| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | 9,038,702 | 15,972,156 | +6,933,454 | 0.03 | 0.05 | +0.02 | buy |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 10,215,805 | 10,798,779 | +582,974 | 0.06 | 0.06 | -0.00 | buy |
| BlackRock, Inc. | 10,245,068 | 10,307,675 | +62,607 | 0.00 | 0.00 | +0.00 | buy |
| MMCAP International Inc. SPC | 3,819,501 | 4,316,838 | +497,337 | 1.32 | 1.61 | +0.29 | buy |
| Azarias Capital Management, L.P. | 3,680,164 | 4,032,939 | +352,775 | 4.78 | 5.13 | +0.34 | buy |
| STATE STREET CORP | 3,268,966 | 3,395,798 | +126,832 | 0.00 | 0.00 | +0.00 | buy |
| Vident Advisory, LLC | 3,172,762 | 3,293,914 | +121,152 | 0.10 | 0.10 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 604,211 | 2,575,042 | +1,970,831 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 0 | 2,468,876 | +2,468,876 | 0.00 | 0.01 | +0.01 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,371,758 | 2,385,034 | +13,276 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 712,061 | 2,202,530 | +1,490,469 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,484,478 | 2,123,141 | +638,663 | 0.00 | 0.00 | +0.00 | buy |
| Lloyd Harbor Capital Management, LLC | 0 | 1,900,000 | +1,900,000 | 0.00 | 2.93 | +2.93 | buy |
| NOMURA HOLDINGS INC | 0 | 1,429,777 | +1,429,777 | 0.00 | 0.02 | +0.02 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 1,185,050 | +1,185,050 | 0.00 | 0.01 | +0.01 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,161,320 | 1,165,336 | +4,016 | 0.51 | 0.45 | -0.06 | buy |
| VANGUARD GROUP INC | 1,149,155 | 1,084,755 | -64,400 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 1,046,491 | 1,062,343 | +15,852 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 890,850 | 884,694 | -6,156 | 0.04 | 0.04 | +0.00 | sell |
| MIRABELLA FINANCIAL SERVICES LLP | 750,000 | 850,000 | +100,000 | 0.23 | 0.24 | +0.01 | buy |
| DEUTSCHE BANK AG\ | 118,375 | 761,137 | +642,762 | 0.00 | 0.00 | +0.00 | buy |
| Federation des caisses Desjardins du Quebec | 675,498 | 652,214 | -23,284 | 0.01 | 0.01 | +0.00 | sell |
| MARSHALL WACE, LLP | 1,262,065 | 528,097 | -733,968 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 503,353 | 526,290 | +22,937 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 470,448 | 455,723 | -14,725 | 0.00 | 0.00 | +0.00 | sell |
| GOLDMAN SACHS GROUP INC | 308,119 | 441,886 | +133,767 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 412,478 | 412,478 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NewEdge Advisors, LLC | 288,905 | 360,655 | +71,750 | 0.00 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 548,519 | 345,562 | -202,957 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 121,706 | 341,224 | +219,518 | 0.00 | 0.00 | +0.00 | buy |
| GeoSphere Capital Management, LLC | 0 | 300,000 | +300,000 | 0.00 | 0.74 | +0.74 | buy |
| BARCLAYS PLC | 349,894 | 298,693 | -51,201 | 0.00 | 0.00 | -0.00 | sell |
| Accordant Advisory Group Inc | 287,590 | 288,447 | +857 | 0.61 | 0.63 | +0.02 | buy |
| Pacer Advisors, Inc. | 349,990 | 281,165 | -68,825 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 0 | 268,000 | +268,000 | 0.00 | 0.00 | +0.00 | buy |
| Nicholas Investment Partners, LP | 0 | 262,916 | +262,916 | 0.00 | 0.06 | +0.06 | buy |
| SPROTT INC. | 275,647 | 260,437 | -15,210 | 0.04 | 0.03 | -0.01 | sell |
| SIMPLEX TRADING, LLC | 89,710 | 256,913 | +167,203 | 0.01 | 0.02 | +0.01 | buy |
| RHUMBLINE ADVISERS | 250,479 | 247,748 | -2,731 | 0.00 | 0.00 | +0.00 | sell |
| CITIGROUP INC | 108,506 | 241,849 | +133,343 | 0.00 | 0.00 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 218,539 | 239,908 | +21,369 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 236,347 | 229,315 | -7,032 | 0.03 | 0.04 | +0.01 | sell |
| DIMENSIONAL FUND ADVISORS LP | 229,107 | 229,107 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SOUTHPORT MANAGEMENT, L.L.C. | 190,000 | 225,000 | +35,000 | 2.65 | 2.98 | +0.33 | buy |
| PEAK6 LLC | 84,303 | 213,359 | +129,056 | 0.01 | 0.02 | +0.01 | buy |
| D. E. Shaw & Co., Inc. | 0 | 167,770 | +167,770 | 0.00 | 0.00 | +0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 0 | 161,596 | +161,596 | 0.00 | 0.00 | +0.00 | buy |
| ALLIANCEBERNSTEIN L.P. | 157,200 | 157,200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Invesco Ltd. | 63,503 | 144,664 | +81,161 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 119,190 | 141,218 | +22,028 | 0.00 | 0.00 | +0.00 | buy |
