| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 10,798,779 | 12,093,720 | +1,294,941 | 0.06 | 0.04 | -0.01 | buy |
| VAN ECK ASSOCIATES CORP | 15,972,156 | 11,751,553 | -4,220,603 | 0.05 | 0.02 | -0.02 | sell |
| BlackRock, Inc. | 10,307,675 | 10,459,158 | +151,483 | 0.00 | 0.00 | -0.00 | buy |
| MMCAP International Inc. SPC | 4,316,838 | 4,316,238 | -600 | 1.61 | 1.07 | -0.54 | sell |
| Azarias Capital Management, L.P. | 4,032,939 | 4,132,851 | +99,912 | 5.13 | 4.49 | -0.64 | buy |
| MORGAN STANLEY | 2,123,141 | 3,887,389 | +1,764,248 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 3,395,798 | 3,377,192 | -18,606 | 0.00 | 0.00 | -0.00 | sell |
| Vident Advisory, LLC | 3,293,914 | 2,943,795 | -350,119 | 0.10 | 0.07 | -0.04 | sell |
| UBS Group AG | 2,202,530 | 2,581,210 | +378,680 | 0.00 | 0.00 | -0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 2,385,034 | 2,353,967 | -31,067 | 0.00 | 0.00 | -0.00 | sell |
| CITADEL ADVISORS LLC | 2,468,876 | 1,967,928 | -500,948 | 0.01 | 0.00 | -0.00 | sell |
| TWO SIGMA INVESTMENTS, LP | 1,185,050 | 1,695,250 | +510,200 | 0.01 | 0.01 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2,575,042 | 1,666,924 | -908,118 | 0.01 | 0.01 | -0.01 | sell |
| NOMURA HOLDINGS INC | 1,429,777 | 1,322,941 | -106,836 | 0.02 | 0.01 | -0.01 | sell |
| GeoSphere Capital Management, LLC | 300,000 | 1,300,000 | +1,000,000 | 0.74 | 2.23 | +1.49 | buy |
| Goehring & Rozencwajg Associates, LLC | 1,165,336 | 1,227,255 | +61,919 | 0.45 | 0.30 | -0.15 | buy |
| VANGUARD GROUP INC | 1,084,755 | 1,112,185 | +27,430 | 0.00 | 0.00 | -0.00 | buy |
| GOLDMAN SACHS GROUP INC | 441,886 | 1,041,746 | +599,860 | 0.00 | 0.00 | +0.00 | buy |
| Pacer Advisors, Inc. | 281,165 | 959,675 | +678,510 | 0.00 | 0.00 | +0.00 | buy |
| Pacer Advisors, Inc. | 0 | 959,401 | +959,401 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 1,062,343 | 917,339 | -145,004 | 0.00 | 0.00 | -0.00 | sell |
| PICTON MAHONEY ASSET MANAGEMENT | 884,694 | 914,857 | +30,163 | 0.04 | 0.02 | -0.01 | buy |
| JANE STREET GROUP, LLC | 0 | 902,292 | +902,292 | 0.00 | 0.00 | +0.00 | buy |
| DEUTSCHE BANK AG\ | 761,137 | 747,641 | -13,496 | 0.00 | 0.00 | -0.00 | sell |
| MIRABELLA FINANCIAL SERVICES LLP | 850,000 | 600,000 | -250,000 | 0.24 | 0.14 | -0.09 | sell |
| MILLENNIUM MANAGEMENT LLC | 341,224 | 540,948 | +199,724 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 345,562 | 533,908 | +188,346 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 526,290 | 528,003 | +1,713 | 0.00 | 0.00 | -0.00 | buy |
| NewEdge Advisors, LLC | 360,655 | 478,655 | +118,000 | 0.01 | 0.00 | -0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 455,723 | 455,723 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TWO SIGMA ADVISERS, LP | 268,000 | 443,000 | +175,000 | 0.00 | 0.00 | +0.00 | buy |
