Stock Transactions — NEW MOUNTAIN FINANCE CORP

Total Bought
3,655,145
55 transactions
Total Sold
9,156,374
87 transactions
Net
-5,501,229
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Invesco Ltd.1,190,3572,139,677+949,3200.000.00+0.00buy
Russell Investments Group, Ltd.350,366938,679+588,3130.000.01+0.00buy
UBS Group AG1,541,1282,091,276+550,1480.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP586,617836,457+249,8400.010.01-0.00buy
D. E. Shaw & Co., Inc.118,585347,520+228,9350.000.00+0.00buy
Cerberus Capital Management, L.P.0145,000+145,0000.000.04+0.04buy
BALYASNY ASSET MANAGEMENT L.P.0136,058+136,0580.000.00+0.00buy
XTX Topco Ltd187,632292,695+105,0630.050.04-0.01buy
Corient Private Wealth LLC808,882871,296+62,4140.010.01-0.00buy
ExodusPoint Capital Management, LP16,91571,461+54,5460.000.01+0.00buy
Tranquility Partners, LLC268,073316,752+48,6790.890.93+0.04buy
Farther Finance Advisors, LLC36,52083,500+46,9800.000.01+0.00buy
Legal & General Group Plc742,423785,496+43,0730.000.00-0.00buy
LSV ASSET MANAGEMENT2,986,7183,022,118+35,4000.060.05-0.01buy
MIRABELLA FINANCIAL SERVICES LLP031,633+31,6330.000.02+0.02buy
Y-Intercept (Hong Kong) Ltd030,404+30,4040.000.00+0.00buy
MQS Management LLC028,896+28,8960.000.15+0.15buy
North Ground Capital025,000+25,0000.000.23+0.23buy
Entropy Technologies, LP024,027+24,0270.000.01+0.01buy
Qube Research & Technologies Ltd020,491+20,4910.000.00+0.00buy
Brevan Howard Capital Management LP020,367+20,3670.000.00+0.00buy
nVerses Capital, LLC019,857+19,8570.000.14+0.14buy
OSAIC HOLDINGS, INC.430,731450,470+19,7390.010.01-0.00buy
Equitable Holdings, Inc.017,792+17,7920.000.00+0.00buy
Focus Partners Wealth317,189334,785+17,5960.000.00-0.00buy
SANDERS MORRIS HARRIS LLC016,375+16,3750.000.02+0.02buy
SG Americas Securities, LLC015,693+15,6930.000.00+0.00buy
SMH CAPITAL ADVISORS INC012,000+12,0000.000.26+0.26buy
Catalyst Capital Advisors LLC012,000+12,0000.000.00+0.00buy
Pathstone Holdings, LLC649,512661,219+11,7070.020.02-0.00buy
Joel Isaacson & Co., LLC010,620+10,6200.000.00+0.00buy
State of Wyoming09,148+9,1480.000.01+0.01buy
BI Asset Management Fondsmaeglerselskab A/S235,016243,132+8,1160.020.02+0.00buy
Glenview Trust Co10,10017,500+7,4000.000.00+0.00buy
DIMENSION CAPITAL MANAGEMENT LLC1,149,3351,156,541+7,2061.481.26-0.22buy
Advyzon Investment Management, LLC16,08022,730+6,6500.020.02-0.00buy
Steward Partners Investment Advisory, LLC05,422+5,4220.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS17,81923,209+5,3900.000.00+0.00buy
Genesee Capital Advisors, LLC10,73015,896+5,1660.040.05+0.01buy
ProShare Advisors LLC14,25918,406+4,1470.000.00-0.00buy
Virtus Investment Advisers, LLC85,86289,471+3,6090.210.19-0.02buy
CALTON & ASSOCIATES, INC.13,60916,465+2,8560.020.02-0.00buy
Advisory Services Network, LLC02,573+2,5730.000.00+0.00buy
Mutual Advisors, LLC55,14257,709+2,5670.010.01-0.00buy
PNC FINANCIAL SERVICES GROUP, INC.02,300+2,3000.000.00+0.00buy
MACKENZIE FINANCIAL CORP32,35833,475+1,1170.000.00-0.00buy
