| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | 10,637,116 | 10,245,068 | -392,048 | 0.00 | 0.00 | +0.00 | sell |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 11,805,568 | 10,215,805 | -1,589,763 | 0.04 | 0.06 | +0.02 | sell |
| VAN ECK ASSOCIATES CORP | 7,058,350 | 9,038,702 | +1,980,352 | 0.01 | 0.03 | +0.02 | buy |
| MMCAP International Inc. SPC | 3,819,501 | 3,819,501 | 0 | 0.89 | 1.32 | +0.43 | hold |
| SEGRA CAPITAL MANAGEMENT, LLC | 3,993,528 | 3,770,728 | -222,800 | 2.68 | 3.48 | +0.80 | sell |
| Azarias Capital Management, L.P. | 5,103,345 | 3,680,164 | -1,423,181 | 3.87 | 4.78 | +0.91 | sell |
| STATE STREET CORP | 3,237,884 | 3,268,966 | +31,082 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 2,387,194 | 3,172,762 | +785,568 | 0.05 | 0.10 | +0.06 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,232,748 | 2,371,758 | +139,010 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,012,993 | 1,484,478 | +471,485 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 320,374 | 1,262,065 | +941,691 | 0.00 | 0.00 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,161,923 | 1,161,320 | -603 | 0.35 | 0.51 | +0.16 | sell |
| VANGUARD GROUP INC | 1,166,110 | 1,149,155 | -16,955 | 0.00 | 0.00 | +0.00 | sell |
| NORTHERN TRUST CORP | 1,091,839 | 1,046,491 | -45,348 | 0.00 | 0.00 | +0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 890,850 | +890,850 | 0.00 | 0.04 | +0.04 | buy |
| MIRABELLA FINANCIAL SERVICES LLP | 750,000 | 750,000 | 0 | 0.04 | 0.23 | +0.18 | hold |
| UBS Group AG | 533,725 | 712,061 | +178,336 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 206,664 | 675,498 | +468,834 | 0.00 | 0.01 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 312,431 | 604,211 | +291,780 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 867,678 | 548,519 | -319,159 | 0.00 | 0.00 | +0.00 | sell |
| Bank of New York Mellon Corp | 461,739 | 503,353 | +41,614 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 437,297 | 470,448 | +33,151 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 483,435 | 412,478 | -70,957 | 0.00 | 0.00 | +0.00 | sell |
| Pacer Advisors, Inc. | 364,518 | 349,990 | -14,528 | 0.00 | 0.00 | +0.00 | sell |
| BARCLAYS PLC | 2,435,098 | 349,894 | -2,085,204 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 479,971 | 308,119 | -171,852 | 0.00 | 0.00 | +0.00 | sell |
| NewEdge Advisors, LLC | 294,405 | 288,905 | -5,500 | 0.00 | 0.00 | +0.00 | sell |
| Accordant Advisory Group Inc | 274,813 | 287,590 | +12,777 | 0.37 | 0.61 | +0.24 | buy |
| WINNOW WEALTH LLC | 0 | 287,590 | +287,590 | 0.00 | 0.61 | +0.61 | buy |
| SPROTT INC. | 257,647 | 275,647 | +18,000 | 0.02 | 0.04 | +0.02 | buy |
| RHUMBLINE ADVISERS | 278,217 | 250,479 | -27,738 | 0.00 | 0.00 | +0.00 | sell |
| XTX Topco Ltd | 129,683 | 236,347 | +106,664 | 0.01 | 0.03 | +0.02 | buy |
| DIMENSIONAL FUND ADVISORS LP | 547,672 | 229,107 | -318,565 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 228,141 | 218,539 | -9,602 | 0.00 | 0.00 | +0.00 | sell |
| SOUTHPORT MANAGEMENT, L.L.C. | 190,000 | 190,000 | 0 | 1.12 | 2.65 | +1.53 | hold |
| Bridgewater Associates, LP | 279,254 | 180,171 | -99,083 | 0.00 | 0.00 | +0.00 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 25,148 | 174,946 | +149,798 | 0.00 | 0.00 | +0.00 | buy |
| NATIXIS | 148,138 | 157,367 | +9,229 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 157,200 | 157,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 138,018 | 140,483 | +2,465 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 124,882 | +124,882 | 0.00 | 0.02 | +0.02 | buy |
| MILLENNIUM MANAGEMENT LLC | 236,744 | 121,706 | -115,038 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 93,688 | 119,190 | +25,502 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 139,117 | 118,375 | -20,742 | 0.00 | 0.00 | +0.00 | sell |
| MetLife Investment Management, LLC | 110,236 | 110,236 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 128,787 | 108,506 | -20,281 | 0.00 | 0.00 | +0.00 | sell |
| Vontobel Holding Ltd. | 99,431 | 98,090 | -1,341 | 0.00 | 0.00 | +0.00 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 164,487 | 94,554 | -69,933 | 0.00 | 0.00 | +0.00 | sell |
