| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 13,973,999 | 15,159,056 | +1,185,057 | 0.02 | 0.01 | -0.01 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 13,092,916 | 13,264,619 | +171,703 | 0.03 | 0.02 | -0.01 | buy |
| BlackRock, Inc. | 10,370,108 | 11,366,157 | +996,049 | 0.00 | 0.00 | -0.00 | buy |
| Azarias Capital Management, L.P. | 5,067,708 | 4,091,894 | -975,814 | 4.09 | 2.33 | -1.76 | sell |
| Vident Advisory, LLC | 3,513,530 | 3,879,585 | +366,055 | 0.05 | 0.04 | -0.02 | buy |
| STATE STREET CORP | 3,369,486 | 3,388,063 | +18,577 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,404,447 | 2,811,384 | +406,937 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 2,607,830 | 2,665,579 | +57,749 | 0.00 | 0.00 | -0.00 | buy |
| MORGAN STANLEY | 4,223,206 | 2,405,474 | -1,817,732 | 0.00 | 0.00 | -0.00 | sell |
| Tidal Investments LLC | 0 | 2,103,384 | +2,103,384 | 0.00 | 0.01 | +0.01 | buy |
| MMCAP International Inc. SPC | 4,163,436 | 1,863,579 | -2,299,857 | 0.65 | 0.21 | -0.44 | sell |
| MIRABELLA FINANCIAL SERVICES LLP | 1,300,000 | 1,800,000 | +500,000 | 0.23 | 0.23 | +0.00 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,464,724 | 1,508,483 | +43,759 | 0.14 | 0.11 | -0.03 | buy |
| Pacer Advisors, Inc. | 963,332 | 1,306,232 | +342,900 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 982,567 | 1,110,207 | +127,640 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 627,376 | 1,094,149 | +466,773 | 0.00 | 0.00 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 1,406,771 | 893,644 | -513,127 | 0.00 | 0.00 | -0.00 | sell |
| DEUTSCHE BANK AG\ | 884,636 | 801,348 | -83,288 | 0.00 | 0.00 | -0.00 | sell |
| AQR CAPITAL MANAGEMENT LLC | 412,088 | 680,543 | +268,455 | 0.00 | 0.00 | -0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 360,906 | 672,817 | +311,911 | 0.00 | 0.00 | -0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 904,510 | 583,355 | -321,155 | 0.02 | 0.01 | -0.01 | sell |
| Bank of New York Mellon Corp | 511,865 | 553,243 | +41,378 | 0.00 | 0.00 | -0.00 | buy |
| NOMURA HOLDINGS INC | 892,282 | 541,298 | -350,984 | 0.01 | 0.00 | -0.01 | sell |
| CITIGROUP INC | 377,885 | 537,339 | +159,454 | 0.00 | 0.00 | -0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 607,209 | 501,214 | -105,995 | 0.00 | 0.00 | -0.00 | sell |
| Sixth Street Partners Management Company, L.P. | 0 | 476,069 | +476,069 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 407,935 | 476,069 | +68,134 | 0.00 | 0.00 | -0.00 | buy |
| Nuveen, LLC | 380,798 | 454,770 | +73,972 | 0.00 | 0.00 | -0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 417,909 | 358,311 | -59,598 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 295,537 | 320,736 | +25,199 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 365,743 | 304,202 | -61,541 | 0.00 | 0.00 | -0.00 | sell |
| XTX Topco Ltd | 351,799 | 272,892 | -78,907 | 0.01 | 0.00 | -0.01 | sell |
| Pacer Advisors, Inc. | 254,193 | 247,311 | -6,882 | 0.00 | 0.00 | +0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 124,243 | 236,373 | +112,130 | 0.01 | 0.01 | +0.00 | buy |
| RHUMBLINE ADVISERS | 215,945 | 224,705 | +8,760 | 0.00 | 0.00 | -0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 142,030 | 219,830 | +77,800 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 213,804 | 213,804 | 0 | 0.01 | 0.00 | -0.01 | hold |
| PEAK6 LLC | 244,068 | 209,623 | -34,445 | 0.01 | 0.01 | -0.01 | sell |
| OLD MISSION CAPITAL LLC | 159,270 | 186,138 | +26,868 | 0.01 | 0.01 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 69,602 | 163,295 | +93,693 | 0.00 | 0.00 | +0.00 | buy |
| Quadrature Capital Ltd | 141,062 | 162,266 | +21,204 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 125,913 | 160,036 | +34,123 | 0.00 | 0.00 | -0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 78,885 | 141,452 | +62,567 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 127,611 | 123,809 | -3,802 | 0.01 | 0.00 | -0.00 | sell |
| Graham Capital Management, L.P. | 244,137 | 120,886 | -123,251 | 0.01 | 0.00 | -0.01 | sell |
| SPROTT INC. | 120,744 | 120,744 | 0 | 0.01 | 0.01 | -0.00 | hold |
| IEQ CAPITAL, LLC | 57,584 | 118,579 | +60,995 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 112,800 | 112,569 | -231 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 107,029 | 112,313 | +5,284 | 0.00 | 0.00 | -0.00 | buy |
