Stock Transactions — NEW MOUNTAIN FINANCE CORP

Total Bought
4,384,535
67 transactions
Total Sold
16,428,800
75 transactions
Net
-12,044,265
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS6,871,0008,621,000+1,750,0000.040.04+0.01buy
BANK OF AMERICA CORP /DE/157,788616,746+458,9580.000.00+0.00buy
JPMORGAN CHASE & CO1,232,2031,595,646+363,4430.000.00+0.00buy
WELLS FARGO & COMPANY/MN236,813428,894+192,0810.000.00+0.00buy
Invesco Ltd.1,029,6611,219,813+190,1520.000.00+0.00buy
DIMENSION CAPITAL MANAGEMENT LLC950,0721,132,487+182,4151.571.59+0.02buy
VAN ECK ASSOCIATES CORP2,474,7942,589,798+115,0040.030.02-0.01buy
Sumitomo Mitsui Trust Group, Inc.491,424606,264+114,8400.000.00+0.00buy
Muzinich & Co., Inc.575,474671,056+95,5822.772.51-0.27buy
BlackRock, Inc.604,788694,893+90,1050.000.00-0.00buy
Tranquility Partners, LLC232,087316,671+84,5840.871.03+0.16buy
LPL Financial LLC191,338266,370+75,0320.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.410,143480,420+70,2770.170.17-0.01buy
Kovitz Investment Group Partners, LLC188,477238,543+50,0660.010.01+0.00buy
Quadrature Capital Ltd048,488+48,4880.000.01+0.01buy
Brevan Howard Capital Management LP045,295+45,2950.000.01+0.01buy
Arlington Capital Management, Inc.89,799127,521+37,7220.820.78-0.04buy
&PARTNERS032,798+32,7980.000.00+0.00buy
LexAurum Advisors, LLC028,500+28,5000.000.04+0.04buy
HighTower Advisors, LLC493,699520,926+27,2270.010.01-0.00buy
Campbell & CO Investment Adviser LLC15,99842,461+26,4630.010.03+0.02buy
GraniteShares Advisors LLC248,003271,956+23,9531.611.52-0.09buy
D. E. Shaw & Co., Inc.15,50737,451+21,9440.000.00+0.00buy
CANADA LIFE ASSURANCE Co95,805114,062+18,2570.000.00-0.00buy
Aquatic Capital Management LLC017,740+17,7400.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS017,122+17,1220.000.00+0.00buy
Everstar Asset Management, LLC65,57882,310+16,7320.420.45+0.03buy
Arkadios Wealth Advisors016,000+16,0000.000.00+0.00buy
Advisors Asset Management, Inc.215,999231,621+15,6220.040.04-0.00buy
CenterStar Asset Management, LLC015,200+15,2000.000.28+0.28buy
OSAIC HOLDINGS, INC.394,174407,858+13,6840.010.01-0.00buy
Pathstone Holdings, LLC297,323310,543+13,2200.010.01-0.00buy
Virtu Financial LLC013,129+13,1290.000.01+0.01buy
SG Americas Securities, LLC011,216+11,2160.000.00+0.00buy
UNITED CAPITAL FINANCIAL ADVISORS, LLC010,076+10,0760.000.00+0.00buy
Inspire Investing, LLC36,84446,906+10,0620.040.04+0.00buy
Virtus Investment Advisers, LLC87,90197,912+10,0110.310.27-0.04buy
Zuckerman Investment Group, LLC15,00025,000+10,0000.020.02+0.01buy
Cetera Investment Advisers35,16442,354+7,1900.000.00-0.00buy
Advisory Services Network, LLC06,757+6,7570.000.00+0.00buy
BI Asset Management Fondsmaeglerselskab A/S200,607206,629+6,0220.020.02-0.00buy
US BANCORP \DE\05,000+5,0000.000.00+0.00buy
State of Alaska, Department of Revenue04,895+4,8950.000.00+0.00buy
Rockefeller Capital Management L.P.04,809+4,8090.000.00+0.00buy
STATE STREET CORP103,263106,194+2,9310.000.00-0.00buy
Tower Research Capital LLC (TRC)841,983+1,8990.000.00+0.00buy