| Nuveen, LLC | 412,478 | 412,478 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Chicago Partners Investment Group LLC | 0 | 406,794 | +406,794 | 0.00 | 0.03 | +0.03 | buy |
| BARCLAYS PLC | 298,693 | 352,127 | +53,434 | 0.00 | 0.00 | -0.00 | buy |
| D. E. Shaw & Co., Inc. | 167,770 | 329,944 | +162,174 | 0.00 | 0.00 | +0.00 | buy |
| CITIGROUP INC | 241,849 | 326,657 | +84,808 | 0.00 | 0.00 | -0.00 | buy |
| Accordant Advisory Group Inc | 288,447 | 295,798 | +7,351 | 0.63 | 0.51 | -0.12 | buy |
| Squarepoint Ops LLC | 0 | 269,473 | +269,473 | 0.00 | 0.00 | +0.00 | buy |
| Pacer Advisors, Inc. | 281,165 | 258,429 | -22,736 | 0.00 | 0.00 | -0.00 | sell |
| PEAK6 LLC | 213,359 | 249,976 | +36,617 | 0.02 | 0.02 | -0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 239,908 | 242,748 | +2,840 | 0.00 | 0.00 | -0.00 | buy |
| AMERICAN CENTURY COMPANIES INC | 161,596 | 237,302 | +75,706 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 229,107 | 225,887 | -3,220 | 0.00 | 0.00 | -0.00 | sell |
| SOUTHPORT MANAGEMENT, L.L.C. | 225,000 | 225,000 | 0 | 2.98 | 1.95 | -1.03 | hold |
| Quantbot Technologies LP | 0 | 208,234 | +208,234 | 0.00 | 0.02 | +0.02 | buy |
| WELLS FARGO & COMPANY/MN | 141,218 | 206,505 | +65,287 | 0.00 | 0.00 | +0.00 | buy |
| Banque Cantonale Vaudoise | 62,504 | 201,104 | +138,600 | 0.01 | 0.02 | +0.01 | buy |
| RHUMBLINE ADVISERS | 247,748 | 197,894 | -49,854 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 54,353 | 191,568 | +137,215 | 0.00 | 0.00 | +0.00 | buy |
| Y-Intercept (Hong Kong) Ltd | 0 | 166,639 | +166,639 | 0.00 | 0.01 | +0.01 | buy |
| ALLIANCEBERNSTEIN L.P. | 157,200 | 157,200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 652,214 | 154,724 | -497,490 | 0.01 | 0.00 | -0.01 | sell |
| IMC-Chicago, LLC | 76,769 | 154,701 | +77,932 | 0.00 | 0.01 | +0.00 | buy |
| Invesco Ltd. | 144,664 | 148,110 | +3,446 | 0.00 | 0.00 | -0.00 | buy |
| SPROTT INC. | 260,437 | 145,047 | -115,390 | 0.03 | 0.01 | -0.02 | sell |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 62,760 | 127,020 | +64,260 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 134,640 | 121,084 | -13,556 | 0.00 | 0.00 | -0.00 | sell |
| Graham Capital Management, L.P. | 0 | 119,236 | +119,236 | 0.00 | 0.01 | +0.01 | buy |
| Quadrature Capital Ltd | 0 | 117,676 | +117,676 | 0.00 | 0.00 | +0.00 | buy |
| SG Americas Securities, LLC | 33,882 | 116,746 | +82,864 | 0.00 | 0.00 | -0.00 | buy |
| PRICE T ROWE ASSOCIATES INC /MD/ | 97,336 | 110,029 | +12,693 | 0.00 | 0.00 | -0.00 | buy |
| MetLife Investment Management, LLC | 110,236 | 107,029 | -3,207 | 0.00 | 0.00 | -0.00 | sell |
| EAGLE GLOBAL ADVISORS LLC | 100,300 | 100,300 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Massar Capital Management, LP | 0 | 92,631 | +92,631 | 0.00 | 0.05 | +0.05 | buy |
| XTX Topco Ltd | 229,315 | 88,545 | -140,770 | 0.04 | 0.01 | -0.03 | sell |
| EntryPoint Capital, LLC | 0 | 84,883 | +84,883 | 0.00 | 0.08 | +0.08 | buy |
