Stock Transactions — RIVERNORTH OPPORTUNITIES FD

Total Bought
493,129
24 transactions
Total Sold
904,669
22 transactions
Net
-411,540
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MORGAN STANLEY1,732,5611,892,996+160,4350.000.00+0.00buy
Penserra Capital Management LLC664,632746,374+81,7420.090.10+0.00buy
Arete Wealth Advisors, LLC377,169437,265+60,0960.310.23-0.08buy
LPL Financial LLC501,019534,673+33,6540.000.00-0.00buy
Everstar Asset Management, LLC135,467168,526+33,0590.851.00+0.14buy
Shaker Financial Services, LLC38,47661,335+22,8590.140.24+0.09buy
Gateway Wealth Partners, LLC10,12326,166+16,0430.010.01-0.00buy
WELLS FARGO & COMPANY/MN276,789291,252+14,4630.000.00+0.00buy
CWM, LLC62314,277+13,6540.000.00+0.00buy
Allworth Financial LP51,79364,628+12,8350.000.00+0.00buy
TCP Asset Management, LLC011,875+11,8750.000.02+0.02buy
BANK OF AMERICA CORP /DE/311,461322,246+10,7850.000.00-0.00buy
ROYAL BANK OF CANADA197,925205,141+7,2160.000.00+0.00buy
CoreCap Advisors, LLC15,65220,133+4,4810.010.01+0.00buy
Baird Financial Group, Inc.120,777122,676+1,8990.000.00-0.00buy
WealthTrust Asset Management, LLC13,30215,123+1,8210.110.10-0.01buy
Total Wealth Planning & Management, Inc.28,70530,509+1,8040.270.27+0.00buy
WOLVERINE ASSET MANAGEMENT LLC01,396+1,3960.000.00+0.00buy
OPPENHEIMER & CO INC51,56952,949+1,3800.010.01-0.00buy
Janney Montgomery Scott LLC31,27931,994+7150.000.00+0.00buy
HARBOUR INVESTMENTS, INC.0538+5380.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC59,71059,889+1790.000.00-0.00buy
Private Advisor Group, LLC26,13026,268+1380.000.00-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC18,72318,785+620.000.00-0.00buy
WEDBUSH SECURITIES INC26,48926,48900.010.01-0.00hold
NOMURA HOLDINGS INC83,86483,86400.000.01+0.00hold
HighTower Advisors, LLC19,28019,28000.000.00-0.00hold
Westside Investment Management, Inc.20,00020,00000.040.03-0.00hold
Sequoia Financial Advisors, LLC14,00014,00000.000.00-0.00hold
Pinnacle Wealth Planning Services, Inc.2,0002,00000.000.00-0.00hold
Kovack Advisors, Inc.37,38537,38500.020.02+0.00hold
Geneos Wealth Management Inc.31031000.000.00-0.00hold
CHANNEL WEALTH LLC11,62111,62100.030.03-0.00hold
BlackRock, Inc.15,37315,37300.000.00-0.00hold
HIGHLINE WEALTH PARTNERS LLC18018000.000.00-0.00hold
10Elms LLP50050000.010.01-0.00hold
NATIONAL BANK OF CANADA /FI/2,6392,63900.000.00-0.00hold
Farther Finance Advisors, LLC830-830.000.00-0.00sell
Cetera Investment Advisers12,42412,282-1420.000.00-0.00sell
NWF Advisory Services Inc.51,22750,927-3000.070.06-0.00sell
NewEdge Advisors, LLC19,10018,700-4000.000.00-0.00sell
Advisor OS, LLC59,49658,971-5250.060.05-0.01sell
Luminist Capital LLC5370-5370.010.00-0.01sell
SeaCrest Wealth Management, LLC21,88520,753-1,1320.030.02-0.00sell
NATIONS FINANCIAL GROUP INC, /IA/ /ADV87,85286,686-1,1660.050.05-0.00sell
Opal Wealth Advisors, LLC69,84368,577-1,2660.210.17-0.04sell
Tennessee Valley Asset Management Partners137,835131,124-6,7110.210.19-0.02sell
Marks Group Wealth Management, Inc115,399107,869-7,5300.130.12-0.01sell
PRINCIPAL SECURITIES, INC.175,883164,103-11,7800.030.03-0.01sell
Tactive Advisors, LLC11,9080-11,9080.040.00-0.04sell
ENVESTNET ASSET MANAGEMENT INC184,890172,618-12,2720.000.00-0.00sell
CSS LLC/IL59,27543,915-15,3600.040.03-0.01sell
OSAIC HOLDINGS, INC.119,803102,701-17,1020.000.00-0.00sell
STIFEL FINANCIAL CORP87,29961,646-25,6530.000.00-0.00sell
Quarry LP153,570119,886-33,6840.300.27-0.03sell
ABSOLUTE INVESTMENT ADVISERS, LLC384,389274,406-109,9830.520.36-0.16sell
Yakira Capital Management, Inc.446,668267,206-179,4621.760.87-0.90sell
READYSTATE ASSET MANAGEMENT LP194,6550-194,6550.100.00-0.10sell
SIT INVESTMENT ASSOCIATES INC2,771,0402,498,022-273,0180.640.56-0.08sell
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