CWM, LLC01,775+1,7750.000.00+0.00buy
TRANSCEND CAPITAL ADVISORS, LLC714,104715,793+1,6890.580.49-0.10buy
MACKENZIE FINANCIAL CORP30,18031,306+1,1260.000.00-0.00buy
PRINCIPAL SECURITIES, INC.01,004+1,0040.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC0969+9690.000.01+0.01buy
Advyzon Investment Management, LLC11,93712,834+8970.030.02-0.01buy
ProShare Advisors LLC18,79019,629+8390.000.00+0.00buy
WFA Asset Management Corp39,88240,706+8240.280.27-0.01buy
ROYAL BANK OF CANADA94,95995,688+7290.000.00-0.00buy
Creative Planning13,70914,393+6840.000.00-0.00buy
Key Client Fiduciary Advisors, LLC39,94040,611+6710.170.13-0.04buy
Moloney Securities Asset Management, LLC28,04728,321+2740.040.03-0.00buy
MAI Capital Management5,3365,511+1750.000.00-0.00buy
Sound Income Strategies, LLC800961+1610.000.00-0.00buy
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors11,91812,038+1200.020.01-0.00buy
Allworth Financial LP4690+440.000.00+0.00buy
OPPENHEIMER & CO INC33,66133,691+300.000.00-0.00buy
BARCLAYS PLC010+100.000.00+0.00buy
Larson Financial Group LLC10,96710,975+80.000.00-0.00buy
CONDOR CAPITAL MANAGEMENT13,73113,733+20.010.01-0.00buy
AE Wealth Management LLC10,90010,901+10.000.00-0.00buy
PALISADE CAPITAL MANAGEMENT, LP0000.180.18-0.01hold
VICTORY CAPITAL MANAGEMENT INC0000.020.02-0.00hold
SCHRODER INVESTMENT MANAGEMENT GROUP0000.000.00-0.00hold
ADVENT CAPITAL MANAGEMENT /DE/0000.160.24+0.07hold
WHITTIER TRUST CO16,22216,22200.000.00-0.00hold
WEDBUSH SECURITIES INC17,52517,52500.010.01-0.00hold
GEODE CAPITAL MANAGEMENT, LLC53,27053,27000.000.00-0.00hold
Radcliffe Capital Management, L.P.0005.127.06+1.94hold
ARES MANAGEMENT LLC596,371596,37100.320.26-0.06hold
NATIXIS42,21642,21600.000.00-0.00hold
CHELSEA COUNSEL CO34034000.000.00-0.00hold
Context Capital Management, LLC0002.260.08-2.18hold
Epoch Investment Partners, Inc.73,31573,31500.000.00-0.00hold
BROWN ADVISORY INC10,00010,00000.000.00-0.00hold
Amtrust Financial Services, Inc.0000.000.50+0.50hold
Dorsey & Whitney Trust CO LLC112,410112,41000.060.06-0.01hold
MACQUARIE GROUP LTD95,30095,30000.000.00-0.00hold
AEGON USA Investment Management, LLC0000.120.11-0.01hold
Verity & Verity, LLC10,00010,00000.010.01-0.00hold
Catalyst Capital Advisors LLC2,825,0002,825,00000.060.06-0.00hold
Colonial Trust Advisors16,00016,00000.000.00-0.00hold
Yakira Capital Management, Inc.4,500,0004,500,00001.681.68+0.00hold
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC0000.000.00-0.00hold
NewEdge Advisors, LLC2,0452,04500.000.00-0.00hold
Parallel Advisors, LLC30030000.000.00-0.00hold
Glenview Trust Co10,10010,10000.000.00-0.00hold
Russell Investments Group, Ltd.52,64452,64400.000.00-0.00hold
Russell Investments Group, Ltd.0000.000.00+0.00hold
EverSource Wealth Advisors, LLC30830800.000.00-0.00hold
Union Bancaire Privee, UBP SA28,81228,81200.640.59-0.04hold
Valeo Financial Advisors, LLC59,85059,85000.020.01-0.00hold
Steward Partners Investment Advisory, LLC0000.000.00-0.00hold
Next Capital Management LLC26,15026,15000.100.08-0.02hold
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