Stock Transactions — WESTERN ASSET HIGH YIELD OPP

Total Bought
672,675
23 transactions
Total Sold
404,871
19 transactions
Net
+267,804
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ICON ADVISERS INC/CO417,617664,463+246,8461.161.82+0.66buy
JANE STREET GROUP, LLC17,521198,577+181,0560.000.00+0.00buy
Rockefeller Capital Management L.P.082,663+82,6630.000.00+0.00buy
Almitas Capital LLC045,718+45,7180.000.14+0.14buy
SIT INVESTMENT ASSOCIATES INC1,470,4611,502,176+31,7150.410.38-0.02buy
Huntleigh Advisors, Inc.361,460380,997+19,5370.830.88+0.05buy
Yakira Capital Management, Inc.015,640+15,6400.000.07+0.07buy
Allworth Financial LP011,000+11,0000.000.00+0.00buy
CSS LLC/IL10,10020,794+10,6940.010.02+0.01buy
OSAIC HOLDINGS, INC.12,60320,792+8,1890.000.00+0.00buy
UBS Group AG38,18745,630+7,4430.000.00+0.00buy
BANK OF AMERICA CORP /DE/36,00739,569+3,5620.000.00+0.00buy
Invesco Ltd.72,82976,276+3,4470.000.00-0.00buy
Steward Partners Investment Advisory, LLC74,75976,584+1,8250.010.01-0.00buy
CWM, LLC01,150+1,1500.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP12,98813,847+8590.000.00-0.00buy
WOLVERINE ASSET MANAGEMENT LLC0611+6110.000.00+0.00buy
LPL Financial LLC29,16229,538+3760.000.00-0.00buy
COMERICA BANK6,5636,721+1580.000.00-0.00buy
MRA Advisory Group11,50911,604+950.070.07-0.01buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,2952,349+540.000.00-0.00buy
Janney Montgomery Scott LLC11,36011,385+250.000.00-0.00buy
NewEdge Advisors, LLC485497+120.000.00-0.00buy
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD34,40734,40700.040.04-0.01hold
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.806,469806,46900.630.59-0.03hold
EVERGREEN CAPITAL MANAGEMENT LLC10,40010,40000.000.00-0.00hold
PRIVATE TRUST CO NA2,9592,95900.000.00-0.00hold
COHEN & STEERS, INC.138,478138,47800.000.00+0.00hold
1607 Capital Partners, LLC70,82870,82800.070.07+0.00hold
RIVERNORTH CAPITAL MANAGEMENT, LLC98,57798,57700.060.07+0.00hold
Gilman Hill Asset Management, LLC18,37518,37500.040.04-0.00hold
GPS Wealth Strategies Group, LLC1,1161,11600.000.00-0.00hold
FNY Investment Advisers, LLC80080000.010.00-0.00hold
RVW Wealth, LLC27,62327,62300.030.03-0.00hold
Future Financial Wealth Managment LLC6,4006,40000.060.05-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC11,55311,55300.010.01-0.00hold
Sonora Investment Management Group, LLC18,39018,39000.020.02-0.00hold
Concurrent Investment Advisors, LLC16,52916,52900.000.00-0.00hold
Financial Perspectives, Inc2,0452,04500.010.01-0.00hold
Wilmington Savings Fund Society, FSB17,50017,50000.000.00-0.00hold
Kovitz Investment Group Partners, LLC42,41940,820-1,5990.000.00-0.00sell
Consolidated Portfolio Review Corp69,67367,422-2,2510.130.11-0.02sell
Camelot Portfolios, LLC71,24168,870-2,3710.520.49-0.03sell
TFB Advisors LLC93,70791,322-2,3850.320.29-0.03sell
Cetera Investment Advisers16,65414,094-2,5600.000.00-0.00sell
Elequin Capital, LP2,6950-2,6950.010.00-0.01sell
E&G Advisors, LP77,11074,410-2,7000.260.23-0.03sell
Uncommon Cents Investing LLC293,450290,500-2,9501.020.93-0.09sell
Everstar Asset Management, LLC51,40548,205-3,2000.290.35+0.06sell
Capital Investment Advisors, LLC125,898122,589-3,3090.030.03-0.00sell
HRT FINANCIAL LP11,6970-11,6970.000.00-0.00sell
WELLS FARGO & COMPANY/MN310,003295,781-14,2220.000.00-0.00sell
STIFEL FINANCIAL CORP16,7500-16,7500.000.00-0.00sell
Hara Capital LLC101,40381,423-19,9800.810.60-0.21sell
READYSTATE ASSET MANAGEMENT LP45,75316,922-28,8310.030.01-0.02sell
MORGAN STANLEY169,432131,825-37,6070.000.00-0.00sell
GUGGENHEIM CAPITAL LLC478,654428,861-49,7930.050.04-0.01sell
RAYMOND JAMES FINANCIAL INC651,568567,216-84,3520.000.00-0.00sell
Shaker Financial Services, LLC154,82039,201-115,6190.720.17-0.55sell
Page 1 of 1