| Federation des caisses Desjardins du Quebec | 171,724 | 106,049 | -65,675 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 151,192 | 101,434 | -49,758 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 14,418 | 99,518 | +85,100 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 229,926 | 86,115 | -143,811 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 81,755 | 83,470 | +1,715 | 0.00 | 0.00 | -0.00 | buy |
| Cerity Partners LLC | 10,897 | 79,006 | +68,109 | 0.00 | 0.00 | +0.00 | buy |
| NFP Retirement, Inc. | 74,000 | 73,520 | -480 | 0.01 | 0.01 | -0.00 | sell |
| Caitong International Asset Management Co., Ltd | 78,902 | 58,930 | -19,972 | 0.03 | 0.01 | -0.02 | sell |
| INTECH INVESTMENT MANAGEMENT LLC | 53,317 | 56,418 | +3,101 | 0.00 | 0.00 | -0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 55,482 | 55,482 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quantbot Technologies LP | 40,634 | 55,089 | +14,455 | 0.00 | 0.00 | -0.00 | buy |
| Trifecta Capital Advisors, LLC | 0 | 54,000 | +54,000 | 0.00 | 0.01 | +0.01 | buy |
| Rockefeller Capital Management L.P. | 0 | 50,000 | +50,000 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK STATE COMMON RETIREMENT FUND | 49,478 | 49,478 | 0 | 0.00 | 0.00 | -0.00 | hold |
| J.W. COLE ADVISORS, INC. | 45,816 | 48,066 | +2,250 | 0.00 | 0.00 | -0.00 | buy |
| LeConte Wealth Management, LLC | 49,517 | 47,943 | -1,574 | 0.06 | 0.03 | -0.02 | sell |
| EntryPoint Capital, LLC | 54,528 | 44,615 | -9,913 | 0.03 | 0.01 | -0.01 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 34,107 | 41,089 | +6,982 | 0.00 | 0.00 | -0.00 | buy |
| Rathbones Group PLC | 35,000 | 35,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kingsview Wealth Management, LLC | 0 | 35,000 | +35,000 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 99,146 | 32,165 | -66,981 | 0.00 | 0.00 | -0.00 | sell |
| PRUDENTIAL FINANCIAL INC | 28,265 | 31,005 | +2,740 | 0.00 | 0.00 | -0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 14,498 | 30,296 | +15,798 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 20,195 | 27,574 | +7,379 | 0.00 | 0.00 | -0.00 | buy |
| MINDSET WEALTH MANAGEMENT, LLC | 27,156 | 27,156 | 0 | 0.01 | 0.01 | -0.01 | hold |
| Tower Research Capital LLC (TRC) | 17,085 | 26,832 | +9,747 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 10,741 | 26,469 | +15,728 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 26,506 | 26,406 | -100 | 0.00 | 0.00 | -0.00 | sell |
| Larson Financial Group LLC | 26,059 | 26,059 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Virtu Financial LLC | 0 | 26,027 | +26,027 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 26,697 | 25,531 | -1,166 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 48,254 | 24,262 | -23,992 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 17,604 | 24,096 | +6,492 | 0.00 | 0.00 | -0.00 | buy |
| FMR LLC | 21,405 | 21,933 | +528 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 16,363 | 20,122 | +3,759 | 0.00 | 0.00 | -0.00 | buy |
| Krilogy Financial LLC | 20,056 | 19,465 | -591 | 0.00 | 0.00 | -0.00 | sell |
| Apella Capital, LLC | 12,221 | 19,246 | +7,025 | 0.00 | 0.00 | -0.00 | buy |
| XPONANCE, INC. | 16,567 | 18,567 | +2,000 | 0.00 | 0.00 | -0.00 | buy |
| Lido Advisors, LLC | 16,707 | 16,707 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 15,568 | 15,568 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UNIVEST FINANCIAL Corp | 15,204 | 15,204 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CAPTRUST FINANCIAL ADVISORS | 15,098 | 14,316 | -782 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 619,866 | 14,100 | -605,766 | 0.00 | 0.00 | -0.00 | sell |
| Brookstone Capital Management | 14,185 | 11,900 | -2,285 | 0.00 | 0.00 | -0.00 | sell |
| SEI INVESTMENTS CO | 11,570 | 11,570 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Integrated Wealth Concepts LLC | 0 | 11,225 | +11,225 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 12,115 | 11,163 | -952 | 0.00 | 0.00 | -0.00 | sell |
| GABELLI FUNDS LLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 9,544 | 9,540 | -4 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 0 | 4,455 | +4,455 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 4,395 | 4,395 | 0 | 0.00 | 0.00 | -0.00 | hold |