| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CLOUGH CAPITAL PARTNERS L P | 0 | 140,400 | +140,400 | 0.00 | 0.17 | +0.17 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,487 | 87,889 | +73,402 | 0.02 | 0.09 | +0.07 | buy |
| MANGROVE PARTNERS IM, LLC | 433,063 | 505,251 | +72,188 | 0.34 | 0.38 | +0.03 | buy |
| Quarry LP | 0 | 58,700 | +58,700 | 0.00 | 0.33 | +0.33 | buy |
| BANK OF AMERICA CORP /DE/ | 218,815 | 271,319 | +52,504 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 1,035 | 35,927 | +34,892 | 0.00 | 0.12 | +0.12 | buy |
| BlackDiamond Wealth Management, LLC | 0 | 28,936 | +28,936 | 0.00 | 0.25 | +0.25 | buy |
| Tennessee Valley Asset Management Partners | 69,501 | 95,497 | +25,996 | 0.24 | 0.28 | +0.04 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 24,545 | +24,545 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 81,447 | 100,584 | +19,137 | 0.00 | 0.00 | +0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 69,518 | 88,450 | +18,932 | 0.07 | 0.09 | +0.02 | buy |
| B. Riley Wealth Advisors, Inc. | 193,450 | 211,669 | +18,219 | 0.05 | 0.06 | +0.01 | buy |
| AEGON USA Investment Management, LLC | 34,936 | 50,165 | +15,229 | 0.26 | 0.39 | +0.13 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 100,855 | 114,579 | +13,724 | 0.00 | 0.00 | +0.00 | buy |
| Atria Wealth Solutions, Inc. | 0 | 12,223 | +12,223 | 0.00 | 0.00 | +0.00 | buy |
| TRANSCEND CAPITAL ADVISORS, LLC | 0 | 12,054 | +12,054 | 0.00 | 0.01 | +0.01 | buy |
| ROYAL BANK OF CANADA | 149,724 | 158,383 | +8,659 | 0.00 | 0.00 | -0.00 | buy |
| Farther Finance Advisors, LLC | 0 | 7,082 | +7,082 | 0.00 | 0.01 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 4,486 | +4,486 | 0.00 | 0.01 | +0.01 | buy |
| UBS Group AG | 15,518 | 19,678 | +4,160 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 51,875 | 54,975 | +3,100 | 0.01 | 0.01 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 2,907 | +2,907 | 0.00 | 0.00 | +0.00 | buy |
| WEDBUSH SECURITIES INC | 26,267 | 29,076 | +2,809 | 0.01 | 0.01 | +0.00 | buy |
| NATIONAL BANK OF CANADA /FI/ | 0 | 2,639 | +2,639 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 98,000 | 99,889 | +1,889 | 0.00 | 0.00 | -0.00 | buy |
| CoreCap Advisors, LLC | 10,825 | 12,425 | +1,600 | 0.01 | 0.01 | +0.00 | buy |
| OPPENHEIMER & CO INC | 39,180 | 40,232 | +1,052 | 0.01 | 0.01 | -0.00 | buy |
| Janney Montgomery Scott LLC | 267,409 | 268,295 | +886 | 0.01 | 0.01 | -0.00 | buy |
| CSS LLC/IL | 33,003 | 33,827 | +824 | 0.03 | 0.03 | +0.00 | buy |
| Private Advisor Group, LLC | 28,902 | 29,416 | +514 | 0.00 | 0.00 | -0.00 | buy |
| CIBC Private Wealth Group LLC | 11,790 | 11,790 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HighTower Advisors, LLC | 12,500 | 12,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 358 | 358 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Westside Investment Management, Inc. | 21,200 | 21,200 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Geneos Wealth Management Inc. | 310 | 310 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Marks Group Wealth Management, Inc | 67,188 | 67,188 | 0 | 0.09 | 0.08 | -0.00 | hold |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP | 2,400 | 2,400 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NWF Advisory Services Inc. | 58,027 | 56,627 | -1,400 | 0.14 | 0.12 | -0.02 | sell |
| NBC SECURITIES, INC. | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 33,707 | 30,723 | -2,984 | 0.00 | 0.00 | -0.00 | sell |
| U.S. Capital Wealth Advisors, LLC | 33,604 | 29,819 | -3,785 | 0.02 | 0.01 | -0.00 | sell |
| CHANNEL WEALTH LLC | 26,396 | 22,121 | -4,275 | 0.16 | 0.11 | -0.04 | sell |
| WELLS FARGO & COMPANY/MN | 185,662 | 177,128 | -8,534 | 0.00 | 0.00 | -0.00 | sell |
| SeaCrest Wealth Management, LLC | 32,159 | 22,448 | -9,711 | 0.04 | 0.03 | -0.01 | sell |
| Shaker Financial Services, LLC | 48,474 | 33,153 | -15,321 | 0.24 | 0.15 | -0.09 | sell |
| Sigma Planning Corp | 42,146 | 23,331 | -18,815 | 0.02 | 0.02 | +0.00 | sell |
| MORGAN STANLEY | 1,575,558 | 1,517,270 | -58,288 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 202,378 | 127,391 | -74,987 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 254,307 | 0 | -254,307 | 0.07 | 0.00 | -0.07 | sell |