| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 737,327 | 901,070 | +163,743 | 0.09 | 0.09 | +0.01 | buy |
| Pathstone Holdings, LLC | 98,330 | 224,406 | +126,076 | 0.01 | 0.01 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 8,085 | 62,771 | +54,686 | 0.00 | 0.01 | +0.01 | buy |
| SeaCrest Wealth Management, LLC | 0 | 36,400 | +36,400 | 0.00 | 0.05 | +0.05 | buy |
| Invesco Ltd. | 272,073 | 294,313 | +22,240 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 0 | 18,925 | +18,925 | 0.00 | 0.11 | +0.11 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 159,617 | 176,966 | +17,349 | 0.46 | 0.48 | +0.02 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 147,720 | 163,079 | +15,359 | 0.16 | 0.16 | -0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 29,328 | 38,968 | +9,640 | 0.00 | 0.00 | +0.00 | buy |
| J.W. COLE ADVISORS, INC. | 108,066 | 116,440 | +8,374 | 0.04 | 0.03 | -0.01 | buy |
| UBS Group AG | 102,336 | 105,917 | +3,581 | 0.00 | 0.00 | -0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 2,706 | +2,706 | 0.00 | 0.01 | +0.01 | buy |
| Cetera Investment Advisers | 31,002 | 33,568 | +2,566 | 0.00 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 93,426 | 95,633 | +2,207 | 0.00 | 0.00 | -0.00 | buy |
| Shaker Financial Services, LLC | 77,174 | 79,194 | +2,020 | 0.37 | 0.36 | -0.01 | buy |
| RAYMOND JAMES FINANCIAL INC | 11,164 | 12,848 | +1,684 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 25,521 | 27,185 | +1,664 | 0.01 | 0.01 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 14,534 | 15,885 | +1,351 | 0.00 | 0.00 | -0.00 | buy |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 61,450 | 61,450 | 0 | 0.06 | 0.05 | -0.01 | hold |
| Laird Norton Wetherby Wealth Management, LLC | 13,892 | 13,892 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Janney Montgomery Scott LLC | 18,547 | 18,547 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 10,168 | 10,168 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 14,915 | 14,915 | 0 | 0.00 | 0.00 | -0.00 | hold |
| AllSquare Wealth Management LLC | 1,200 | 1,200 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| OPPENHEIMER & CO INC | 19,900 | 19,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 5,899 | 5,899 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Ausdal Financial Partners, Inc. | 14,700 | 14,329 | -371 | 0.01 | 0.01 | -0.00 | sell |
| Morse Asset Management, Inc | 45,412 | 44,889 | -523 | 0.14 | 0.12 | -0.02 | sell |
| SIT INVESTMENT ASSOCIATES INC | 352,539 | 351,516 | -1,023 | 0.10 | 0.09 | -0.01 | sell |
| Advisors Asset Management, Inc. | 310,015 | 308,445 | -1,570 | 0.07 | 0.07 | -0.00 | sell |
| Elequin Capital, LP | 1,801 | 0 | -1,801 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Advisors, LLC | 41,557 | 39,557 | -2,000 | 0.01 | 0.01 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 138,042 | 135,815 | -2,227 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 92,158 | 85,116 | -7,042 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 547,531 | 540,331 | -7,200 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 12,133 | 0 | -12,133 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 14,280 | 0 | -14,280 | 0.01 | 0.00 | -0.01 | sell |
| Virtus Investment Advisers, LLC | 71,352 | 56,944 | -14,408 | 0.24 | 0.24 | -0.00 | sell |
| COHEN & STEERS, INC. | 164,996 | 149,996 | -15,000 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 15,320 | 0 | -15,320 | 0.00 | 0.00 | -0.00 | sell |