Stock TransactionsNEW MOUNTAIN FINANCE CORP

Total Bought
2,929,676
60 transactions
Total Sold
2,552,885
63 transactions
Net
+376,791
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
Russell Investments Group, Ltd.938,6791,383,171+444,4920.010.01+0.00buy
UBS Group AG2,091,2762,477,549+386,2730.000.00-0.00buy
VAN ECK ASSOCIATES CORP1,796,1752,145,047+348,8720.010.01-0.00buy
Corient Private Wealth LLC871,2961,125,657+254,3610.010.01+0.00buy
Pathstone Holdings, LLC661,219824,801+163,5820.020.02-0.00buy
GOLDMAN SACHS GROUP INC0141,357+141,3570.000.00+0.00buy
RIVERNORTH CAPITAL MANAGEMENT, LLC0140,634+140,6340.000.05+0.05buy
CITADEL ADVISORS LLC0102,852+102,8520.000.00+0.00buy
Privium Fund Management (UK) Ltd0100,000+100,0000.000.30+0.30buy
Focus Partners Wealth334,785417,618+82,8330.000.00+0.00buy
DIMENSION CAPITAL MANAGEMENT LLC1,156,5411,223,088+66,5471.261.03-0.23buy
HRT FINANCIAL LP056,730+56,7300.000.00+0.00buy
MORGAN STANLEY729,938783,530+53,5920.000.00-0.00buy
MILLENNIUM MANAGEMENT LLC81,366124,585+43,2190.000.00+0.00buy
OSAIC HOLDINGS, INC.450,470492,179+41,7090.010.00-0.00buy
GraniteShares Advisors LLC263,627303,327+39,7001.471.40-0.08buy
EP Wealth Advisors, LLC036,230+36,2300.000.00+0.00buy
Equitable Holdings, Inc.17,79253,416+35,6240.000.00+0.00buy
Advisors Asset Management, Inc.173,665208,610+34,9450.020.02+0.00buy
FLPUTNAM INVESTMENT MANAGEMENT CO034,731+34,7310.000.00+0.00buy
Farther Finance Advisors, LLC83,500115,100+31,6000.010.01+0.00buy
nVerses Capital, LLC19,85751,130+31,2730.140.56+0.42buy
STATE STREET CORP127,191149,883+22,6920.000.00-0.00buy
Legal & General Group Plc785,496806,368+20,8720.000.00-0.00buy
Squarepoint Ops LLC018,619+18,6190.000.00+0.00buy
JANE STREET GROUP, LLC018,485+18,4850.000.00+0.00buy
CAXTON ASSOCIATES LLP58,36874,964+16,5960.010.01-0.00buy
FOX RUN MANAGEMENT, L.L.C.015,076+15,0760.000.02+0.02buy
Catalyst Capital Advisors LLC12,00025,169+13,1690.000.00+0.00buy
Jain Global LLC012,800+12,8000.000.00+0.00buy
Sunbeam Capital Management, LLC012,300+12,3000.000.04+0.04buy
ROYAL BANK OF CANADA53,35064,805+11,4550.000.00+0.00buy
Arax Advisory Partners010,600+10,6000.000.00+0.00buy
MISSION WEALTH MANAGEMENT, LP010,000+10,0000.000.00+0.00buy
US BANCORP \DE\010,000+10,0000.000.00+0.00buy
CANADA LIFE ASSURANCE Co98,987107,870+8,8830.000.00-0.00buy
MQS Management LLC28,89637,762+8,8660.150.33+0.18buy
Next Capital Management LLC29,68037,340+7,6600.070.07+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.2,3009,519+7,2190.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.87,15293,524+6,3720.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV04,647+4,6470.000.00+0.00buy
Tower Research Capital LLC (TRC)04,007+4,0070.000.00+0.00buy
Integrated Wealth Concepts LLC03,700+3,7000.000.00+0.00buy
WEALTHEDGE INVESTMENT ADVISORS, LLC12,70015,817+3,1170.040.04+0.00buy
NewEdge Wealth, LLC30,35733,415+3,0580.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS4,7566,835+2,0790.000.00+0.00buy
FIFTH THIRD BANCORP1,1003,078+1,9780.000.00+0.00buy
