Stock Transactions — NOAH HLDGS LTD

Total Bought
1,268,695
32 transactions
Total Sold
2,207,230
46 transactions
Net
-938,535
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
UBS Group AG200,972704,218+503,2460.000.00+0.00buy
FIL Ltd6,377,7666,695,266+317,5000.050.05+0.00buy
STATE STREET CORP247,396313,270+65,8740.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC41,10095,500+54,4000.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP30,62079,514+48,8940.000.00+0.00buy
XTX Topco Ltd045,387+45,3870.000.01+0.01buy
DIMENSIONAL FUND ADVISORS LP428,178468,510+40,3320.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey10,06943,100+33,0310.000.00+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.029,165+29,1650.000.02+0.02buy
O'SHAUGHNESSY ASSET MANAGEMENT, LLC40,76960,541+19,7720.000.00+0.00buy
HRT FINANCIAL LP018,164+18,1640.000.00+0.00buy
WELLS FARGO & COMPANY/MN017,001+17,0010.000.00+0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC015,862+15,8620.000.01+0.01buy
AXQ CAPITAL, LP012,954+12,9540.000.02+0.02buy
SG Americas Securities, LLC011,668+11,6680.000.00+0.00buy
KESTRA PRIVATE WEALTH SERVICES, LLC010,430+10,4300.000.00+0.00buy
IMC-Chicago, LLC010,062+10,0620.000.00+0.00buy
BNP Paribas Asset Management Holding S.A.2,4366,268+3,8320.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.7,2859,867+2,5820.000.00+0.00buy
SIGNATUREFD, LLC5,7977,922+2,1250.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC155,557157,309+1,7520.000.00+0.00buy
Squarepoint Ops LLC13,22014,962+1,7420.000.00+0.00buy
Advisory Services Network, LLC01,000+1,0000.000.00+0.00buy
SIMPLEX TRADING, LLC15875+8600.000.00+0.00buy
Larson Financial Group LLC0321+3210.000.00+0.00buy
US BANCORP \DE\80358+2780.000.00+0.00buy
Allworth Financial LP137293+1560.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC10,14510,252+1070.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS26,89026,990+1000.000.00+0.00buy
MAI Capital Management052+520.000.00+0.00buy
Stone House Investment Management, LLC032+320.000.00+0.00buy
Farther Finance Advisors, LLC222236+140.000.00-0.00buy
DAVIS SELECTED ADVISERS1,021,5851,021,58500.050.05+0.00hold
ALLIANCEBERNSTEIN L.P.10,88710,88700.000.00+0.00hold
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.444,967444,96700.420.44+0.02hold
GEODE CAPITAL MANAGEMENT, LLC40,23240,23200.000.00-0.00hold
CIBC WORLD MARKET INC.24,90924,90900.000.00-0.00hold
Yiheng Capital Management, L.P.6,717,3516,717,351029.4128.83-0.59hold
JBF Capital, Inc.11,00011,00000.020.02+0.00hold
Tiger Pacific Capital LP1,880,8651,880,86505.058.68+3.63hold
EverSource Wealth Advisors, LLC535300.000.00-0.00hold
Triumph Capital Management40040000.000.00-0.00hold
SBI Securities Co., Ltd.242400.000.00+0.00hold
Blue Trust, Inc.575700.000.00-0.00hold
Eschler Asset Management LLP24,60024,60000.170.24+0.07hold
Bare Financial Services, Inc363600.000.00-0.00hold
Smartleaf Asset Management LLC161600.000.00-0.00hold
Legal & General Group Plc3,8003,80000.000.00+0.00hold
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC32,57032,57000.000.00-0.00hold
Tower Research Capital LLC (TRC)281128-1530.000.00-0.00sell
Abacus Wealth Partners, LLC22,95222,647-3050.020.02-0.00sell
Parallel Advisors, LLC1,6071,242-3650.000.00-0.00sell
RHUMBLINE ADVISERS2,4001,977-4230.000.00-0.00sell
NewEdge Advisors, LLC6560-6560.000.00-0.00sell
Invesco Ltd.30,91929,242-1,6770.000.00-0.00sell
Ballentine Partners, LLC25,21823,001-2,2170.000.00-0.00sell
QUADRANT CAPITAL GROUP LLC6,6793,683-2,9960.000.00-0.00sell
Federation des caisses Desjardins du Quebec4,0790-4,0790.000.00-0.00sell
Creative Planning14,39610,211-4,1850.000.00-0.00sell
BARCLAYS PLC20,30615,565-4,7410.000.00-0.00sell
Russell Investments Group, Ltd.33,11627,784-5,3320.000.00-0.00sell
CITADEL ADVISORS LLC39,45230,661-8,7910.000.00-0.00sell
Pictet Asset Management Holding SA50,40041,600-8,8000.000.00-0.00sell
NEW YORK STATE COMMON RETIREMENT FUND41,76531,685-10,0800.000.00-0.00sell
Nuveen, LLC454,675443,700-10,9750.000.00-0.00sell
Virtu Financial LLC11,4330-11,4330.000.00-0.00sell
Qube Research & Technologies Ltd11,8960-11,8960.000.00-0.00sell
Walleye Trading LLC12,3950-12,3950.000.00-0.00sell
TWO SIGMA ADVISERS, LP13,3660-13,3660.000.00-0.00sell
Connor, Clark & Lunn Investment Management Ltd.111,64697,272-14,3740.000.00-0.00sell
GSA CAPITAL PARTNERS LLP17,6210-17,6210.020.00-0.02sell
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO40,68221,566-19,1160.000.00-0.00sell
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS19,8120-19,8120.000.00-0.00sell
NORTHERN TRUST CORP84,50163,670-20,8310.000.00-0.00sell
D. E. Shaw & Co., Inc.23,1730-23,1730.000.00-0.00sell
Jump Financial, LLC27,1120-27,1120.000.00-0.00sell
Trexquant Investment LP66,28238,573-27,7090.010.00-0.00sell
Point72 Asset Management, L.P.28,9620-28,9620.000.00-0.00sell
CITIGROUP INC31,98650-31,9360.000.00-0.00sell
FRANKLIN RESOURCES INC2,000,3231,967,543-32,7800.000.00-0.00sell
Walleye Capital LLC33,0430-33,0430.000.00-0.00sell
BANK OF AMERICA CORP /DE/112,44175,721-36,7200.000.00-0.00sell
GOLDMAN SACHS GROUP INC40,4510-40,4510.000.00-0.00sell
SEI INVESTMENTS CO78,17836,141-42,0370.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC64,15016,880-47,2700.000.00-0.00sell
HSBC HOLDINGS PLC71,91220,006-51,9060.000.00-0.00sell
PLATINUM INVESTMENT MANAGEMENT LTD1,058,912993,612-65,3002.462.48+0.02sell
GROUP ONE TRADING LLC68,6820-68,6820.020.00-0.02sell
JPMORGAN CHASE & CO80,7880-80,7880.000.00-0.00sell
JANE STREET GROUP, LLC88,8880-88,8880.000.00-0.00sell
BlackRock, Inc.1,361,7001,242,959-118,7410.000.00-0.00sell
MORGAN STANLEY149,3100-149,3100.000.00-0.00sell
MARSHALL WACE, LLP226,4700-226,4700.000.00-0.00sell
First Beijing Investment Ltd392,527135,988-256,5390.160.06-0.10sell
ACADIAN ASSET MANAGEMENT LLC1,269,730746,936-522,7940.020.01-0.01sell
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