| GROUP ONE TRADING LLC | 0 | 83,189 | +83,189 | 0.00 | 0.01 | +0.01 | buy |
| Caitong International Asset Management Co., Ltd | 8,137 | 80,427 | +72,290 | 0.02 | 0.05 | +0.03 | buy |
| JPMORGAN CHASE & CO | 76,811 | 75,165 | -1,646 | 0.00 | 0.00 | -0.00 | sell |
| Creative Planning | 34,450 | 71,415 | +36,965 | 0.00 | 0.00 | +0.00 | buy |
| ExodusPoint Capital Management, LP | 0 | 69,465 | +69,465 | 0.00 | 0.00 | +0.00 | buy |
| NFP Retirement, Inc. | 31,500 | 69,000 | +37,500 | 0.01 | 0.01 | +0.00 | buy |
| INTECH INVESTMENT MANAGEMENT LLC | 64,431 | 68,650 | +4,219 | 0.00 | 0.00 | -0.00 | buy |
| Parallax Volatility Advisers, L.P. | 70,350 | 68,008 | -2,342 | 0.01 | 0.01 | -0.00 | sell |
| WELLINGTON MANAGEMENT GROUP LLP | 54,169 | 65,819 | +11,650 | 0.00 | 0.00 | -0.00 | buy |
| AQR CAPITAL MANAGEMENT LLC | 54,698 | 63,864 | +9,166 | 0.00 | 0.00 | -0.00 | buy |
| Virtu Financial LLC | 49,091 | 61,830 | +12,739 | 0.01 | 0.01 | -0.00 | buy |
| Police & Firemen's Retirement System of New Jersey | 53,850 | 55,482 | +1,632 | 0.00 | 0.00 | -0.00 | buy |
| U S GLOBAL INVESTORS INC | 50,000 | 50,000 | 0 | 0.02 | 0.01 | -0.01 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 49,478 | 49,478 | 0 | 0.00 | 0.00 | -0.00 | hold |
| GTS SECURITIES LLC | 45,737 | 49,221 | +3,484 | 0.01 | 0.00 | -0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 48,313 | +48,313 | 0.00 | 0.02 | +0.02 | buy |
| FMR LLC | 21,496 | 37,380 | +15,884 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 35,144 | 35,144 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RAYMOND JAMES FINANCIAL INC | 24,438 | 34,904 | +10,466 | 0.00 | 0.00 | +0.00 | buy |
| ProShare Advisors LLC | 31,493 | 33,607 | +2,114 | 0.00 | 0.00 | -0.00 | buy |
| OLD MISSION CAPITAL LLC | 0 | 26,557 | +26,557 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 25,524 | 26,506 | +982 | 0.00 | 0.00 | -0.00 | buy |
| Larson Financial Group LLC | 26,059 | 26,059 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Asset Management Inc | 0 | 21,734 | +21,734 | 0.00 | 0.00 | +0.00 | buy |
| Abel Hall, LLC | 0 | 21,138 | +21,138 | 0.00 | 0.01 | +0.01 | buy |
| HOHIMER WEALTH MANAGEMENT, LLC | 19,425 | 19,425 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Vanguard Personalized Indexing Management, LLC | 13,300 | 18,600 | +5,300 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 21,560 | 17,308 | -4,252 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 16,363 | 16,363 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lido Advisors, LLC | 15,908 | 15,908 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ameritas Investment Partners, Inc. | 15,568 | 15,568 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 19,588 | 15,486 | -4,102 | 0.00 | 0.00 | -0.00 | sell |
| Russell Investments Group, Ltd. | 15,255 | 15,255 | 0 | 0.00 | 0.00 | -0.00 | hold |
| UNIVEST FINANCIAL Corp | 15,205 | 15,204 | -1 | 0.00 | 0.00 | -0.00 | sell |