0.00buy
Sigma Planning Corp16,66517,826+1,1610.000.00+0.00buy
Versant Capital Management, Inc7,7648,818+1,0540.010.01+0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC01,038+1,0380.000.00+0.00buy
Daiwa Securities Group Inc.12,00612,756+7500.000.00+0.00buy
Russell Investments Group, Ltd.6,0516,664+6130.000.00+0.00buy
BAHL & GAYNOR INC16,47517,075+6000.000.00+0.00buy
US BANCORP \DE\11,08411,653+5690.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC0294+2940.000.00+0.00buy
LOS ANGELES CAPITAL MANAGEMENT LLC0269+2690.000.00+0.00buy
MassMutual Private Wealth & Trust, FSB632713+810.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC273+710.000.00+0.00buy
Key FInancial Inc1,6641,690+260.000.00-0.00buy
Park Square Financial Group, LLC024+240.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.15,83715,858+210.000.00-0.00buy
Sunbelt Securities, Inc.1930+110.000.00+0.00buy
TSFG, LLC550561+110.000.00-0.00buy
GAMMA Investing LLC194201+70.000.00-0.00buy
SJS Investment Consulting Inc.318323+50.000.00-0.00buy
MAI Capital Management3337+40.000.00+0.00buy
West Financial Advisors, LLC206209+30.000.00+0.00buy
NVWM, LLC165167+20.000.00-0.00buy
Covestor Ltd1213+10.000.000.00buy
Dunhill Financial, LLC01+10.000.00+0.00buy
COMMERCE BANK13,78513,78500.000.00-0.00hold
ADIRONDACK TRUST CO30030000.000.00-0.00hold
NOMURA ASSET MANAGEMENT CO LTD48,00048,00000.000.00-0.00hold
Ameritas Investment Partners, Inc.3,3323,33200.000.00-0.00hold
Asset Management One Co., Ltd.47,82647,82600.000.00-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO838300.000.00-0.00hold
COUNTRY TRUST BANK414100.000.00-0.00hold
State of Alaska, Department of Revenue18,28018,28000.000.00+0.00hold
Mitsubishi UFJ Asset Management Co., Ltd.25,40025,40000.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.39,60039,60000.000.00+0.00hold
State of New Jersey Common Pension Fund D193,016193,01600.010.01-0.00hold
FINANCIAL CONSULATE, INC10010000.000.00-0.00hold
Steward Partners Investment Advisory, LLC14,65414,65400.000.00-0.00hold
Sound Income Strategies, LLC353500.000.00-0.00hold
Costello Asset Management, INC40040000.000.00-0.00hold
IFS Advisors, LLC87687600.000.00-0.00hold
Spire Wealth Management23023000.000.00-0.00hold
Optiver Holding B.V.56056000.000.00+0.00hold
Nuveen, LLC88,35388,35300.000.00-0.00hold
MARYLAND CAPITAL ADVISORS INC.34334300.000.00-0.00hold
Resona Asset Management Co.,Ltd.15,37815,37800.000.00-0.00hold
Trueblood Wealth Management, LLC14,00014,00000.050.05-0.00hold
LRI Investments, LLC11,36511,36500.010.01-0.00hold
Gen-Wealth Partners Inc20020000.000.00-0.00hold
Glen Eagle Advisors, LLC41041000.000.00-0.00hold
Aviso Financial Inc.707000.000.00-0.00hold
Police & Firemen's Retirement System of New Jersey8,4018,40100.000.00+0.00hold
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