Stock Transactions — NEW MOUNTAIN FINANCE CORP

Total Bought
7,238,523
80 transactions
Total Sold
4,624,165
73 transactions
Net
+2,614,358
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS1,490,0005,091,000+3,601,0000.010.03+0.02buy
Invesco Ltd.48,586985,917+937,3310.000.00+0.00buy
MILLENNIUM MANAGEMENT LLC256,901519,532+262,6310.000.01+0.00buy
Naviter Wealth, LLC0189,129+189,1290.000.26+0.26buy
FRANKLIN RESOURCES INC223,891362,751+138,8600.000.00+0.00buy
Dorsey & Whitney Trust CO LLC0135,462+135,4620.000.08+0.08buy
Rockingstone Advisors LLC157,508282,107+124,5990.931.40+0.48buy
UBS Group AG454,979575,252+120,2730.000.00-0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP0117,108+117,1080.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd0103,921+103,9210.000.08+0.08buy
Connor, Clark & Lunn Investment Management Ltd.0101,311+101,3110.000.01+0.01buy
Trexquant Investment LP69,573166,404+96,8310.010.02+0.01buy
VAN ECK ASSOCIATES CORP2,249,3212,342,650+93,3290.030.03+0.00buy
BlackRock, Inc.340,538427,632+87,0940.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC57,464137,773+80,3090.000.00+0.00buy
D. E. Shaw & Co., Inc.47,848124,989+77,1410.000.00+0.00buy
ARES MANAGEMENT LLC491,694566,186+74,4920.160.22+0.06buy
BI Asset Management Fondsmaeglerselskab A/S21,55495,987+74,4330.000.01+0.01buy
JANE STREET GROUP, LLC31,341104,285+72,9440.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.193,449254,181+60,7320.110.13+0.02buy
Aquatic Capital Management LLC5,90057,862+51,9620.000.02+0.02buy
GraniteShares Advisors LLC179,628218,414+38,7861.461.56+0.10buy
CITADEL ADVISORS LLC117,280155,734+38,4540.000.00+0.00buy
STIFEL FINANCIAL CORP47,13878,681+31,5430.000.00+0.00buy
HRT FINANCIAL LP26,12756,383+30,2560.000.00+0.00buy
BANK OF MONTREAL /CAN/18,30547,355+29,0500.000.00+0.00buy
TrueMark Investments, LLC028,446+28,4460.000.10+0.10buy
Dynamic Technology Lab Private Ltd027,081+27,0810.000.05+0.05buy
Verition Fund Management LLC026,900+26,9000.000.00+0.00buy
Squarepoint Ops LLC14,40640,292+25,8860.000.00+0.00buy
Clearstead Advisors, LLC76,815101,959+25,1440.010.02+0.00buy
SVB WEALTH LLC024,735+24,7350.000.01+0.01buy
Farther Finance Advisors, LLC14,11035,885+21,7750.010.01+0.01buy
Focus Partners Wealth020,999+20,9990.000.00+0.00buy
VIRTUS ADVISERS, LLC63,02781,601+18,5740.350.38+0.02buy
Strategic Financial Concepts, LLC018,488+18,4880.000.01+0.01buy
Virtu Financial LLC017,762+17,7620.000.01+0.01buy
GOLDMAN SACHS GROUP INC50,95665,081+14,1250.000.00+0.00buy
AMERIPRISE FINANCIAL INC201,514215,471+13,9570.000.00+0.00buy
ExodusPoint Capital Management, LP12,64926,291+13,6420.000.00+0.00buy
NORTHERN TRUST CORP47,91461,228+13,3140.000.00+0.00buy
XTX Topco Ltd013,164+13,1640.000.01+0.01buy
New World Advisors LLC013,047+13,0470.000.04+0.04buy
AE Wealth Management LLC011,211+11,2110.000.00+0.00buy
MQS Management LLC010,894+10,8940.003.49+3.49buy
Larson Financial Group LLC22610,953+10,7270.000.01+0.01buy
EMC Capital Management8,00818,470+10,4620.180.12-0.06buy
FOX RUN MANAGEMENT, L.L.C.010,106+10,1060.000.02+0.02buy
&PARTNERS166,000176,000+10,0000.000.00-0.00buy
Midwest Professional Planners, LTD.133,183141,833+8,6500.490.48-0.01buy
Corient Private Wealth LLC11,91118,723+6,8120.000.00+0.00buy
Kestra Advisory Services, LLC63,37169,019+5,6480.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS2,2007,488+5,2880.000.00+0.00buy
MAI Capital Management05,034+5,0340.000.00+0.00buy
Essex Financial Services, Inc.14,23419,017+4,7830.010.02+0.00buy
FIRST NATIONAL TRUST CO160,005164,579+4,5740.070.07-0.00buy
Centiva Capital, LP10,81715,183+4,3660.010.01+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO04,000+4,0000.000.00+0.00buy
OPPENHEIMER & CO INC27,46631,174+3,7080.010.01+0.00buy
ProShare Advisors LLC15,49718,161+2,6640.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD02,161+2,1610.000.00+0.00buy
CONFLUENCE INVESTMENT MANAGEMENT LLC428,334429,806+1,4720.070.07-0.00buy
Quarry LP3161,757+1,4410.000.00+0.00buy
CITIGROUP INC4,0485,271+1,2230.000.00+0.00buy
Lido Advisors, LLC44,35845,557+1,1990.000.00-0.00buy
Inspire Investing, LLC34,26735,455+1,1880.040.04+0.00buy
Vise Technologies, Inc.15,38416,494+1,1100.020.02-0.01buy
Cambridge Investment Research Advisors, Inc.142,669143,394+7250.010.01-0.00buy
Key Client Fiduciary Advisors, LLC48,81649,387+5710.270.25-0.02buy
Hexagon Capital Partners LLC150625+4750.000.00+0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC32,47132,876+4050.000.00-0.00buy
Moloney Securities Asset Management, LLC29,88830,278+3900.050.05-0.00buy
Creative Planning13,30513,666+3610.000.00-0.00buy
SIMPLEX TRADING, LLC0242+2420.000.00+0.00buy
Clearstead Trust, LLC8,2158,449+2340.020.02-0.00buy
NATIONAL BANK OF CANADA /FI/0130+1300.000.00+0.00buy
Avior Wealth Management, LLC5,0815,181+1000.000.00-0.00buy
LAFFER TENGLER INVESTMENTS, INC.2,5532,641+880.560.54-0.02buy
Allworth Financial LP046+460.000.00+0.00buy
NATIXIS42,18742,202+150.000.00+0.00buy
PALISADE CAPITAL MANAGEMENT, LP0000.140.17+0.03hold
VICTORY CAPITAL MANAGEMENT INC0000.040.04+0.00hold
SCHRODER INVESTMENT MANAGEMENT GROUP0000.000.00-0.00hold
ADVENT CAPITAL MANAGEMENT /DE/0000.950.82-0.13hold
STEELHEAD PARTNERS LLC0000.830.94+0.10hold
WHITTIER TRUST CO48,09548,09500.010.01-0.00hold
INCOME RESEARCH & MANAGEMENT12,042,00012,042,00005.845.76-0.08hold
GEODE CAPITAL MANAGEMENT, LLC53,27053,27000.000.00-0.00hold
Radcliffe Capital Management, L.P.0008.566.15-2.41hold
CHELSEA COUNSEL CO34034000.000.00-0.00hold
WOLVERINE ASSET MANAGEMENT LLC0000.150.15-0.00hold
CIBC Private Wealth Group LLC19,82519,82500.000.00-0.00hold
Context Capital Management, LLC0001.021.36+0.34hold
Epoch Investment Partners, Inc.84,77984,77900.000.00+0.00hold
CHILTON INVESTMENT CO INC.85,52085,52000.030.02-0.00hold
BROWN ADVISORY INC10,00010,00000.000.00-0.00hold
MACQUARIE GROUP LTD95,30095,30000.000.00+0.00hold
AEGON USA Investment Management, LLC0000.120.12+0.00hold
Alberta Investment Management Corp121,800121,80000.010.01-0.00hold
Verity & Verity, LLC10,00010,00000.010.01-0.00hold
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