| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC | 600,118 | 1,453,363 | +853,245 | 0.00 | 0.00 | +0.00 | buy |
| ADAGE CAPITAL PARTNERS GP, L.L.C. | 4,225,000 | 4,465,000 | +240,000 | 0.08 | 0.07 | -0.01 | buy |
| Jefferies Financial Group Inc. | 0 | 222,497 | +222,497 | 0.00 | 0.04 | +0.04 | buy |
| Long Focus Capital Management, LLC | 340,422 | 495,422 | +155,000 | 0.39 | 0.45 | +0.06 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 676,128 | 781,190 | +105,062 | 0.00 | 0.00 | -0.00 | buy |
| Regency Capital Management Inc.\DE | 704,974 | 785,136 | +80,162 | 4.20 | 3.92 | -0.28 | buy |
| TWO SIGMA INVESTMENTS, LP | 42,387 | 113,889 | +71,502 | 0.00 | 0.00 | +0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 0 | 70,717 | +70,717 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 506,262 | 569,804 | +63,542 | 0.00 | 0.00 | -0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 12,922 | 71,686 | +58,764 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 248,431 | 296,323 | +47,892 | 0.00 | 0.00 | +0.00 | buy |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 0 | 46,734 | +46,734 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 3,631,294 | 3,676,272 | +44,978 | 0.03 | 0.03 | -0.00 | buy |
| MARSHALL WACE, LLP | 0 | 37,208 | +37,208 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 60,064 | 95,445 | +35,381 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 0 | 31,500 | +31,500 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 177,718 | 208,664 | +30,946 | 0.00 | 0.00 | -0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 28,500 | 57,100 | +28,600 | 0.00 | 0.00 | +0.00 | buy |
| EXCHANGE TRADED CONCEPTS, LLC | 14,899 | 38,195 | +23,296 | 0.00 | 0.01 | +0.00 | buy |
| LETKO, BROSSEAU & ASSOCIATES INC | 0 | 21,200 | +21,200 | 0.00 | 0.00 | +0.00 | buy |
| Prospera Financial Services Inc | 0 | 20,426 | +20,426 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 18,394 | +18,394 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 18,354 | +18,354 | 0.00 | 0.01 | +0.01 | buy |
| Values First Advisors, Inc. | 10,929 | 27,291 | +16,362 | 0.06 | 0.13 | +0.07 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 14,821 | +14,821 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 91,448 | 106,244 | +14,796 | 0.00 | 0.00 | -0.00 | buy |
| Jump Financial, LLC | 0 | 12,398 | +12,398 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 11,591 | +11,591 | 0.00 | 0.01 | +0.01 | buy |
| LEVIN CAPITAL STRATEGIES, L.P. | 100,000 | 111,200 | +11,200 | 0.10 | 0.09 | -0.01 | buy |
| Squarepoint Ops LLC | 0 | 10,447 | +10,447 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 18,360 | 24,285 | +5,925 | 0.00 | 0.00 | +0.00 | buy |
| RHUMBLINE ADVISERS | 39,883 | 45,472 | +5,589 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 31,062 | 36,646 | +5,584 | 0.00 | 0.00 | -0.00 | buy |
| DEUTSCHE BANK AG\ | 11,025 | 15,752 | +4,727 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 8,616 | 13,015 | +4,399 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 90,285 | 94,478 | +4,193 | 0.00 | 0.00 | -0.00 | buy |
| AMERICAN INTERNATIONAL GROUP, INC. | 13,797 | 17,579 | +3,782 | 0.00 | 0.00 | -0.00 | buy |
| CITIGROUP INC | 4,016 | 6,685 | +2,669 | 0.00 | 0.00 | +0.00 | buy |
| MetLife Investment Management, LLC | 14,976 | 16,709 | +1,733 | 0.00 | 0.00 | -0.00 | buy |
| ALPS ADVISORS INC | 33,660 | 34,696 | +1,036 | 0.00 | 0.00 | -0.00 | buy |