| SIMPLEX TRADING, LLC | 21,423 | 89,710 | +68,287 | 0.00 | 0.01 | +0.01 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 79,328 | 88,424 | +9,096 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 89,187 | 88,311 | -876 | 0.00 | 0.00 | +0.00 | sell |
| PEAK6 LLC | 0 | 84,303 | +84,303 | 0.00 | 0.01 | +0.01 | buy |
| HRT FINANCIAL LP | 0 | 80,270 | +80,270 | 0.00 | 0.00 | +0.00 | buy |
| EAGLE GLOBAL ADVISORS LLC | 98,300 | 77,300 | -21,000 | 0.01 | 0.01 | +0.00 | sell |
| Invesco Ltd. | 66,334 | 63,503 | -2,831 | 0.00 | 0.00 | +0.00 | sell |
| CANTOR FITZGERALD, L. P. | 0 | 63,028 | +63,028 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 0 | 62,504 | +62,504 | 0.00 | 0.01 | +0.01 | buy |
| AQR CAPITAL MANAGEMENT LLC | 11,724 | 58,510 | +46,786 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 52,613 | 52,613 | 0 | 0.00 | 0.00 | +0.00 | hold |
| U S GLOBAL INVESTORS INC | 100,000 | 50,000 | -50,000 | 0.02 | 0.02 | -0.00 | sell |
| NEW YORK STATE COMMON RETIREMENT FUND | 49,478 | 49,478 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CIBC WORLD MARKET INC. | 98,622 | 46,618 | -52,004 | 0.00 | 0.00 | -0.00 | sell |
| Police & Firemen's Retirement System of New Jersey | 46,507 | 46,507 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NFP Retirement, Inc. | 38,000 | 41,500 | +3,500 | 0.00 | 0.01 | +0.00 | buy |
| ProShare Advisors LLC | 39,305 | 37,766 | -1,539 | 0.00 | 0.00 | +0.00 | sell |
| OMERS ADMINISTRATION Corp | 0 | 35,700 | +35,700 | 0.00 | 0.00 | +0.00 | buy |
| Main Street Financial Solutions, LLC | 0 | 30,566 | +30,566 | 0.00 | 0.01 | +0.01 | buy |
| Atria Wealth Solutions, Inc. | 0 | 30,000 | +30,000 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 0 | 28,998 | +28,998 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 26,059 | 26,059 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BANK OF MONTREAL /CAN/ | 18,740 | 25,406 | +6,666 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 14,550 | 24,162 | +9,612 | 0.00 | 0.00 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 23,930 | +23,930 | 0.00 | 0.00 | +0.00 | buy |
| Capital Market Strategies LLC | 0 | 23,831 | +23,831 | 0.00 | 0.05 | +0.05 | buy |
| CIBC WORLD MARKETS CORP | 40,289 | 22,693 | -17,596 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 3,962 | 21,012 | +17,050 | 0.00 | 0.00 | +0.00 | buy |
| INVESTMENT PARTNERS, LTD. | 20,711 | 20,711 | 0 | 0.01 | 0.02 | +0.01 | hold |
| PRUDENTIAL FINANCIAL INC | 12,170 | 20,550 | +8,380 | 0.00 | 0.00 | +0.00 | buy |
| Compound Planning, Inc. | 20,000 | 20,075 | +75 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 99,324 | 19,071 | -80,253 | 0.00 | 0.00 | -0.00 | sell |
| Ameritas Investment Partners, Inc. | 18,393 | 18,393 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 19,000 | 18,154 | -846 | 0.00 | 0.00 | +0.00 | sell |
| HSBC HOLDINGS PLC | 28,698 | 17,817 | -10,881 | 0.00 | 0.00 | +0.00 | sell |
| FRANKLIN RESOURCES INC | 14,872 | 17,308 | +2,436 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 35,315 | 16,363 | -18,952 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 8,565 | 16,105 | +7,540 | 0.00 | 0.00 | +0.00 | buy |
| Lido Advisors, LLC | 15,408 | 15,408 | 0 | 0.00 | 0.00 | +0.00 | hold |
| UNIVEST FINANCIAL Corp | 15,205 | 15,205 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Shakespeare Wealth Management, LLC | 15,105 | 15,105 | 0 | 0.01 | 0.01 | +0.01 | hold |
| Cambridge Investment Research Advisors, Inc. | 0 | 14,875 | +14,875 | 0.00 | 0.00 | +0.00 | buy |
| XPONANCE, INC. | 13,176 | 14,215 | +1,039 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 13,977 | 12,611 | -1,366 | 0.00 | 0.00 | +0.00 | sell |
| Vanguard Personalized Indexing Management, LLC | 0 | 12,324 | +12,324 | 0.00 | 0.00 | +0.00 | buy |
| SEI INVESTMENTS CO | 11,570 | 11,570 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACKENZIE FINANCIAL CORP | 11,510 | 11,510 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Focus Partners Wealth | 16,035 | 10,505 | -5,530 | 0.00 | 0.00 | +0.00 | sell |
| Savant Capital, LLC | 10,500 | 10,500 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Ballentine Partners, LLC | 0 | 10,204 | +10,204 | 0.00 | 0.00 | +0.00 | buy |
| VAN DEN BERG MANAGEMENT I, INC | 10,000 | 10,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Rathbones Group PLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |