Stock Transactions — NEW MOUNTAIN FINANCE CORP

Total Bought
3,039,425
82 transactions
Total Sold
8,233,706
63 transactions
Net
-5,194,281
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
TWO SIGMA INVESTMENTS, LP860,6851,187,251+326,5660.030.04+0.01buy
TWO SIGMA ADVISERS, LP747,1001,033,000+285,9000.020.03+0.01buy
Merit Financial Group, LLC0259,520+259,5200.000.08+0.08buy
HighTower Advisors, LLC2,835,3323,049,186+213,8540.060.06+0.00buy
Tranquility Partners, LLC100,330283,320+182,9900.541.39+0.85buy
Mill Creek Capital Advisors, LLC0149,000+149,0000.000.05+0.05buy
VAN ECK ASSOCIATES CORP1,562,4371,710,907+148,4700.040.03-0.00buy
Rockefeller Capital Management L.P.0110,439+110,4390.000.00+0.00buy
OAK FAMILY ADVISORS, LLC54,156149,364+95,2080.290.73+0.44buy
Dynamic Technology Lab Private Ltd094,253+94,2530.000.13+0.13buy
LPL Financial LLC137,046219,044+81,9980.000.00+0.00buy
Schonfeld Strategic Advisors LLC15,10080,300+65,2000.000.01+0.01buy
Jump Financial, LLC049,976+49,9760.000.02+0.02buy
AMERIPRISE FINANCIAL INC155,539203,494+47,9550.000.00+0.00buy
MQS Management LLC14,86161,879+47,0180.100.45+0.34buy
ENVESTNET ASSET MANAGEMENT INC046,516+46,5160.000.00+0.00buy
MORGAN STANLEY2,070,9042,115,053+44,1490.000.00-0.00buy
Qube Research & Technologies Ltd45,88085,980+40,1000.000.00+0.00buy
STABLEFORD CAPITAL II LLC039,873+39,8730.000.20+0.20buy
CONFLUENCE INVESTMENT MANAGEMENT LLC375,589414,282+38,6930.070.07+0.00buy
Kestra Advisory Services, LLC18,47455,470+36,9960.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.036,472+36,4720.000.00+0.00buy
Legal & General Group Plc787,020821,417+34,3970.000.00-0.00buy
UBS Group AG341,904376,227+34,3230.000.00-0.00buy
CHILTON INVESTMENT CO INC.27,02057,020+30,0000.010.02+0.01buy
Cerity Partners LLC3,574,6003,600,932+26,3320.150.12-0.03buy
Clearstead Advisors, LLC025,392+25,3920.000.02+0.02buy
CONDOR CAPITAL MANAGEMENT247,765271,667+23,9020.340.34-0.00buy
JANE STREET GROUP, LLC023,001+23,0010.000.00+0.00buy
Trexquant Investment LP67,26890,167+22,8990.020.02+0.00buy
CANADA LIFE ASSURANCE Co79,501101,576+22,0750.000.00+0.00buy
PFG Investments, LLC17,28938,911+21,6220.040.03-0.01buy
Midwest Professional Planners, LTD.87,308108,830+21,5220.440.48+0.04buy
CIBC Private Wealth Group LLC019,825+19,8250.000.00+0.00buy
HARTLINE INVESTMENT CORP/019,704+19,7040.000.04+0.04buy
SANDERS MORRIS HARRIS LLC019,375+19,3750.000.05+0.05buy
Csenge Advisory Group017,943+17,9430.000.01+0.01buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC183,712201,064+17,3521.110.95-0.17buy
VIRTUS ADVISERS, LLC36,49753,359+16,8620.290.36+0.06buy
GraniteShares Advisors LLC114,925131,683+16,7581.320.88-0.43buy
Colonial Trust Advisors016,000+16,0000.000.00+0.00buy
Vise Technologies, Inc.015,384+15,3840.000.04+0.04buy
FNY Investment Advisers, LLC015,200+15,2000.000.12+0.12buy
Brandywine Global Investment Management, LLC547,917561,026+13,1090.060.05-0.00buy
NORTHERN TRUST CORP18,49730,776+12,2790.000.00+0.00buy
Cetera Investment Advisers012,159+12,1590.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd010,702+10,7020.000.01+0.01buy
