Stock Transactions — NEW MOUNTAIN FINANCE CORP

Total Bought
2,359,747
76 transactions
Total Sold
3,101,034
62 transactions
Net
-741,287
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
VAN ECK ASSOCIATES CORP1,710,9072,080,602+369,6950.030.04+0.00buy
UBS Group AG376,227532,020+155,7930.000.00+0.00buy
ACADIAN ASSET MANAGEMENT LLC175,901314,058+138,1570.010.01+0.00buy
HRT FINANCIAL LP0128,172+128,1720.000.01+0.01buy
Cerity Partners LLC3,600,9323,723,610+122,6780.120.12+0.00buy
CITADEL ADVISORS LLC25,097146,386+121,2890.000.00+0.00buy
Tranquility Partners, LLC283,320388,753+105,4331.391.83+0.45buy
HighTower Advisors, LLC3,049,1863,139,108+89,9220.060.06-0.00buy
FIRST NATIONAL TRUST CO079,554+79,5540.000.04+0.04buy
CONDOR CAPITAL MANAGEMENT271,667348,406+76,7390.340.41+0.07buy
&PARTNERS074,000+74,0000.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd10,70272,858+62,1560.010.05+0.04buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP059,964+59,9640.000.00+0.00buy
GSA CAPITAL PARTNERS LLP048,675+48,6750.000.04+0.04buy
Trexquant Investment LP90,167138,828+48,6610.020.03+0.00buy
Muzinich & Co., Inc.278,857325,291+46,4343.083.19+0.11buy
BANK OF AMERICA CORP /DE/465,596511,761+46,1650.000.00-0.00buy
Sumitomo Mitsui Trust Group, Inc.267,087311,201+44,1140.000.00+0.00buy
STABLEFORD CAPITAL II LLC39,87379,339+39,4660.200.39+0.18buy
Hennion & Walsh Asset Management, Inc.93,968125,459+31,4910.060.08+0.02buy
GOLDMAN SACHS GROUP INC028,847+28,8470.000.00+0.00buy
BNP Paribas Asset Management Holding S.A.027,435+27,4350.000.00+0.00buy
TWO SIGMA ADVISERS, LP1,033,0001,059,200+26,2000.030.03-0.00buy
Aquatic Capital Management LLC3,20026,800+23,6000.000.01+0.01buy
MILLENNIUM MANAGEMENT LLC433,405456,811+23,4060.000.00-0.00buy
VIRTUS ADVISERS, LLC53,35976,230+22,8710.360.46+0.10buy
JPMORGAN CHASE & CO1,221,1451,242,854+21,7090.000.00-0.00buy
Strategic Financial Concepts, LLC020,337+20,3370.000.01+0.01buy
GraniteShares Advisors LLC131,683150,445+18,7620.880.61-0.27buy
DEERFIELD MANAGEMENT COMPANY, L.P.018,190+18,1900.000.00+0.00buy
Clearstead Advisors, LLC25,39242,775+17,3830.020.01-0.01buy
LSV ASSET MANAGEMENT2,531,1752,548,475+17,3000.070.07+0.00buy
Legal & General Group Plc821,417836,461+15,0440.000.00-0.00buy
SageView Advisory Group, LLC2,71217,722+15,0100.080.01-0.08buy
Midwest Professional Planners, LTD.108,830123,297+14,4670.480.50+0.02buy
Spire Wealth Management36,42550,702+14,2770.010.02+0.01buy
Creative Planning12,75326,455+13,7020.000.00+0.00buy
SEI INVESTMENTS CO72,36485,708+13,3440.000.00+0.00buy
STEPHENS INC /AR/12,50023,000+10,5000.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.119,726129,933+10,2070.010.01+0.00buy
Cliffwater LLC425,174434,780+9,6061.451.14-0.31buy
CONFLUENCE INVESTMENT MANAGEMENT LLC414,282423,578+9,2960.070.07+0.00buy
ENVESTNET ASSET MANAGEMENT INC46,51655,343+8,8270.000.00+0.00buy
Clearstead Trust, LLC07,994+7,9940.000.02+0.02buy
Mutual Advisors, LLC25,13931,847+6,7080.010.01+0.00buy
STIFEL FINANCIAL CORP38,33744,749+6,4120.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC15,64021,590+5,9500.000.00+0.00buy
