Stock Transactions — PENNANTPARK FLOATING RATE CA

Total Bought
2,864,904
58 transactions
Total Sold
971,657
38 transactions
Net
+1,893,247
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Hudson Bay Capital Management LP0500,000+500,0000.000.05+0.05buy
CITADEL ADVISORS LLC186,770649,255+462,4850.000.01+0.00buy
SCOGGIN MANAGEMENT LP0409,499+409,4990.003.46+3.46buy
Sound Income Strategies, LLC3,246,3023,446,552+200,2503.272.93-0.34buy
Qube Research & Technologies Ltd34,929221,831+186,9020.000.00+0.00buy
VAN ECK ASSOCIATES CORP1,021,5211,155,121+133,6000.020.02-0.00buy
LPL Financial LLC120,058222,523+102,4650.000.00+0.00buy
PFG Investments, LLC0101,835+101,8350.000.07+0.07buy
Jump Financial, LLC066,793+66,7930.000.02+0.02buy
Strategic Financial Concepts, LLC055,800+55,8000.000.15+0.15buy
Quadrature Capital Ltd043,800+43,8000.000.01+0.01buy
MARSHALL WACE, LLP040,153+40,1530.000.00+0.00buy
Campbell & CO Investment Adviser LLC038,057+38,0570.000.04+0.04buy
MORGAN STANLEY260,254297,361+37,1070.000.00-0.00buy
JANE STREET GROUP, LLC035,001+35,0010.000.00+0.00buy
HRT FINANCIAL LP034,827+34,8270.000.00+0.00buy
Cetera Investment Advisers033,964+33,9640.000.00+0.00buy
Squarepoint Ops LLC028,139+28,1390.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.025,661+25,6610.000.00+0.00buy
MQS Management LLC025,417+25,4170.000.17+0.17buy
Y-Intercept (Hong Kong) Ltd022,598+22,5980.000.02+0.02buy
Virtu Financial LLC022,361+22,3610.000.02+0.02buy
ROYAL BANK OF CANADA32,40752,511+20,1040.000.00+0.00buy
Janney Montgomery Scott LLC38,71058,395+19,6850.000.00+0.00buy
Garner Asset Management Corp018,044+18,0440.000.10+0.10buy
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC208,471226,174+17,7031.200.96-0.25buy
Brevan Howard Capital Management LP017,075+17,0750.000.02+0.02buy
Trexquant Investment LP102,342117,627+15,2850.030.03-0.00buy
VIRTUS ADVISERS, LLC46,69461,948+15,2540.360.37+0.02buy
JPMORGAN CHASE & CO015,180+15,1800.000.00+0.00buy
TWO SIGMA SECURITIES, LLC014,565+14,5650.000.01+0.01buy
XTX Topco Ltd10,72324,719+13,9960.030.04+0.01buy
SIMPLEX TRADING, LLC2,00915,264+13,2550.000.01+0.00buy
Advisors Asset Management, Inc.271,162282,549+11,3870.070.06-0.01buy
NewEdge Wealth, LLC309,203318,595+9,3920.100.08-0.01buy
GUGGENHEIM CAPITAL LLC31,44640,498+9,0520.000.00+0.00buy
Aquatic Capital Management LLC38,40046,800+8,4000.010.02+0.01buy
OSAIC HOLDINGS, INC.72,86381,131+8,2680.000.00+0.00buy
Tower Research Capital LLC (TRC)05,569+5,5690.000.00+0.00buy
Tidal Investments LLC81,12185,821+4,7000.020.02-0.01buy
CIBC Private Wealth Group LLC04,000+4,0000.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC22,49525,498+3,0030.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.37,96939,956+1,9870.000.00-0.00buy
WELLS FARGO & COMPANY/MN7,1519,102+1,9510.000.00+0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC20,00021,800+1,8000.000.00+0.00buy
Graypoint LLC63,93865,630+1,6920.060.05-0.01buy
Global Retirement Partners, LLC1,5683,259+1,6910.000.00+0.00buy
