Stock Transactions — NOAH HLDGS LTD

Total Bought
2,548,094
47 transactions
Total Sold
3,900,786
21 transactions
Net
-1,352,692
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
FIL Ltd4,920,5145,953,049+1,032,5350.050.05+0.00buy
ACADIAN ASSET MANAGEMENT LLC686,2431,192,214+505,9710.020.02+0.01buy
MARSHALL WACE, LLP25,623222,163+196,5400.000.00+0.00buy
JANE STREET GROUP, LLC078,463+78,4630.000.00+0.00buy
SEI INVESTMENTS CO12,03278,178+66,1460.000.00+0.00buy
Trexquant Investment LP054,994+54,9940.000.01+0.01buy
MILLENNIUM MANAGEMENT LLC050,188+50,1880.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.39,93089,286+49,3560.000.00+0.00buy
BlackRock, Inc.1,200,5191,248,778+48,2590.000.00-0.00buy
Nuveen, LLC298,504336,704+38,2000.000.00+0.00buy
CITADEL ADVISORS LLC46,67582,621+35,9460.000.00+0.00buy
UBS Group AG141,084176,462+35,3780.000.00+0.00buy
JPMORGAN CHASE & CO026,490+26,4900.000.00+0.00buy
Walleye Trading LLC025,887+25,8870.000.00+0.00buy
BARCLAYS PLC7,54233,348+25,8060.000.00+0.00buy
GSA CAPITAL PARTNERS LLP021,642+21,6420.000.02+0.02buy
Cubist Systematic Strategies, LLC021,635+21,6350.000.00+0.00buy
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS019,812+19,8120.000.00+0.00buy
Squarepoint Ops LLC018,278+18,2780.000.00+0.00buy
Marex Group plc017,000+17,0000.000.00+0.00buy
HSBC HOLDINGS PLC32,00448,695+16,6910.000.00+0.00buy
Russell Investments Group, Ltd.35,62752,067+16,4400.000.00+0.00buy
NORTHERN TRUST CORP69,49385,903+16,4100.000.00+0.00buy
AMERICAN CENTURY COMPANIES INC139,499153,541+14,0420.000.00+0.00buy
MACKENZIE FINANCIAL CORP013,663+13,6630.000.00+0.00buy
STATE STREET CORP224,515237,861+13,3460.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC013,021+13,0210.000.00+0.00buy
Centiva Capital, LP010,182+10,1820.000.01+0.01buy
GROUP ONE TRADING LLC010,112+10,1120.000.00+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND09,048+9,0480.000.00+0.00buy
MORGAN STANLEY147,009154,663+7,6540.000.00-0.00buy
QUADRANT CAPITAL GROUP LLC07,328+7,3280.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.07,285+7,2850.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO14,78721,950+7,1630.000.00+0.00buy
Point72 (DIFC) Ltd03,900+3,9000.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS13,65816,070+2,4120.000.00+0.00buy
Invesco Ltd.29,69032,020+2,3300.000.00-0.00buy
GEODE CAPITAL MANAGEMENT, LLC26,89628,900+2,0040.000.00-0.00buy
Triumph Capital Management01,900+1,9000.000.00+0.00buy
D. E. Shaw & Co., Inc.16,40617,983+1,5770.000.00-0.00buy
Creative Planning11,32112,516+1,1950.000.00-0.00buy
CIBC Private Wealth Group LLC01,000+1,0000.000.00+0.00buy
NewEdge Advisors, LLC0656+6560.000.00+0.00buy
Larson Financial Group LLC0150+1500.000.00+0.00buy
Allworth Financial LP048+480.000.00+0.00buy
FRANKLIN RESOURCES INC2,003,8092,003,819+100.010.01-0.00buy
SBI Securities Co., Ltd.2324+10.000.00-0.00buy
DAVIS SELECTED ADVISERS1,021,5851,021,58500.070.06-0.00hold
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.414,276414,27600.580.51-0.08hold
CIBC WORLD MARKET INC.24,90924,90900.000.00-0.00hold
SIGNATUREFD, LLC5,7785,77800.000.00-0.00hold
JBF Capital, Inc.11,00011,00000.020.02-0.00hold
Tiger Pacific Capital LP1,880,8651,880,86507.455.51-1.94hold
Parallel Advisors, LLC1,6071,60700.000.00-0.00hold
First Beijing Investment Ltd175,328175,32800.120.08-0.04hold
Blue Trust, Inc.575700.000.00-0.00hold
Eschler Asset Management LLP37,10037,10000.340.32-0.02hold
Pictet Asset Management Holding SA30,20030,20000.000.00-0.00hold
Bare Financial Services, Inc363600.000.00-0.00hold
Everstar Asset Management, LLC23,00023,00000.170.15-0.02hold
Police & Firemen's Retirement System of New Jersey14,36914,36900.000.00-0.00hold
FMR LLC721,400721,40000.000.00-0.00hold
US BANCORP \DE\808000.000.00-0.00hold
Legal & General Group Plc4,5034,50300.000.00-0.00hold
MAI Capital Management1130-1130.000.00-0.00sell
ALLIANCEBERNSTEIN L.P.11,09010,887-2030.000.00-0.00sell
Farther Finance Advisors, LLC319114-2050.000.00-0.00sell
RHUMBLINE ADVISERS3,0162,706-3100.000.00-0.00sell
Tower Research Capital LLC (TRC)493148-3450.000.00-0.00sell
Ballentine Partners, LLC26,82425,925-8990.000.00-0.00sell
O'SHAUGHNESSY ASSET MANAGEMENT, LLC32,32931,091-1,2380.000.00-0.00sell
Yiheng Capital Management, L.P.6,719,7226,717,351-2,37129.0625.75-3.31sell
CITIGROUP INC26,12823,696-2,4320.000.00-0.00sell
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP73,67070,121-3,5490.000.00-0.00sell
DIMENSIONAL FUND ADVISORS LP427,966423,691-4,2750.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC51,30046,800-4,5000.000.00-0.00sell
GOLDMAN SACHS GROUP INC45,44940,229-5,2200.000.00-0.00sell
BANK OF AMERICA CORP /DE/99,91991,203-8,7160.000.00-0.00sell
ROYAL BANK OF CANADA17,7260-17,7260.000.00-0.00sell
Jain Global LLC21,3650-21,3650.000.00-0.00sell
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC59,37032,570-26,8000.000.00-0.00sell
Y-Intercept (Hong Kong) Ltd34,5830-34,5830.010.00-0.01sell
PLATINUM INVESTMENT MANAGEMENT LTD1,393,0531,290,285-102,7681.110.97-0.14sell
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.1,183,2630-1,183,2630.030.00-0.03sell
HSG Holding Ltd2,876,720396,815-2,479,9051.770.23-1.54sell
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