| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 3,181,983 | 3,662,880 | +480,897 | 1.37 | 1.58 | +0.21 | buy |
| 1607 Capital Partners, LLC | 1,179,612 | 1,368,302 | +188,690 | 0.44 | 0.51 | +0.07 | buy |
| Avory & Company, LLC | 0 | 94,848 | +94,848 | 0.00 | 0.35 | +0.35 | buy |
| Saba Capital Management, L.P. | 371,550 | 457,549 | +85,999 | 0.06 | 0.06 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 26,804 | +26,804 | 0.00 | 0.01 | +0.01 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 10,309 | +10,309 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 55,594 | 64,994 | +9,400 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 2,444 | +2,444 | 0.00 | 0.00 | +0.00 | buy |
| MassMutual Private Wealth & Trust, FSB | 0 | 1,000 | +1,000 | 0.00 | 0.00 | +0.00 | buy |
| Moors & Cabot, Inc. | 28,000 | 28,850 | +850 | 0.01 | 0.01 | +0.00 | buy |
| Oxbow Advisors, LLC | 17,699 | 18,196 | +497 | 0.01 | 0.01 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 11,349 | 11,425 | +76 | 0.00 | 0.00 | -0.00 | buy |
| AQR Arbitrage LLC | 35,823 | 35,823 | 0 | 0.01 | 0.01 | -0.00 | hold |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | -0.01 | hold |
| B. Riley Wealth Advisors, Inc. | 18,191 | 18,191 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shaker Financial Services, LLC | 64,419 | 64,419 | 0 | 0.15 | 0.14 | -0.00 | hold |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 12,000 | 12,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Round Rock Advisors, LLC | 12,030 | 12,030 | 0 | 0.02 | 0.02 | -0.01 | hold |
| CoreCap Advisors, LLC | 19,690 | 19,690 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NWF Advisory Services Inc. | 51,200 | 51,200 | 0 | 0.06 | 0.05 | -0.01 | hold |
| COMERICA BANK | 51,426 | 51,179 | -247 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 23,238 | 21,894 | -1,344 | 0.00 | 0.00 | -0.00 | sell |
| Private Advisor Group, LLC | 178,081 | 175,395 | -2,686 | 0.01 | 0.01 | -0.00 | sell |
| Kingsview Wealth Management, LLC | 130,857 | 124,807 | -6,050 | 0.02 | 0.02 | -0.00 | sell |
| Quantedge Capital Pte Ltd | 20,979 | 11,219 | -9,760 | 0.06 | 0.03 | -0.03 | sell |
| Janney Montgomery Scott LLC | 15,500 | 0 | -15,500 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 16,802 | 0 | -16,802 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 93,489 | 76,394 | -17,095 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 241,807 | 222,402 | -19,405 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 21,692 | 0 | -21,692 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 414,344 | 386,096 | -28,248 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 29,335 | 0 | -29,335 | 0.00 | 0.00 | -0.00 | sell |
| Allspring Global Investments Holdings, LLC | 1,863,676 | 1,833,322 | -30,354 | 0.02 | 0.02 | -0.00 | sell |
| LPL Financial LLC | 61,289 | 28,354 | -32,935 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 105,148 | 69,937 | -35,211 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 530,186 | 478,539 | -51,647 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 169,502 | 106,396 | -63,106 | 0.01 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 69,771 | 0 | -69,771 | 0.00 | 0.00 | -0.00 | sell |
| Arkadios Wealth Advisors | 133,618 | 38,770 | -94,848 | 0.06 | 0.02 | -0.05 | sell |