BEACON INVESTMENT ADVISORS LLC12,62214,245+1,6230.100.09-0.01buy
EntryPoint Capital, LLC01,275+1,2750.000.01+0.01buy
PNC FINANCIAL SERVICES GROUP, INC.122,312122,712+4000.000.00-0.00buy
FIRETHORN WEALTH PARTNERS, LLC12,00712,327+3200.100.08-0.01buy
ENVESTNET ASSET MANAGEMENT INC10,89111,210+3190.000.00-0.00buy
OneDigital Investment Advisors LLC12,00012,319+3190.000.00-0.00buy
Strategies Wealth Advisors, LLC10,97111,261+2900.020.02-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC0200+2000.000.00+0.00buy
Latitude Advisors, LLC10,72210,911+1890.090.08-0.01buy
PRINCIPAL SECURITIES, INC.100210+1100.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS0107+1070.000.00+0.00buy
OPTIMUM INVESTMENT ADVISORS28,80128,80100.180.15-0.02hold
NATIXIS19,07619,07600.000.00-0.00hold
PRIVATE TRUST CO NA2,5302,53000.000.00-0.00hold
Altshuler Shaham Ltd1,730,0861,730,08601.170.76-0.41hold
Sumitomo Mitsui Trust Group, Inc.55,87655,87600.000.00-0.00hold
Yelin Lapidot Holdings Management Ltd.19,50019,50000.060.05-0.01hold
Muzinich & Co., Inc.55,87655,87600.590.590.00hold
NewEdge Advisors, LLC4,7144,71400.000.00-0.00hold
AllSquare Wealth Management LLC13,70013,70000.100.09-0.01hold
FNY Investment Advisers, LLC1,2001,20000.020.01-0.01hold
CERTUITY, LLC26,65826,65800.030.03-0.01hold
Hexagon Capital Partners LLC25025000.000.00-0.00hold
Sage Mountain Advisors LLC10,00010,00000.010.01-0.00hold
Allspring Global Investments Holdings, LLC13,10013,10000.000.00-0.00hold
US BANCORP \DE\8,4458,44500.000.00-0.00hold
CONCOURSE FINANCIAL GROUP SECURITIES, INC.20020000.000.00-0.00hold
Legal & General Group Plc455,786455,78600.000.00-0.00hold
DELTA ASSET MANAGEMENT LLC/TN94394300.000.00-0.00hold
COMERICA BANK5,7455,74500.000.00-0.00hold
AdvisorNet Financial, Inc310-310.000.00-0.00sell
Blue Trust, Inc.1050-1050.000.00-0.00sell
WEDBUSH SECURITIES INC52,62552,508-1170.030.02-0.01sell
Teamwork Financial Advisors, LLC15,47015,246-2240.030.03-0.01sell
GROUP ONE TRADING LLC39595-3000.000.00-0.00sell
Sunbelt Securities, Inc.9,2748,924-3500.010.01-0.00sell
NORTHERN TRUST CORP10,36510,009-3560.000.00-0.00sell
Quarry LP5110-5110.000.00-0.00sell
Focused Wealth Management, Inc7500-7500.000.00-0.00sell
AMERICAN NATIONAL BANK & TRUST8000-8000.000.00-0.00sell
STIFEL FINANCIAL CORP76,47975,505-9740.000.00-0.00sell
Beacon Capital Management, LLC1,737756-9810.010.00-0.00sell
CANADA LIFE ASSURANCE Co52,84751,282-1,5650.000.00-0.00sell
Private Advisor Group, LLC15,70414,015-1,6890.000.00-0.00sell
Cape Investment Advisory, Inc.2,3910-2,3910.010.00-0.01sell
PFG Advisors110,503108,053-2,4500.110.09-0.02sell
GOLDMAN SACHS GROUP INC20,99817,814-3,1840.000.00-0.00sell
Arkadios Wealth Advisors16,23212,678-3,5540.020.01-0.01sell
Advisory Services Network, LLC4,2870-4,2870.000.00-0.00sell
Creekmur Asset Management LLC10,3715,855-4,5160.040.02-0.02sell
Wambolt & Associates, LLC18,02011,806-6,2140.070.04-0.03sell
State of Wyoming7,0520-7,0520.020.00-0.02sell
HighTower Advisors, LLC125,803118,731-7,0720.000.00-0.00sell
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