FIFTH THIRD BANCORP01,100+1,1000.000.00+0.00buy
FAYEZ SAROFIM & CO30,27231,317+1,0450.000.00-0.00buy
Cetera Investment Advisers43,56244,126+5640.000.00-0.00buy
Creative Planning13,76214,255+4930.000.00-0.00buy
Community Financial Services Group, LLC0200+2000.000.00+0.00buy
Caitong International Asset Management Co., Ltd076+760.000.00+0.00buy
NATIXIS532550+180.000.00-0.00buy
Larson Financial Group LLC263274+110.000.00-0.00buy
Allworth Financial LP9095+50.000.00-0.00buy
PIN OAK INVESTMENT ADVISORS INC96996900.010.01+0.00hold
WEDBUSH SECURITIES INC16,02516,02500.000.00-0.00hold
BNP PARIBAS FINANCIAL MARKETS4,7564,75600.000.00-0.00hold
GEODE CAPITAL MANAGEMENT, LLC53,27053,27000.000.00-0.00hold
CHELSEA COUNSEL CO34034000.000.00-0.00hold
BROWN ADVISORY INC10,00010,00000.000.00-0.00hold
State of Alaska, Department of Revenue4,8954,89500.000.00-0.00hold
Verity & Verity, LLC10,00010,00000.010.01-0.00hold
Almitas Capital LLC45,00045,00000.090.08-0.01hold
NewEdge Advisors, LLC1,6971,69700.000.00-0.00hold
Parallel Advisors, LLC30030000.000.00-0.00hold
EverSource Wealth Advisors, LLC30830800.000.00-0.00hold
CenterStar Asset Management, LLC24,40024,40000.350.18-0.17hold
Valeo Financial Advisors, LLC59,85059,85000.010.01-0.00hold
Sound Income Strategies, LLC7,6837,68300.000.00-0.00hold
Next Capital Management LLC29,68029,68000.090.07-0.02hold
Geneos Wealth Management Inc.1,5531,55300.000.00-0.00hold
Williams Jones Wealth Management, LLC.11,00011,00000.000.00-0.00hold
Arkadios Wealth Advisors16,00016,00000.000.00-0.00hold
Apella Capital, LLC17,52517,52500.000.00-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC32,27732,27700.020.02-0.00hold
MTM Investment Management, LLC3,6003,60000.010.01-0.00hold
Navis Wealth Advisors, LLC25,00025,00000.100.10+0.00hold
Spire Wealth Management45,60045,60000.010.01-0.00hold
NewEdge Wealth, LLC30,35730,35700.000.00-0.00hold
Nordwand Advisors, LLC41,80041,80000.070.06-0.01hold
Mill Creek Capital Advisors, LLC149,000149,00000.030.02-0.00hold
Empower Advisory Group, LLC22,20622,20600.000.00-0.00hold
Bank & Trust Co42242200.000.00-0.00hold
Generali Investments CEE, investicni spolecnost, a.s.25,25125,25100.020.01-0.01hold
CAXTON ASSOCIATES LLP58,36858,36800.010.01-0.00hold
Universal- Beteiligungs- und Servicegesellschaft mbH344,000344,00000.010.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.4,3484,34800.000.00-0.00hold
CITIGROUP INC5500.000.00-0.00hold
ROTHSCHILD INVESTMENT LLC16,00016,00000.010.01-0.00hold
UMB Bank, n.a.22522500.000.00-0.00hold
Cambridge Investment Research Advisors, Inc.87,18887,152-360.000.00-0.00sell
AE Wealth Management LLC10,51310,448-650.000.00-0.00sell
Lido Advisors, LLC21,84121,508-3330.000.00-0.00sell
JONES FINANCIAL COMPANIES LLLP4370-4370.000.00-0.00sell
Newbridge Financial Services Group, Inc.4850-4850.000.00-0.00sell
Muzinich & Co., Inc.849,437848,918-5192.462.30-0.16sell
FLAGSHIP HARBOR ADVISORS, LLC6510-6510.000.00-0.00sell
CWM, LLC8150-8150.000.00-0.00sell
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