Muzinich & Co., Inc.848,918850,170+1,2522.302.08-0.22buy
Mutual Advisors, LLC57,70958,707+9980.010.01-0.00buy
Cetera Investment Advisers44,12644,741+6150.000.00-0.00buy
Genesee Capital Advisors, LLC15,89616,447+5510.050.04-0.01buy
ROTHSCHILD INVESTMENT LLC16,00016,500+5000.010.00-0.00buy
Quarry LP092+920.000.00+0.00buy
Caitong International Asset Management Co., Ltd76149+730.000.00+0.00buy
HighTower Advisors, LLC423,732423,799+670.000.00-0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC277,571277,609+380.030.03-0.00buy
Lido Advisors, LLC21,50821,538+300.000.00-0.00buy
MACKENZIE FINANCIAL CORP33,47533,498+230.000.00-0.00buy
NATIXIS550572+220.000.00+0.00buy
Larson Financial Group LLC274283+90.000.00-0.00buy
SANDERS MORRIS HARRIS LLC16,37516,37500.020.07+0.05hold
PIN OAK INVESTMENT ADVISORS INC96996900.010.00-0.00hold
GEODE CAPITAL MANAGEMENT, LLC53,27053,27000.000.00-0.00hold
CHELSEA COUNSEL CO34034000.000.00-0.00hold
CHILTON INVESTMENT CO INC.22,02022,02000.000.00-0.00hold
BROWN ADVISORY INC10,00010,00000.000.00-0.00hold
State of Alaska, Department of Revenue4,8954,89500.000.00-0.00hold
Neuberger Berman Group LLC109,540109,54000.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.688,578688,57800.000.00-0.00hold
Cerberus Capital Management, L.P.145,000145,00000.040.05+0.01hold
Community Financial Services Group, LLC20020000.000.00-0.00hold
Verity & Verity, LLC10,00010,00000.010.00-0.00hold
Almitas Capital LLC45,00045,00000.080.08-0.00hold
Joel Isaacson & Co., LLC10,62010,62000.000.00-0.00hold
Parallel Advisors, LLC30030000.000.00-0.00hold
Glenview Trust Co17,50017,50000.000.00-0.00hold
EverSource Wealth Advisors, LLC30830800.000.00+0.00hold
Union Bancaire Privee, UBP SA5,1935,19300.000.06+0.06hold
CenterStar Asset Management, LLC24,40024,40000.180.14-0.05hold
Geneos Wealth Management Inc.1,5531,55300.000.00-0.00hold
Arkadios Wealth Advisors16,00016,00000.000.00-0.00hold
Apella Capital, LLC17,52517,52500.000.00-0.00hold
Spire Wealth Management45,60045,60000.010.01-0.00hold
Nordwand Advisors, LLC41,80041,80000.060.05-0.01hold
Empower Advisory Group, LLC22,20622,20600.000.00-0.00hold
Bank & Trust Co42242200.000.00-0.00hold
Generali Investments CEE, investicni spolecnost, a.s.25,25125,25100.010.01-0.00hold
Universal- Beteiligungs- und Servicegesellschaft mbH344,000344,00000.000.00-0.00hold
HUNTINGTON NATIONAL BANK1100.000.00-0.00hold
HARBOUR INVESTMENTS, INC.4,3484,34800.000.00-0.00hold
CITIGROUP INC5500.000.00-0.00hold
Wilmington Savings Fund Society, FSB6,0006,00000.000.00-0.00hold
UMB Bank, n.a.22522500.000.00-0.00hold
FAYEZ SAROFIM & CO31,31731,31700.000.00-0.00hold
JPMORGAN CHASE & CO69,60369,560-430.000.00-0.00sell
Janney Montgomery Scott LLC71,17071,105-650.000.00-0.00sell
Advyzon Investment Management, LLC22,73022,642-880.020.01-0.00sell
Allworth Financial LP950-950.000.00-0.00sell
CAPTRUST FINANCIAL ADVISORS23,20923,044-1650.000.00-0.00sell
OPPENHEIMER & CO INC30,50230,292-2100.000.00-0.00sell
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