Stock Transactions — RIVERNORTH OPPORTUNITIES FD

Total Bought
894,950
30 transactions
Total Sold
99,860
13 transactions
Net
+795,090
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
SIT INVESTMENT ASSOCIATES INC0187,901+187,9010.000.05+0.05buy
BOOTHBAY FUND MANAGEMENT, LLC0120,500+120,5000.000.04+0.04buy
Alpine Global Management, LLC0118,000+118,0000.000.26+0.26buy
NOMURA HOLDINGS INC0100,000+100,0000.000.01+0.01buy
Quarry LP078,000+78,0000.000.23+0.23buy
LPL Financial LLC446,832516,130+69,2980.000.00-0.00buy
BALYASNY ASSET MANAGEMENT L.P.058,603+58,6030.000.00+0.00buy
STIFEL FINANCIAL CORP93,610127,037+33,4270.000.00+0.00buy
Opal Wealth Advisors, LLC21,64141,786+20,1450.070.14+0.07buy
Penserra Capital Management LLC588,396603,150+14,7540.100.09-0.01buy
MORGAN STANLEY1,766,5571,781,210+14,6530.000.00-0.00buy
Everstar Asset Management, LLC103,746115,565+11,8190.780.79+0.01buy
Cetera Investment Advisers011,737+11,7370.000.00+0.00buy
OSAIC HOLDINGS, INC.102,427113,644+11,2170.000.00-0.00buy
Private Advisor Group, LLC17,35126,073+8,7220.000.00+0.00buy
Tennessee Valley Asset Management Partners137,601145,438+7,8370.430.24-0.19buy
OPPENHEIMER & CO INC43,38750,265+6,8780.010.01+0.00buy
RAYMOND JAMES FINANCIAL INC63,21567,217+4,0020.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC189,654192,713+3,0590.000.00-0.00buy
SeaCrest Wealth Management, LLC19,31322,012+2,6990.030.03+0.00buy
Allworth Financial LP47,09649,455+2,3590.000.00-0.00buy
WealthTrust Asset Management, LLC10,79012,937+2,1470.100.11+0.01buy
SOA Wealth Advisors, LLC.02,021+2,0210.000.00+0.00buy
Baird Financial Group, Inc.112,807114,652+1,8450.000.00-0.00buy
PRINCIPAL SECURITIES, INC.182,592183,706+1,1140.040.04-0.01buy
NewEdge Advisors, LLC18,60019,700+1,1000.000.00-0.00buy
NWF Advisory Services Inc.56,22757,027+8000.080.08-0.01buy
HIGHLINE WEALTH PARTNERS LLC0180+1800.000.00+0.00buy
NATIONS FINANCIAL GROUP INC, /IA/ /ADV88,08888,167+790.070.07-0.01buy
COMMONWEALTH EQUITY SERVICES, LLC24,09124,145+540.000.00-0.00buy
CIBC Private Wealth Group LLC11,30011,30000.000.00-0.00hold
HighTower Advisors, LLC19,28019,28000.000.00-0.00hold
Westside Investment Management, Inc.20,00020,00000.050.04-0.01hold
Sequoia Financial Advisors, LLC14,00014,00000.000.00-0.00hold
Geneos Wealth Management Inc.31031000.000.00+0.00hold
Marks Group Wealth Management, Inc115,399115,39900.130.13-0.00hold
Luminist Capital LLC53753700.010.01-0.00hold
Strategic Financial Concepts, LLC10,80010,80000.020.02+0.00hold
CHANNEL WEALTH LLC12,37112,37100.040.04-0.00hold
Farther Finance Advisors, LLC838300.000.00-0.00hold
10Elms LLP50050000.010.01-0.00hold
NATIONAL BANK OF CANADA /FI/2,6392,63900.000.00+0.00hold
Sunbelt Securities, Inc.100-100.000.00-0.00sell
Ameritas Advisory Services, LLC1000-1000.000.00-0.00sell
Advisor OS, LLC53,66553,473-1920.060.06-0.01sell
CWM, LLC981623-3580.000.00-0.00sell
BANK OF AMERICA CORP /DE/47,44246,988-4540.000.00-0.00sell
WEDBUSH SECURITIES INC25,91024,910-1,0000.010.01-0.00sell
WELLS FARGO & COMPANY/MN257,869256,548-1,3210.000.00-0.00sell
BlackRock, Inc.5,5282,764-2,7640.000.00-0.00sell
Janney Montgomery Scott LLC37,10531,478-5,6270.000.00-0.00sell
CoreCap Advisors, LLC24,10015,385-8,7150.010.01-0.01sell
ROYAL BANK OF CANADA201,206190,636-10,5700.000.00-0.00sell
Shaker Financial Services, LLC30,4640-30,4640.140.00-0.14sell
Kovack Advisors, Inc.38,2850-38,2850.050.00-0.05sell
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