| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,662,880 | 3,756,340 | +93,460 | 1.58 | 1.63 | +0.05 | buy |
| Saba Capital Management, L.P. | 457,549 | 508,621 | +51,072 | 0.06 | 0.06 | -0.00 | buy |
| MORGAN STANLEY | 478,539 | 500,473 | +21,934 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 18,173 | +18,173 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 17,539 | +17,539 | 0.00 | 0.00 | +0.00 | buy |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 0 | 11,000 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 175,395 | 185,424 | +10,029 | 0.01 | 0.01 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,444 | 9,432 | +6,988 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 76,394 | 81,449 | +5,055 | 0.00 | 0.00 | -0.00 | buy |
| Moors & Cabot, Inc. | 28,850 | 33,750 | +4,900 | 0.01 | 0.01 | +0.00 | buy |
| Oxbow Advisors, LLC | 18,196 | 18,682 | +486 | 0.01 | 0.01 | -0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | +0.01 | hold |
| B. Riley Wealth Advisors, Inc. | 18,191 | 18,191 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Shaker Financial Services, LLC | 64,419 | 64,419 | 0 | 0.14 | 0.13 | -0.01 | hold |
| Arkadios Wealth Advisors | 38,770 | 38,770 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Avory & Company, LLC | 94,848 | 94,848 | 0 | 0.35 | 0.34 | -0.01 | hold |
| CoreCap Advisors, LLC | 19,690 | 19,690 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMERICA BANK | 51,179 | 51,179 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Stratos Wealth Partners, LTD. | 11,425 | 10,900 | -525 | 0.00 | 0.00 | -0.00 | sell |
| MassMutual Private Wealth & Trust, FSB | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| Round Rock Advisors, LLC | 12,030 | 11,030 | -1,000 | 0.02 | 0.01 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 222,402 | 220,778 | -1,624 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 21,894 | 19,809 | -2,085 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 35,823 | 32,896 | -2,927 | 0.01 | 0.01 | -0.00 | sell |
| NWF Advisory Services Inc. | 51,200 | 48,200 | -3,000 | 0.05 | 0.04 | -0.01 | sell |
| LPL Financial LLC | 28,354 | 24,267 | -4,087 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 26,804 | 20,355 | -6,449 | 0.01 | 0.01 | -0.00 | sell |
| NewEdge Advisors, LLC | 64,994 | 58,194 | -6,800 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 386,096 | 377,685 | -8,411 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 10,309 | 0 | -10,309 | 0.00 | 0.00 | -0.00 | sell |
| Quantedge Capital Pte Ltd | 11,219 | 0 | -11,219 | 0.03 | 0.00 | -0.03 | sell |
| OSAIC HOLDINGS, INC. | 69,937 | 58,485 | -11,452 | 0.00 | 0.00 | +0.00 | sell |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 12,000 | 0 | -12,000 | 0.01 | 0.00 | -0.01 | sell |
| 1607 Capital Partners, LLC | 1,368,302 | 1,354,978 | -13,324 | 0.51 | 0.58 | +0.07 | sell |
| GUGGENHEIM CAPITAL LLC | 106,396 | 77,845 | -28,551 | 0.00 | 0.00 | -0.00 | sell |
| Kingsview Wealth Management, LLC | 124,807 | 70,987 | -53,820 | 0.02 | 0.01 | -0.01 | sell |
| Allspring Global Investments Holdings, LLC | 1,833,322 | 1,697,744 | -135,578 | 0.02 | 0.01 | -0.00 | sell |