| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,029,859 | 1,748,915 | +719,056 | 0.15 | 0.28 | +0.13 | buy |
| Bulldog Investors, LLP | 0 | 215,590 | +215,590 | 0.00 | 0.32 | +0.32 | buy |
| Verition Fund Management LLC | 0 | 111,524 | +111,524 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 101,923 | +101,923 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 0 | 81,964 | +81,964 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 67,118 | 148,536 | +81,418 | 0.00 | 0.00 | +0.00 | buy |
| Shaker Financial Services, LLC | 47,114 | 80,607 | +33,493 | 0.10 | 0.17 | +0.08 | buy |
| HB Wealth Management, LLC | 0 | 26,420 | +26,420 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 709,111 | 728,980 | +19,869 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 198,683 | 205,196 | +6,513 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 18,191 | 24,191 | +6,000 | 0.00 | 0.01 | +0.00 | buy |
| Pinnacle Bancorp, Inc. | 0 | 2,860 | +2,860 | 0.00 | 0.01 | +0.01 | buy |
| Private Advisor Group, LLC | 213,192 | 215,232 | +2,040 | 0.01 | 0.01 | -0.00 | buy |
| CoreCap Advisors, LLC | 26,837 | 27,570 | +733 | 0.01 | 0.01 | +0.00 | buy |
| Kingsview Wealth Management, LLC | 55,874 | 55,989 | +115 | 0.01 | 0.01 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 251,694 | 251,694 | 0 | 0.20 | 0.18 | -0.01 | hold |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CARY STREET PARTNERS FINANCIAL LLC | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Asset Dedication, LLC | 25,200 | 25,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Arkadios Wealth Advisors | 133,618 | 133,618 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Avory & Company, LLC | 94,848 | 94,848 | 0 | 0.33 | 0.34 | +0.01 | hold |
| Quarry LP | 146,119 | 146,119 | 0 | 0.20 | 0.20 | +0.00 | hold |
| NWF Advisory Services Inc. | 46,000 | 46,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| STATE OF WISCONSIN INVESTMENT BOARD | 67,425 | 67,425 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMERICA BANK | 46,305 | 46,305 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Total Wealth Planning & Management, Inc. | 54,528 | 54,250 | -278 | 0.30 | 0.28 | -0.02 | sell |
| JONES FINANCIAL COMPANIES LLLP | 350 | 0 | -350 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 33,425 | 32,125 | -1,300 | 0.01 | 0.01 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 20,471 | 18,373 | -2,098 | 0.02 | 0.02 | -0.00 | sell |
| LPL Financial LLC | 57,577 | 55,385 | -2,192 | 0.00 | 0.00 | -0.00 | sell |
| UHLMANN PRICE SECURITIES, LLC | 32,068 | 29,839 | -2,229 | 0.13 | 0.13 | +0.00 | sell |
| Comprehensive Money Management Services LLC | 24,450 | 14,450 | -10,000 | 0.11 | 0.07 | -0.04 | sell |
| NewEdge Advisors, LLC | 38,094 | 27,594 | -10,500 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 996,710 | 982,700 | -14,010 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 201,192 | 185,728 | -15,464 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 28,384 | 0 | -28,384 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 38,742 | 0 | -38,742 | 0.00 | 0.00 | -0.00 | sell |
| SCOTIA CAPITAL INC. | 75,986 | 34,268 | -41,718 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 72,857 | 0 | -72,857 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 575,000 | 435,588 | -139,412 | 0.16 | 0.14 | -0.02 | sell |
| Allspring Global Investments Holdings, LLC | 1,717,597 | 1,483,628 | -233,969 | 0.02 | 0.01 | -0.00 | sell |
| 1607 Capital Partners, LLC | 937,757 | 403,389 | -534,368 | 0.40 | 0.19 | -0.21 | sell |