LAZARD ASSET MANAGEMENT LLC010,005+10,0050.000.00+0.00buy
Advisors Asset Management, Inc.305,416314,702+9,2860.080.08-0.00buy
D. E. Shaw & Co., Inc.26,77935,797+9,0180.000.00+0.00buy
Allspring Global Investments Holdings, LLC3,076,3573,083,543+7,1860.060.06-0.00buy
SVB WEALTH LLC32,92740,052+7,1250.010.01+0.00buy
Invesco Ltd.39,51044,278+4,7680.000.00+0.00buy
Tower Research Capital LLC (TRC)6405,202+4,5620.000.00+0.00buy
EntryPoint Capital, LLC04,101+4,1010.000.05+0.05buy
Pingora Partners LLC04,000+4,0000.000.04+0.04buy
Avior Wealth Management, LLC03,894+3,8940.000.00+0.00buy
Spire Wealth Management33,21336,425+3,2120.010.01-0.01buy
Hillsdale Investment Management Inc.03,140+3,1400.000.00+0.00buy
OSAIC HOLDINGS, INC.370,725373,394+2,6690.010.01+0.00buy
Cambridge Investment Research Advisors, Inc.117,694119,726+2,0320.010.01-0.00buy
Lido Advisors, LLC19,88021,880+2,0000.000.00-0.00buy
STEPHENS INC /AR/10,50012,500+2,0000.000.00+0.00buy
ProShare Advisors LLC11,23513,035+1,8000.000.00+0.00buy
XTX Topco Ltd12,38614,126+1,7400.030.02-0.01buy
STIFEL FINANCIAL CORP36,87638,337+1,4610.000.00-0.00buy
Tyler-Stone Wealth Management01,000+1,0000.000.01+0.01buy
Quarry LP1,0241,965+9410.010.01+0.00buy
Steward Partners Investment Advisory, LLC4,1534,903+7500.000.00-0.00buy
COMERICA BANK10,47511,195+7200.000.00-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors19,12119,704+5830.050.04-0.00buy
State of Wyoming8,9069,454+5480.020.02-0.00buy
Russell Investments Group, Ltd.0449+4490.000.00+0.00buy
Atria Wealth Solutions, Inc.36,95437,204+2500.010.01-0.00buy
Elequin Capital, LP11242+2310.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC15,43015,640+2100.000.00-0.00buy
Tortoise Investment Management, LLC0206+2060.000.00+0.00buy
Truvestments Capital LLC0155+1550.000.00+0.00buy
Crewe Advisors LLC077+770.000.00+0.00buy
FMR LLC017+170.000.00+0.00buy
Creative Planning12,73712,753+160.000.00-0.00buy
Guild Investment Management, Inc.55,30555,315+101.120.92-0.20buy
PALISADE CAPITAL MANAGEMENT, LP0000.160.14-0.02hold
VICTORY CAPITAL MANAGEMENT INC0000.030.05+0.02hold
BESSEMER GROUP INC7,6807,68000.000.00-0.00hold
CORNERCAP INVESTMENT COUNSEL INC32,99532,99500.070.06-0.00hold
SCHRODER INVESTMENT MANAGEMENT GROUP0000.000.00+0.00hold
ADVENT CAPITAL MANAGEMENT /DE/0000.770.96+0.19hold
STEELHEAD PARTNERS LLC0001.430.67-0.76hold
WHITTIER TRUST CO48,09548,09500.010.01-0.00hold
GEODE CAPITAL MANAGEMENT, LLC53,27053,27000.000.00-0.00hold
Radcliffe Capital Management, L.P.0007.4110.53+3.12hold
NATIXIS17,18417,18400.000.00-0.00hold
PRIVATE TRUST CO NA2,0332,03300.000.00-0.00hold
WOLVERINE ASSET MANAGEMENT LLC0000.140.17+0.03hold
Context Capital Management, LLC0001.581.32-0.26hold
Epoch Investment Partners, Inc.129,542129,54200.010.01-0.00hold
Essex Financial Services, Inc.14,21514,21500.020.02-0.00hold
Allen Investment Management, LLC19,01019,01000.000.00-0.00hold
BROWN ADVISORY INC10,00010,00000.000.00-0.00hold
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