Stock Transactions — NOAH HLDGS LTD

Total Bought
2,375,569
24 transactions
Total Sold
2,633,661
45 transactions
Net
-258,092
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
DAVIS SELECTED ADVISERS758,5281,681,650+923,1220.050.09+0.05buy
FRANKLIN RESOURCES INC757,4181,618,942+861,5240.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP169,835255,606+85,7710.000.00+0.00buy
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.304,209384,209+80,0000.560.58+0.02buy
NORGES BANK073,300+73,3000.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC063,781+63,7810.000.00+0.00buy
SG Americas Securities, LLC052,818+52,8180.000.00+0.00buy
Y-Intercept (Hong Kong) Ltd037,542+37,5420.000.02+0.02buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP124,244156,234+31,9900.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.63,45094,388+30,9380.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC59,09489,904+30,8100.000.00+0.00buy
Centiva Capital, LP019,152+19,1520.000.01+0.01buy
NORTHERN TRUST CORP51,65765,426+13,7690.000.00+0.00buy
ALLIANCEBERNSTEIN L.P.011,090+11,0900.000.00+0.00buy
JBF Capital, Inc.011,000+11,0000.000.02+0.02buy
Vident Advisory, LLC010,549+10,5490.000.00+0.00buy
CITIGROUP INC509,861+9,8110.000.00+0.00buy
Pictet Asset Management Holding SA07,000+7,0000.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC06,770+6,7700.000.00+0.00buy
CIBC WORLD MARKET INC.13,65420,399+6,7450.000.00+0.00buy
ROYAL BANK OF CANADA11,30016,319+5,0190.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC9,04611,218+2,1720.010.01-0.00buy
Blue Trust, Inc.0652+6520.000.00+0.00buy
Tower Research Capital LLC (TRC)424668+2440.000.00-0.00buy
NOMURA HOLDINGS INC39,90039,90000.000.00-0.00hold
PRINCIPAL SECURITIES, INC.171700.000.00-0.00hold
Yiheng Capital Management, L.P.6,719,7226,719,722011.039.14-1.89hold
HSG Holding Ltd3,300,0003,300,00003.710.97-2.74hold
Advisory Services Network, LLC25,05325,05300.010.00-0.00hold
Tiger Pacific Capital LP1,880,8651,880,86504.995.23+0.24hold
Catalyst Funds Management Pty Ltd6,1006,10000.020.02-0.00hold
DODGE & COX26,84026,84000.000.00-0.00hold
BARCLAYS PLC25,13625,13600.000.00-0.00hold
Legal & General Group Plc4,5034,50300.000.00-0.00hold
UMB Bank, n.a.180-180.000.00-0.00sell
EverSource Wealth Advisors, LLC215173-420.000.00-0.00sell
US BANCORP \DE\331182-1490.000.00-0.00sell
RHUMBLINE ADVISERS5,3405,162-1780.000.00-0.00sell
SIGNATUREFD, LLC318107-2110.000.00-0.00sell
WealthCollab, LLC2440-2440.000.00-0.00sell
Parallel Advisors, LLC421166-2550.000.00-0.00sell
BNP PARIBAS FINANCIAL MARKETS33228-3040.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC22,82422,396-4280.000.00-0.00sell
Silicon Valley Community Foundation32,15631,686-4700.010.01+0.00sell
Invesco Ltd.30,85929,044-1,8150.000.00-0.00sell
Headlands Technologies LLC2,6330-2,6330.010.00-0.01sell
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP37,65234,722-2,9300.000.00-0.00sell
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO3,5000-3,5000.000.00-0.00sell
SUMMIT SECURITIES GROUP LLC3,9830-3,9830.020.00-0.02sell
COMGEST GLOBAL INVESTORS S.A.S.171,939167,666-4,2730.030.02-0.01sell
JANE STREET GROUP, LLC69,27762,522-6,7550.000.00-0.00sell
GROUP ONE TRADING LLC8,5640-8,5640.000.00-0.00sell
Point72 Asia (Singapore) Pte. Ltd.9,9740-9,9740.030.00-0.03sell
SEI INVESTMENTS CO10,7740-10,7740.000.00-0.00sell
WOLVERINE TRADING, LLC11,2730-11,2730.000.00-0.00sell
Russell Investments Group, Ltd.13,3400-13,3400.000.00-0.00sell
Cubist Systematic Strategies, LLC15,5140-15,5140.000.00-0.00sell
HRT FINANCIAL LP15,8510-15,8510.000.00-0.00sell
STATE STREET CORP261,191242,307-18,8840.000.00-0.00sell
Qube Research & Technologies Ltd23,9795,007-18,9720.000.00-0.00sell
SIMPLEX TRADING, LLC22,4540-22,4540.010.00-0.01sell
Eschler Asset Management LLP409,200386,300-22,9003.033.42+0.39sell
GSA CAPITAL PARTNERS LLP25,1970-25,1970.020.00-0.02sell
BANK OF AMERICA CORP /DE/29,0070-29,0070.000.00-0.00sell
GOLDMAN SACHS GROUP INC32,0540-32,0540.000.00-0.00sell
Quadrature Capital Ltd36,4100-36,4100.010.00-0.01sell
RENAISSANCE TECHNOLOGIES LLC148,500104,400-44,1000.000.00-0.00sell
Trexquant Investment LP44,8720-44,8720.010.00-0.01sell
TWO SIGMA ADVISERS, LP74,86629,666-45,2000.000.00-0.00sell
ACADIAN ASSET MANAGEMENT LLC54,5782,960-51,6180.000.00-0.00sell
D. E. Shaw & Co., Inc.55,5870-55,5870.000.00-0.00sell
PLATINUM INVESTMENT MANAGEMENT LTD2,211,0812,155,022-56,0591.020.84-0.18sell
MORGAN STANLEY203,505140,884-62,6210.000.00-0.00sell
MARSHALL WACE, LLP132,18463,541-68,6430.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP106,84924,094-82,7550.000.00-0.00sell
CITADEL ADVISORS LLC218,88933,509-185,3800.000.00-0.00sell
MILLENNIUM MANAGEMENT LLC327,436113,201-214,2350.000.00-0.00sell
Artisan Partners Limited Partnership234,5080-234,5080.000.00-0.00sell
FIL Ltd6,066,9524,898,225-1,168,7270.070.05-0.02sell
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