| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 250,000 | 575,000 | +325,000 | 0.07 | 0.14 | +0.07 | buy |
| WELLS FARGO & COMPANY/MN | 376,516 | 694,705 | +318,189 | 0.00 | 0.00 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 255,900 | +255,900 | 0.00 | 0.16 | +0.16 | buy |
| Quarry LP | 0 | 148,600 | +148,600 | 0.00 | 0.15 | +0.15 | buy |
| MORGAN STANLEY | 527,378 | 645,525 | +118,147 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 799,369 | 915,730 | +116,361 | 0.10 | 0.12 | +0.02 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 102,092 | +102,092 | 0.00 | 0.01 | +0.01 | buy |
| Arkadios Wealth Advisors | 38,770 | 133,618 | +94,848 | 0.01 | 0.04 | +0.02 | buy |
| Logan Stone Capital, LLC | 0 | 18,513 | +18,513 | 0.00 | 0.03 | +0.03 | buy |
| One Capital Management, LLC | 0 | 10,635 | +10,635 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 184,914 | 191,952 | +7,038 | 0.01 | 0.01 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 52,439 | 58,401 | +5,962 | 0.00 | 0.00 | -0.00 | buy |
| Moors & Cabot, Inc. | 31,625 | 33,175 | +1,550 | 0.01 | 0.01 | -0.00 | buy |
| UBS Group AG | 77,124 | 78,308 | +1,184 | 0.00 | 0.00 | -0.00 | buy |
| UHLMANN PRICE SECURITIES, LLC | 30,191 | 31,082 | +891 | 0.14 | 0.12 | -0.02 | buy |
| Oxbow Advisors, LLC | 20,167 | 20,801 | +634 | 0.01 | 0.01 | +0.00 | buy |
| CoreCap Advisors, LLC | 23,017 | 23,643 | +626 | 0.01 | 0.01 | -0.00 | buy |
| Synergy Asset Management, LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 10,563 | 10,639 | +76 | 0.00 | 0.00 | -0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 14,483 | 14,483 | 0 | 0.02 | 0.01 | -0.00 | hold |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 18,191 | 18,191 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Asset Dedication, LLC | 28,000 | 28,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Avory & Company, LLC | 94,848 | 94,848 | 0 | 0.33 | 0.27 | -0.06 | hold |
| ROYAL BANK OF CANADA | 24,237 | 21,785 | -2,452 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 48,994 | 46,494 | -2,500 | 0.00 | 0.00 | -0.00 | sell |
| Shaker Financial Services, LLC | 61,192 | 57,692 | -3,500 | 0.13 | 0.11 | -0.02 | sell |
| COMERICA BANK | 51,323 | 47,141 | -4,182 | 0.00 | 0.00 | -0.00 | sell |
| Kingsview Wealth Management, LLC | 63,157 | 55,514 | -7,643 | 0.01 | 0.01 | -0.00 | sell |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 11,000 | 0 | -11,000 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 19,540 | 0 | -19,540 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 212,015 | 191,768 | -20,247 | 0.00 | 0.00 | -0.00 | sell |
| NWF Advisory Services Inc. | 46,000 | 0 | -46,000 | 0.04 | 0.00 | -0.04 | sell |
| GUGGENHEIM CAPITAL LLC | 48,855 | 0 | -48,855 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,371,538 | 1,279,435 | -92,103 | 0.72 | 0.52 | -0.20 | sell |
| Allspring Global Investments Holdings, LLC | 1,971,367 | 1,746,691 | -224,676 | 0.02 | 0.01 | -0.00 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 2,514,664 | 913,045 | -1,601,619 | 1.25 | 0.45 | -0.79 | sell |