| Bridgewater Associates, LP | 180,171 | 140,137 | -40,034 | 0.00 | 0.00 | -0.00 | sell |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 140,483 | 134,640 | -5,843 | 0.00 | 0.00 | -0.00 | sell |
| MetLife Investment Management, LLC | 110,236 | 110,236 | 0 | 0.00 | 0.00 | -0.00 | hold |
| EAGLE GLOBAL ADVISORS LLC | 77,300 | 100,300 | +23,000 | 0.01 | 0.01 | +0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 88,424 | 97,336 | +8,912 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 0 | 94,387 | +94,387 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 88,311 | 76,811 | -11,500 | 0.00 | 0.00 | -0.00 | sell |
| IMC-Chicago, LLC | 0 | 76,769 | +76,769 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 70,350 | +70,350 | 0.00 | 0.01 | +0.01 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 94,554 | 64,431 | -30,123 | 0.00 | 0.00 | -0.00 | sell |
| Scientech Research LLC | 0 | 63,062 | +63,062 | 0.00 | 0.07 | +0.07 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 23,930 | 62,760 | +38,830 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 62,504 | 62,504 | 0 | 0.01 | 0.01 | +0.00 | hold |
| AQR CAPITAL MANAGEMENT LLC | 58,510 | 54,698 | -3,812 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 14,875 | 54,353 | +39,478 | 0.00 | 0.00 | +0.00 | buy |
| WELLINGTON MANAGEMENT GROUP LLP | 174,946 | 54,169 | -120,777 | 0.00 | 0.00 | -0.00 | sell |
| Police & Firemen's Retirement System of New Jersey | 46,507 | 53,850 | +7,343 | 0.00 | 0.00 | +0.00 | buy |
| U S GLOBAL INVESTORS INC | 50,000 | 50,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 49,478 | 49,478 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Virtu Financial LLC | 0 | 49,091 | +49,091 | 0.00 | 0.01 | +0.01 | buy |
| GTS SECURITIES LLC | 0 | 45,737 | +45,737 | 0.00 | 0.01 | +0.01 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 52,613 | 35,144 | -17,469 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 24,162 | 34,450 | +10,288 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 19,071 | 33,882 | +14,811 | 0.00 | 0.00 | +0.00 | buy |
| NFP Retirement, Inc. | 41,500 | 31,500 | -10,000 | 0.01 | 0.01 | -0.00 | sell |
| ProShare Advisors LLC | 37,766 | 31,493 | -6,273 | 0.00 | 0.00 | -0.00 | sell |
| Main Street Financial Solutions, LLC | 30,566 | 30,566 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 26,752 | +26,752 | 0.00 | 0.00 | +0.00 | buy |
| Larson Financial Group LLC | 26,059 | 26,059 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 25,406 | 25,524 | +118 | 0.00 | 0.00 | -0.00 | buy |
| Caption Management, LLC | 0 | 25,000 | +25,000 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 0 | 24,438 | +24,438 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 20,550 | 22,350 | +1,800 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 17,308 | 21,560 | +4,252 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 21,012 | 21,496 | +484 | 0.00 | 0.00 | +0.00 | buy |
| INVESTMENT PARTNERS, LTD. | 20,711 | 20,711 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WOLVERINE TRADING, LLC | 28,998 | 19,962 | -9,036 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 16,105 | 19,588 | +3,483 | 0.00 | 0.00 | +0.00 | buy |
| HOHIMER WEALTH MANAGEMENT, LLC | 0 | 19,425 | +19,425 | 0.00 | 0.01 | +0.01 | buy |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 18,154 | 18,154 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Legal & General Group Plc | 16,363 | 16,363 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Lido Advisors, LLC | 15,408 | 15,908 | +500 | 0.00 | 0.00 | -0.00 | buy |
| Ameritas Investment Partners, Inc. | 18,393 | 15,568 | -2,825 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 0 | 15,255 | +15,255 | 0.00 | 0.00 | +0.00 | buy |
| UNIVEST FINANCIAL Corp | 15,205 | 15,205 | 0 | 0.00 | 0.00 | +0.00 | hold |
| XPONANCE, INC. | 14,215 | 14,359 | +144 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 12,324 | 13,300 | +976 | 0.00 | 0.00 | +0.00 | buy |
| Sterling Capital Management LLC | 4,973 | 12,708 | +7,735 | 0.00 | 0.00 | +0.00 | buy |
| PRINCIPAL FINANCIAL GROUP INC | 12,611 | 12,597 | -14 | 0.00 | 0.00 | +0.00 | sell |
| SEI INVESTMENTS CO | 11,570 | 11,570 | 0 | 0.00 | 0.00 | +0.00 | hold |