Stock Transactions — RIVERNORTH OPPORTUNITIES FD

Total Bought
343,719
20 transactions
Total Sold
390,854
21 transactions
Net
-47,135
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
ABSOLUTE INVESTMENT ADVISERS, LLC0126,956+126,9560.000.21+0.21buy
MORGAN STANLEY1,517,2701,596,001+78,7310.000.00+0.00buy
LPL Financial LLC100,584126,281+25,6970.000.00+0.00buy
WELLS FARGO & COMPANY/MN177,128201,078+23,9500.000.00+0.00buy
Calamos Advisors LLC023,722+23,7220.000.00+0.00buy
Strategic Financial Concepts, LLC014,100+14,1000.000.04+0.04buy
MANGROVE PARTNERS IM, LLC505,251515,627+10,3760.380.43+0.06buy
ENVESTNET ASSET MANAGEMENT INC114,579124,921+10,3420.000.00+0.00buy
CoreCap Advisors, LLC12,42520,575+8,1500.010.01+0.00buy
PRINCIPAL SECURITIES, INC.114,972121,314+6,3420.050.05-0.00buy
Plante Moran Financial Advisors, LLC03,757+3,7570.000.00+0.00buy
Atria Wealth Solutions, Inc.12,22314,567+2,3440.000.00+0.00buy
Baird Financial Group, Inc.99,889101,967+2,0780.000.00+0.00buy
Private Advisor Group, LLC29,41631,450+2,0340.000.00+0.00buy
OPPENHEIMER & CO INC40,23241,975+1,7430.010.01+0.00buy
ROYAL BANK OF CANADA158,383159,709+1,3260.000.00+0.00buy
CSS LLC/IL33,82734,595+7680.030.03+0.00buy
TRANSCEND CAPITAL ADVISORS, LLC12,05412,554+5000.010.01+0.00buy
NWF Advisory Services Inc.56,62757,127+5000.120.11-0.01buy
Tennessee Valley Asset Management Partners95,49795,800+3030.280.28-0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV88,45088,45000.090.09-0.00hold
CIBC Private Wealth Group LLC11,79011,79000.000.00+0.00hold
AEGON USA Investment Management, LLC50,16550,16500.390.41+0.01hold
HighTower Advisors, LLC12,50012,50000.000.00+0.00hold
CWM, LLC35835800.000.00-0.00hold
Westside Investment Management, Inc.21,20021,20000.060.06+0.00hold
UBS Group AG19,67819,67800.000.00-0.00hold
Geneos Wealth Management Inc.31031000.000.00+0.00hold
Marks Group Wealth Management, Inc67,18867,18800.080.08+0.00hold
OLIVER LAGORE VANVALIN INVESTMENT GROUP2,4002,40000.010.01-0.00hold
NATIONAL BANK OF CANADA /FI/2,6392,63900.000.00+0.00hold
WEDBUSH SECURITIES INC29,07628,984-920.010.01-0.00sell
Farther Finance Advisors, LLC7,0826,855-2270.010.01-0.00sell
SeaCrest Wealth Management, LLC22,44821,975-4730.030.03+0.00sell
BlackDiamond Wealth Management, LLC28,93628,007-9290.250.24-0.01sell
COMMONWEALTH EQUITY SERVICES, LLC30,72329,665-1,0580.000.00-0.00sell
Sigma Planning Corp23,33120,725-2,6060.020.01-0.01sell
Advisory Services Network, LLC2,9070-2,9070.000.00-0.00sell
Quarry LP58,70054,217-4,4830.330.27-0.06sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC4,4860-4,4860.010.00-0.01sell
CHANNEL WEALTH LLC22,12114,621-7,5000.110.07-0.04sell
BANK OF AMERICA CORP /DE/271,319263,324-7,9950.000.00-0.00sell
Shaker Financial Services, LLC33,15323,504-9,6490.150.11-0.04sell
NewEdge Advisors, LLC54,97545,075-9,9000.010.00-0.00sell
U.S. Capital Wealth Advisors, LLC29,81919,060-10,7590.010.01-0.00sell
OSAIC HOLDINGS, INC.127,391114,160-13,2310.000.00+0.00sell
B. Riley Wealth Advisors, Inc.211,669193,450-18,2190.060.05-0.01sell
WOLVERINE ASSET MANAGEMENT LLC24,5450-24,5450.000.00-0.00sell
Elequin Capital, LP35,9270-35,9270.120.00-0.12sell
Janney Montgomery Scott LLC268,295231,824-36,4710.010.01-0.00sell
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.87,88928,892-58,9970.090.03-0.06sell
CLOUGH CAPITAL PARTNERS L P140,4000-140,4000.170.00-0.17sell
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