| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 0 | 1,183,263 | +1,183,263 | 0.00 | 0.03 | +0.03 | buy |
| FIL Ltd | 4,256,601 | 4,920,514 | +663,913 | 0.04 | 0.05 | +0.01 | buy |
| Nuveen, LLC | 37,000 | 298,504 | +261,504 | 0.00 | 0.00 | +0.00 | buy |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 0 | 59,370 | +59,370 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 46,675 | +46,675 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 0 | 45,449 | +45,449 | 0.00 | 0.00 | +0.00 | buy |
| BlackRock, Inc. | 1,155,800 | 1,200,519 | +44,719 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 107,291 | 147,009 | +39,718 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 34,583 | +34,583 | 0.00 | 0.01 | +0.01 | buy |
| Pictet Asset Management Holding SA | 3,400 | 30,200 | +26,800 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 25,623 | +25,623 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 199,900 | 224,515 | +24,615 | 0.00 | 0.00 | +0.00 | buy |
| Jain Global LLC | 0 | 21,365 | +21,365 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 409,031 | 427,966 | +18,935 | 0.00 | 0.00 | +0.00 | buy |
| First Beijing Investment Ltd | 163,443 | 175,328 | +11,885 | 0.11 | 0.12 | +0.01 | buy |
| UBS Group AG | 130,455 | 141,084 | +10,629 | 0.00 | 0.00 | +0.00 | buy |
| Ballentine Partners, LLC | 22,261 | 26,824 | +4,563 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 22,816 | 26,896 | +4,080 | 0.00 | 0.00 | +0.00 | buy |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 28,632 | 32,329 | +3,697 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 32,376 | 35,627 | +3,251 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 2,571 | 5,778 | +3,207 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 23,387 | 26,128 | +2,741 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 97,756 | 99,919 | +2,163 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 137,415 | 139,499 | +2,084 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 6,524 | 7,542 | +1,018 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 68,630 | 69,493 | +863 | 0.00 | 0.00 | +0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 319 | +319 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 24,709 | 24,909 | +200 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 0 | 113 | +113 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 42 | 80 | +38 | 0.00 | 0.00 | +0.00 | buy |
| Bare Financial Services, Inc | 0 | 36 | +36 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 11,090 | 11,090 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Yiheng Capital Management, L.P. | 6,719,722 | 6,719,722 | 0 | 22.32 | 29.06 | +6.74 | hold |
| JBF Capital, Inc. | 11,000 | 11,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Tiger Pacific Capital LP | 1,880,865 | 1,880,865 | 0 | 6.40 | 7.45 | +1.05 | hold |
| Parallel Advisors, LLC | 1,607 | 1,607 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Blue Trust, Inc. | 57 | 57 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Everstar Asset Management, LLC | 23,000 | 23,000 | 0 | 0.10 | 0.17 | +0.06 | hold |
| Police & Firemen's Retirement System of New Jersey | 14,369 | 14,369 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FRANKLIN RESOURCES INC | 2,003,809 | 2,003,809 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Legal & General Group Plc | 4,503 | 4,503 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PRINCIPAL SECURITIES, INC. | 17 | 0 | -17 | 0.00 | 0.00 | -0.00 | sell |
| RHUMBLINE ADVISERS | 3,048 | 3,016 | -32 | 0.00 | 0.00 | +0.00 | sell |
| SBI Securities Co., Ltd. | 117 | 23 | -94 | 0.00 | 0.00 | -0.00 | sell |
| Headlands Technologies LLC | 259 | 0 | -259 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 876 | 493 | -383 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 30,880 | 29,690 | -1,190 | 0.00 | 0.00 | +0.00 | sell |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | 16,157 | 14,787 | -1,370 | 0.00 | 0.00 | +0.00 | sell |
| ROYAL BANK OF CANADA | 19,796 | 17,726 | -2,070 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 3,705 | 0 | -3,705 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 4,448 | 0 | -4,448 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 16,477 | 11,321 | -5,156 | 0.00 | 0.00 | -0.00 | sell |
| HSBC HOLDINGS PLC | 38,002 | 32,004 | -5,998 | 0.00 | 0.00 | +0.00 | sell |
| BNP PARIBAS FINANCIAL MARKETS | 20,562 | 13,658 | -6,904 | 0.00 | 0.00 | -0.00 | sell |
| SEI INVESTMENTS CO | 21,336 | 12,032 | -9,304 | 0.00 | 0.00 | -0.00 | sell |
| ACADIAN ASSET MANAGEMENT LLC | 696,967 | 686,243 | -10,724 | 0.02 | 0.02 | -0.00 | sell |
| QUADRANT CAPITAL GROUP LLC | 11,466 | 0 | -11,466 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 11,629 | 0 | -11,629 | 0.00 | 0.00 | -0.00 | sell |
| Point72 Asset Management, L.P. | 15,208 | 0 | -15,208 | 0.00 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 17,139 | 0 | -17,139 | 0.00 | 0.00 | -0.00 | sell |
| Cubist Systematic Strategies, LLC | 17,980 | 0 | -17,980 | 0.00 | 0.00 | -0.00 | sell |
| Eschler Asset Management LLP | 59,600 | 37,100 | -22,500 | 1.39 | 0.34 | -1.05 | sell |
| RENAISSANCE TECHNOLOGIES LLC | 76,500 | 51,300 | -25,200 | 0.00 | 0.00 | -0.00 | sell |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 439,824 | 414,276 | -25,548 | 0.60 | 0.58 | -0.02 | sell |
| Connor, Clark & Lunn Investment Management Ltd. | 67,022 | 39,930 | -27,092 | 0.00 | 0.00 | -0.00 | sell |
| D. E. Shaw & Co., Inc. | 49,155 | 16,406 | -32,749 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 37,426 | 0 | -37,426 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 45,362 | 0 | -45,362 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 51,509 | 0 | -51,509 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 779,199 | 721,400 | -57,799 | 0.00 | 0.00 | +0.00 | sell |
| Trexquant Investment LP | 68,667 | 0 | -68,667 | 0.01 | 0.00 | -0.01 | sell |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | 153,916 | 73,670 | -80,246 | 0.00 | 0.00 | -0.00 | sell |
| HSG Holding Ltd | 2,988,830 | 2,876,720 | -112,110 | 1.55 | 1.77 | +0.22 | sell |
| PLATINUM INVESTMENT MANAGEMENT LTD | 1,849,389 | 1,393,053 | -456,336 | 1.01 | 1.11 | +0.09 | sell |
| DAVIS SELECTED ADVISERS | 1,654,817 | 1,021,585 | -633,232 | 0.09 | 0.07 | -0.02 | sell |