| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 11,751,553 | 13,973,999 | +2,222,446 | 0.02 | 0.02 | -0.01 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 12,093,720 | 13,092,916 | +999,196 | 0.04 | 0.03 | -0.01 | buy |
| BlackRock, Inc. | 10,459,158 | 10,370,108 | -89,050 | 0.00 | 0.00 | -0.00 | sell |
| Azarias Capital Management, L.P. | 4,132,851 | 5,067,708 | +934,857 | 4.49 | 4.09 | -0.40 | buy |
| MORGAN STANLEY | 3,887,389 | 4,223,206 | +335,817 | 0.00 | 0.00 | -0.00 | buy |
| MMCAP International Inc. SPC | 4,316,238 | 4,163,436 | -152,802 | 1.07 | 0.65 | -0.42 | sell |
| Vident Advisory, LLC | 2,943,795 | 3,513,530 | +569,735 | 0.07 | 0.05 | -0.01 | buy |
| STATE STREET CORP | 3,377,192 | 3,369,486 | -7,706 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 2,581,210 | 2,607,830 | +26,620 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,353,967 | 2,404,447 | +50,480 | 0.00 | 0.00 | -0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,227,255 | 1,464,724 | +237,469 | 0.30 | 0.14 | -0.16 | buy |
| GOLDMAN SACHS GROUP INC | 1,041,746 | 1,406,771 | +365,025 | 0.00 | 0.00 | -0.00 | buy |
| MIRABELLA FINANCIAL SERVICES LLP | 600,000 | 1,300,000 | +700,000 | 0.14 | 0.23 | +0.08 | buy |
| JANE STREET GROUP, LLC | 902,292 | 1,270,365 | +368,073 | 0.00 | 0.00 | -0.00 | buy |
| NORTHERN TRUST CORP | 917,339 | 982,567 | +65,228 | 0.00 | 0.00 | -0.00 | buy |
| Pacer Advisors, Inc. | 8,238 | 967,558 | +959,320 | 0.00 | 0.01 | +0.00 | buy |
| Pacer Advisors, Inc. | 959,401 | 963,332 | +3,931 | 0.00 | 0.00 | -0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 914,857 | 904,510 | -10,347 | 0.02 | 0.02 | -0.01 | sell |
| NOMURA HOLDINGS INC | 1,322,941 | 892,282 | -430,659 | 0.01 | 0.01 | +0.00 | sell |
| DEUTSCHE BANK AG\ | 747,641 | 884,636 | +136,995 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 540,948 | 627,376 | +86,428 | 0.00 | 0.00 | -0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 1,695,250 | 619,866 | -1,075,384 | 0.01 | 0.00 | -0.01 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 127,020 | 607,209 | +480,189 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 528,003 | 511,865 | -16,138 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 533,908 | 417,909 | -115,999 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 63,864 | 412,088 | +348,224 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 455,723 | 407,935 | -47,788 | 0.00 | 0.00 | -0.00 | sell |
| Nuveen, LLC | 412,478 | 380,798 | -31,680 | 0.00 | 0.00 | -0.00 | sell |
| CITIGROUP INC | 326,657 | 377,885 | +51,228 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 329,944 | 365,743 | +35,799 | 0.00 | 0.00 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,666,924 | 360,906 | -1,306,018 | 0.01 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 88,545 | 351,799 | +263,254 | 0.01 | 0.01 | +0.01 | buy |
| AMERICAN CENTURY COMPANIES INC | 237,302 | 295,537 | +58,235 | 0.00 | 0.00 | -0.00 | buy |
| Numerai GP LLC | 15,040 | 294,569 | +279,529 | 0.00 | 0.05 | +0.05 | buy |
| Pacer Advisors, Inc. | 8,238 | 254,193 | +245,955 | 0.00 | 0.00 | -0.00 | buy |
| Graham Capital Management, L.P. | 119,236 | 244,137 | +124,901 | 0.01 | 0.01 | +0.00 | buy |
| PEAK6 LLC | 249,976 | 244,068 | -5,908 | 0.02 | 0.01 | -0.00 | sell |
| DIMENSIONAL FUND ADVISORS LP | 225,887 | 229,926 | +4,039 | 0.00 | 0.00 | -0.00 | buy |
| RHUMBLINE ADVISERS | 197,894 | 215,945 | +18,051 | 0.00 | 0.00 | -0.00 | buy |
| Banque Cantonale Vaudoise | 201,104 | 213,804 | +12,700 | 0.02 | 0.01 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 154,724 | 171,724 | +17,000 | 0.00 | 0.00 | -0.00 | buy |
| OLD MISSION CAPITAL LLC | 26,557 | 159,270 | +132,713 | 0.00 | 0.01 | +0.00 | buy |
| Invesco Ltd. | 148,110 | 151,192 | +3,082 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 157,200 | 142,030 | -15,170 | 0.00 | 0.00 | -0.00 | sell |
| Quadrature Capital Ltd | 117,676 | 141,062 | +23,386 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 406,794 | 127,611 | -279,183 | 0.03 | 0.01 | -0.03 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 110,029 | 125,913 | +15,884 | 0.00 | 0.00 | -0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 0 | 124,243 | +124,243 | 0.00 | 0.01 | +0.01 | buy |