| Legal & General Group Plc | 2,322 | 2,890 | +568 | 0.00 | 0.00 | +0.00 | buy |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | 55,938 | 56,258 | +320 | 0.00 | 0.00 | +0.00 | buy |
| NISA INVESTMENT ADVISORS, LLC | 10 | 26 | +16 | 0.00 | 0.00 | +0.00 | buy |
| Avior Wealth Management, LLC | 0 | 4 | +4 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 37 | 40 | +3 | 0.00 | 0.00 | 0.00 | buy |
| Ameritas Investment Partners, Inc. | 2,268 | 2,268 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TD ASSET MANAGEMENT INC | 107,912 | 107,912 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 12,930 | 12,930 | 0 | 0.00 | 0.00 | -0.00 | hold |
| PLATINUM INVESTMENT MANAGEMENT LTD | 180,145 | 180,145 | 0 | 0.06 | 0.06 | -0.01 | hold |
| Matrix Capital Management Company, LP | 6,922,870 | 6,922,870 | 0 | 0.63 | 0.50 | -0.13 | hold |
| EVENTIDE ASSET MANAGEMENT, LLC | 5,802,682 | 5,802,682 | 0 | 0.84 | 0.71 | -0.12 | hold |
| Ensign Peak Advisors, Inc | 357,222 | 357,222 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Nantahala Capital Management, LLC | 1,321,860 | 1,321,860 | 0 | 1.17 | 1.02 | -0.16 | hold |
| Medicxi Ventures Management (Jersey) Ltd | 3,039,892 | 3,039,892 | 0 | 9.09 | 5.31 | -3.78 | hold |
| TBH Global Asset Management, LLC | 60,322 | 60,322 | 0 | 0.11 | 0.09 | -0.01 | hold |
| Decheng Capital LLC | 515,555 | 515,555 | 0 | 1.28 | 0.54 | -0.73 | hold |
| METROPOLITAN LIFE INSURANCE CO/NY | 1,552 | 1,552 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| NEW YORK STATE COMMON RETIREMENT FUND | 6,444 | 6,432 | -12 | 0.00 | 0.00 | -0.00 | sell |
| Fortitude Family Office, LLC | 227 | 0 | -227 | 0.00 | 0.00 | -0.00 | sell |
| Verition Fund Management LLC | 152,186 | 151,681 | -505 | 0.01 | 0.01 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 35,460 | 34,933 | -527 | 0.00 | 0.00 | -0.00 | sell |
| Mirae Asset Global Investments Co., Ltd. | 12,405 | 11,659 | -746 | 0.00 | 0.00 | +0.00 | sell |
| AMALGAMATED BANK | 2,106 | 1,213 | -893 | 0.00 | 0.00 | -0.00 | sell |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 4,569 | 3,587 | -982 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 4,297 | 3,154 | -1,143 | 0.00 | 0.00 | +0.00 | sell |
| Trexquant Investment LP | 17,362 | 12,204 | -5,158 | 0.00 | 0.00 | -0.00 | sell |
| SG Americas Securities, LLC | 19,140 | 12,402 | -6,738 | 0.00 | 0.00 | -0.00 | sell |
| VOYA INVESTMENT MANAGEMENT LLC | 11,786 | 0 | -11,786 | 0.00 | 0.00 | -0.00 | sell |
| BARCLAYS PLC | 38,169 | 25,394 | -12,775 | 0.00 | 0.00 | -0.00 | sell |
| EntryPoint Capital, LLC | 22,516 | 8,254 | -14,262 | 0.19 | 0.06 | -0.13 | sell |
| Walleye Capital LLC | 18,015 | 0 | -18,015 | 0.00 | 0.00 | -0.00 | sell |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | 90,000 | 67,325 | -22,675 | 0.03 | 0.02 | -0.01 | sell |
| JANE STREET GROUP, LLC | 28,787 | 0 | -28,787 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 29,800 | 0 | -29,800 | 0.00 | 0.00 | -0.00 | sell |
| GOLDMAN SACHS GROUP INC | 1,037,299 | 996,643 | -40,656 | 0.00 | 0.00 | -0.00 | sell |
| VANGUARD GROUP INC | 1,730,431 | 1,687,410 | -43,021 | 0.00 | 0.00 | -0.00 | sell |
| Hudson Bay Capital Management LP | 53,072 | 0 | -53,072 | 0.00 | 0.00 | -0.00 | sell |
| FMR LLC | 357,035 | 294,654 | -62,381 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 659,692 | 595,540 | -64,152 | 0.00 | 0.00 | -0.00 | sell |
| Alyeska Investment Group, L.P. | 75,900 | 0 | -75,900 | 0.00 | 0.00 | -0.00 | sell |
| Monashee Investment Management LLC | 198,415 | 0 | -198,415 | 0.31 | 0.00 | -0.31 | sell |