| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,756,340 | 2,865,159 | -891,181 | 1.63 | 1.32 | -0.31 | sell |
| Allspring Global Investments Holdings, LLC | 1,697,744 | 2,065,701 | +367,957 | 0.01 | 0.02 | +0.00 | buy |
| 1607 Capital Partners, LLC | 1,354,978 | 1,389,250 | +34,272 | 0.58 | 0.67 | +0.09 | buy |
| Saba Capital Management, L.P. | 508,621 | 715,006 | +206,385 | 0.06 | 0.08 | +0.03 | buy |
| MORGAN STANLEY | 500,473 | 492,091 | -8,382 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 377,685 | 377,639 | -46 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 250,000 | +250,000 | 0.00 | 0.06 | +0.06 | buy |
| BANK OF AMERICA CORP /DE/ | 220,778 | 218,436 | -2,342 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 185,424 | 184,977 | -447 | 0.01 | 0.01 | -0.00 | sell |
| Avory & Company, LLC | 94,848 | 94,848 | 0 | 0.34 | 0.36 | +0.02 | hold |
| UBS Group AG | 81,449 | 84,189 | +2,740 | 0.00 | 0.00 | -0.00 | buy |
| Kingsview Wealth Management, LLC | 70,987 | 69,471 | -1,516 | 0.01 | 0.01 | -0.00 | sell |
| Shaker Financial Services, LLC | 64,419 | 64,419 | 0 | 0.13 | 0.14 | +0.01 | hold |
| OSAIC HOLDINGS, INC. | 58,485 | 59,378 | +893 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 58,194 | 52,394 | -5,800 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 51,179 | 51,345 | +166 | 0.00 | 0.00 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 77,845 | 48,210 | -29,635 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 48,200 | 48,000 | -200 | 0.04 | 0.04 | -0.00 | sell |
| Arkadios Wealth Advisors | 38,770 | 38,770 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Asset Dedication, LLC | 0 | 35,400 | +35,400 | 0.00 | 0.01 | +0.01 | buy |
| Moors & Cabot, Inc. | 33,750 | 30,000 | -3,750 | 0.01 | 0.01 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,355 | 26,833 | +6,478 | 0.01 | 0.01 | +0.00 | buy |
| CoreCap Advisors, LLC | 19,690 | 20,625 | +935 | 0.01 | 0.01 | +0.01 | buy |
| Oxbow Advisors, LLC | 18,682 | 19,567 | +885 | 0.01 | 0.01 | -0.00 | buy |
| Advisory Services Network, LLC | 19,809 | 19,540 | -269 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 17,539 | 19,158 | +1,619 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 32,896 | 19,083 | -13,813 | 0.01 | 0.00 | -0.00 | sell |
| B. Riley Wealth Advisors, Inc. | 18,191 | 18,191 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROYAL BANK OF CANADA | 18,173 | 18,129 | -44 | 0.00 | 0.00 | +0.00 | sell |
| LPL Financial LLC | 24,267 | 15,325 | -8,942 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 9,432 | 14,588 | +5,156 | 0.01 | 0.02 | +0.01 | buy |
| Stratos Wealth Partners, LTD. | 10,900 | 11,007 | +107 | 0.00 | 0.00 | -0.00 | buy |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MARYLAND CAPITAL ADVISORS INC. | 0 | 1,553 | +1,553 | 0.00 | 0.00 | +0.00 | buy |
| VOISARD ASSET MANAGEMENT GROUP, INC. | 0 | 28 | +28 | 0.00 | 0.00 | +0.00 | buy |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 12,000 | 0 | -12,000 | 0.01 | 0.00 | -0.01 | sell |
| Round Rock Advisors, LLC | 11,030 | 0 | -11,030 | 0.01 | 0.00 | -0.01 | sell |