| SPROTT INC. | 145,047 | 120,744 | -24,303 | 0.01 | 0.01 | -0.01 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 121,084 | 112,800 | -8,284 | 0.00 | 0.00 | -0.00 | sell |
| EAGLE GLOBAL ADVISORS LLC | 100,300 | 107,700 | +7,400 | 0.01 | 0.01 | -0.00 | buy |
| MetLife Investment Management, LLC | 107,029 | 107,029 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARCLAYS PLC | 352,127 | 99,146 | -252,981 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 116,746 | 81,755 | -34,991 | 0.00 | 0.00 | -0.00 | sell |
| Caitong International Asset Management Co., Ltd | 80,427 | 78,902 | -1,525 | 0.05 | 0.03 | -0.02 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 65,819 | 78,885 | +13,066 | 0.00 | 0.00 | -0.00 | buy |
| JPMORGAN CHASE & CO | 75,165 | 76,576 | +1,411 | 0.00 | 0.00 | -0.00 | buy |
| NFP Retirement, Inc. | 69,000 | 74,000 | +5,000 | 0.01 | 0.01 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 206,505 | 69,602 | -136,903 | 0.00 | 0.00 | -0.00 | sell |
| IEQ CAPITAL, LLC | 0 | 57,584 | +57,584 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 34,904 | 56,575 | +21,671 | 0.00 | 0.00 | +0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 55,482 | 55,482 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EntryPoint Capital, LLC | 84,883 | 54,528 | -30,355 | 0.08 | 0.03 | -0.05 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 68,650 | 53,317 | -15,333 | 0.00 | 0.00 | -0.00 | sell |
| U S GLOBAL INVESTORS INC | 50,000 | 50,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| LeConte Wealth Management, LLC | 0 | 49,517 | +49,517 | 0.00 | 0.06 | +0.06 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 49,478 | 49,478 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Planning | 71,415 | 48,254 | -23,161 | 0.00 | 0.00 | -0.00 | sell |
| J.W. COLE ADVISORS, INC. | 0 | 45,816 | +45,816 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 4,514 | 45,607 | +41,093 | 0.00 | 0.00 | +0.00 | buy |
| TUDOR INVESTMENT CORP ET AL | 0 | 42,772 | +42,772 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 208,234 | 40,634 | -167,600 | 0.02 | 0.00 | -0.01 | sell |
| DRW Securities, LLC | 0 | 36,595 | +36,595 | 0.00 | 0.00 | +0.00 | buy |
| Rathbones Group PLC | 0 | 35,000 | +35,000 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 35,144 | 34,107 | -1,037 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 10,655 | 28,265 | +17,610 | 0.00 | 0.00 | +0.00 | buy |
| MINDSET WEALTH MANAGEMENT, LLC | 0 | 27,156 | +27,156 | 0.00 | 0.01 | +0.01 | buy |
| ProShare Advisors LLC | 33,607 | 26,697 | -6,910 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 26,506 | 26,506 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Larson Financial Group LLC | 26,059 | 26,059 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 0 | 23,050 | +23,050 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 166,639 | 21,855 | -144,784 | 0.01 | 0.00 | -0.01 | sell |
| CIBC Asset Management Inc | 21,734 | 21,734 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FMR LLC | 37,380 | 21,405 | -15,975 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 154,701 | 21,178 | -133,523 | 0.01 | 0.00 | -0.01 | sell |
| Cambridge Investment Research Advisors, Inc. | 191,568 | 20,195 | -171,373 | 0.00 | 0.00 | -0.00 | sell |
| Krilogy Financial LLC | 0 | 20,056 | +20,056 | 0.00 | 0.00 | +0.00 | buy |
| HOHIMER WEALTH MANAGEMENT, LLC | 19,425 | 19,425 | 0 | 0.01 | 0.00 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 17,604 | +17,604 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 17,308 | 17,184 | -124 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 15,486 | 17,085 | +1,599 | 0.00 | 0.00 | -0.00 | buy |
| Lido Advisors, LLC | 15,908 | 16,707 | +799 | 0.00 | 0.00 | -0.00 | buy |
| XPONANCE, INC. | 14,359 | 16,567 | +2,208 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 16,363 | 16,363 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 15,568 | 15,568 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UNIVEST FINANCIAL Corp | 15,204 | 15,204 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 0 | 15,098 | +15,098 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 14,498 | +14,498 | 0.00 | 0.00 | +0.00 | buy |
| Russell Investments Group, Ltd. | 15,255 | 14,418 | -837 | 0.00 | 0.00 | -0.00 | sell |
| Brookstone Capital Management | 0 | 14,185 | +14,185 | 0.00 | 0.00 | +0.00 | buy |