Kestra Advisory Services, LLC55,47061,230+5,7600.000.00-0.00buy
Guild Investment Management, Inc.55,31560,190+4,8750.920.84-0.08buy
Lido Advisors, LLC21,88026,039+4,1590.000.00+0.00buy
CANADA LIFE ASSURANCE Co101,576105,144+3,5680.000.00-0.00buy
Catalyst Funds Management Pty Ltd03,000+3,0000.000.01+0.01buy
Moloney Securities Asset Management, LLC28,17130,742+2,5710.050.05+0.00buy
Essex Financial Services, Inc.14,21516,358+2,1430.020.01-0.00buy
Cetera Investment Advisers12,15914,033+1,8740.000.00+0.00buy
ProShare Advisors LLC13,03514,895+1,8600.000.00+0.00buy
WELLS FARGO & COMPANY/MN233,095234,609+1,5140.000.00-0.00buy
Invesco Ltd.44,27845,775+1,4970.000.00-0.00buy
Quarry LP1,9653,307+1,3420.010.02+0.01buy
Avior Wealth Management, LLC3,8945,081+1,1870.000.00+0.00buy
OAK FAMILY ADVISORS, LLC149,364150,384+1,0200.730.70-0.03buy
nVerses Capital, LLC0900+9000.000.01+0.01buy
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC0792+7920.000.00+0.00buy
CORNERCAP INVESTMENT COUNSEL INC32,99533,785+7900.060.07+0.00buy
Key Client Fiduciary Advisors, LLC48,50049,246+7460.330.30-0.02buy
PFG Investments, LLC38,91139,494+5830.030.03+0.00buy
Larson Financial Group LLC209780+5710.000.00+0.00buy
Beaumont Financial Advisors, LLC10,19910,726+5270.010.01-0.00buy
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.0500+5000.000.00+0.00buy
NATIXIS17,18417,673+4890.000.00+0.00buy
OPPENHEIMER & CO INC31,60032,032+4320.010.01-0.00buy
CHELSEA COUNSEL CO0340+3400.000.00+0.00buy
Inspire Investing, LLC28,26928,599+3300.040.04+0.00buy
Steward Partners Investment Advisory, LLC4,9035,183+2800.000.00-0.00buy
IFP Advisors, Inc7,3757,525+1500.000.00-0.00buy
Tortoise Investment Management, LLC206211+50.000.00-0.00buy
PALISADE CAPITAL MANAGEMENT, LP0000.140.15+0.00hold
VICTORY CAPITAL MANAGEMENT INC0000.050.05+0.00hold
SANDERS MORRIS HARRIS LLC19,37519,37500.050.04-0.01hold
BESSEMER GROUP INC7,6807,68000.000.00-0.00hold
ARISTEIA CAPITAL, L.L.C.0000.000.15+0.15hold
SCHRODER INVESTMENT MANAGEMENT GROUP0000.000.00-0.00hold
ADVENT CAPITAL MANAGEMENT /DE/0000.960.91-0.05hold
BARD ASSOCIATES INC29,17329,17300.130.14+0.00hold
STEELHEAD PARTNERS LLC0000.670.68+0.01hold
WHITTIER TRUST CO48,09548,09500.010.01-0.00hold
GEODE CAPITAL MANAGEMENT, LLC53,27053,27000.000.00-0.00hold
Radcliffe Capital Management, L.P.00010.539.59-0.94hold
WOLVERINE ASSET MANAGEMENT LLC0000.170.16-0.01hold
CIBC Private Wealth Group LLC19,82519,82500.000.00-0.00hold
Context Capital Management, LLC0001.321.08-0.24hold
Epoch Investment Partners, Inc.129,542129,54200.010.01-0.00hold
Allen Investment Management, LLC19,01019,01000.000.00-0.00hold
CHILTON INVESTMENT CO INC.57,02057,02000.020.02-0.00hold
BROWN ADVISORY INC10,00010,00000.000.00-0.00hold
MACQUARIE GROUP LTD95,30095,30000.000.00-0.00hold
AEGON USA Investment Management, LLC0000.170.12-0.05hold
Alberta Investment Management Corp121,800121,80000.020.02+0.00hold
Verity & Verity, LLC10,00010,00000.010.01+0.01hold
Catalyst Capital Advisors LLC2,825,0002,825,00000.070.07-0.00hold
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