Stock Transactions — PENNANTPARK FLOATING RATE CA

Total Bought
2,877,854
69 transactions
Total Sold
4,411,172
50 transactions
Net
-1,533,318
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
UBS Group AG1,367,4422,020,025+652,5830.000.00+0.00buy
Invesco Ltd.1,222,6971,807,110+584,4130.000.00+0.00buy
Diameter Capital Partners LP1,184,4761,655,246+470,7701.152.55+1.40buy
Sound Income Strategies, LLC4,643,9584,940,809+296,8512.091.91-0.18buy
Independent Advisor Alliance0137,500+137,5000.000.01+0.01buy
Tidal Investments LLC0105,656+105,6560.000.00+0.00buy
Legal & General Group Plc687,570765,087+77,5170.000.00+0.00buy
Naviter Wealth, LLC20,76678,217+57,4510.030.08+0.05buy
Andina Capital Management, LLC046,947+46,9470.000.33+0.33buy
GOLDMAN SACHS GROUP INC35,15872,446+37,2880.000.00+0.00buy
DRW Securities, LLC033,205+33,2050.000.01+0.01buy
GREENWOOD GEARHART INC029,000+29,0000.000.01+0.01buy
Strategic Financial Concepts, LLC026,239+26,2390.000.05+0.05buy
MORGAN STANLEY577,124601,660+24,5360.000.00-0.00buy
FOUNDATIONS INVESTMENT ADVISORS, LLC21,20144,997+23,7960.000.00+0.00buy
Avior Wealth Management, LLC020,751+20,7510.000.00+0.00buy
Squarepoint Ops LLC018,492+18,4920.000.00+0.00buy
Westend Capital Management, LLC017,118+17,1180.000.04+0.04buy
PFG Investments, LLC123,507140,523+17,0160.050.05-0.00buy
TWO SIGMA SECURITIES, LLC016,896+16,8960.000.02+0.02buy
Savvy Advisors, Inc.016,178+16,1780.000.00+0.00buy
Advisors Asset Management, Inc.344,109359,336+15,2270.050.05-0.01buy
MIRABELLA FINANCIAL SERVICES LLP014,598+14,5980.000.01+0.01buy
Concurrent Investment Advisors, LLC012,265+12,2650.000.00+0.00buy
WINTON GROUP Ltd011,070+11,0700.000.00+0.00buy
Miller Financial Services LLC010,792+10,7920.000.10+0.10buy
MAI Capital Management709,660+9,5900.000.00+0.00buy
Mariner, LLC11,20120,186+8,9850.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC44,52252,991+8,4690.000.00+0.00buy
GUGGENHEIM CAPITAL LLC59,14767,534+8,3870.000.00+0.00buy
OSAIC HOLDINGS, INC.208,639216,435+7,7960.000.00-0.00buy
CALTON & ASSOCIATES, INC.13,50120,574+7,0730.020.02+0.01buy
NewEdge Wealth, LLC171,744177,682+5,9380.020.02-0.00buy
ROYAL BANK OF CANADA22,05327,629+5,5760.000.00+0.00buy
Cerity Partners LLC82,01086,563+4,5530.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC45,57849,530+3,9520.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.81,31485,245+3,9310.000.00-0.00buy
McIlrath & Eck, LLC1,6874,689+3,0020.000.00+0.00buy
Farther Finance Advisors, LLC5,8868,087+2,2010.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD02,113+2,1130.000.00+0.00buy
Burk Holdings LLC02,106+2,1060.000.01+0.01buy
Freestone Capital Holdings, LLC27,04529,045+2,0000.010.01-0.00buy
Tower Research Capital LLC (TRC)01,771+1,7710.000.00+0.00buy
Cetera Investment Advisers68,27869,941+1,6630.000.00-0.00buy
Janney Montgomery Scott LLC40,14141,802+1,6610.000.00-0.00buy
Advisory Services Network, LLC01,615+1,6150.000.00+0.00buy
Sovran Advisors, LLC36,46437,801+1,3370.030.03-0.00buy
Truvestments Capital LLC01,202+1,2020.000.00+0.00buy
Private Advisor Group, LLC13,09414,204+1,1100.000.00-0.00buy
Muzinich & Co., Inc.170,836171,904+1,0680.500.48-0.01buy
Bridgewealth Advisory Group, LLC12,03513,042+1,0070.020.02-0.00buy
PFG Advisors98,05799,022+9650.040.04-0.01buy
RAYMOND JAMES FINANCIAL INC18,58619,268+6820.000.00-0.00buy
Root Financial Partners, LLC0500+5000.000.00+0.00buy
Strategies Wealth Advisors, LLC13,76314,240+4770.010.01-0.00buy
Lido Advisors, LLC12,11412,566+4520.000.00-0.00buy
BEACON INVESTMENT ADVISORS LLC20,91621,346+4300.080.06-0.01buy
AE Wealth Management LLC22,11822,546+4280.000.00-0.00buy
HighTower Advisors, LLC71,20571,580+3750.000.00-0.00buy
N.E.W. Advisory Services LLC0320+3200.000.00+0.00buy
BCO Wealth Management LLC11,70612,019+3130.070.06-0.01buy
NBC SECURITIES, INC.320546+2260.000.00+0.00buy
Hilltop National Bank0191+1910.000.00+0.00buy
Golden State Wealth Management, LLC9,7569,852+960.010.01-0.00buy
Caitong International Asset Management Co., Ltd166+650.000.00+0.00buy
Murphy & Mullick Capital Management Corp1,0011,038+370.010.01-0.00buy
Larson Financial Group LLC544563+190.000.00-0.00buy
PMV Capital Advisers, LLC012+120.000.00+0.00buy
Allworth Financial LP6974+50.000.00-0.00buy
INVESTMENT PARTNERS, LTD.10,00010,00000.030.03-0.00hold
PIN OAK INVESTMENT ADVISORS INC1,1461,14600.010.01-0.00hold
FULTON BREAKEFIELD BROENNIMAN LLC11,79811,79800.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,0004,00000.000.00-0.00hold
PRIVATE TRUST CO NA2,5302,53000.000.00-0.00hold
State of Alaska, Department of Revenue4,6254,62500.000.00-0.00hold
Sumitomo Mitsui Trust Group, Inc.147,213147,21300.000.00-0.00hold
Yelin Lapidot Holdings Management Ltd.74,42774,42700.140.12-0.01hold
Sunbelt Securities, Inc.15,72915,72900.010.01-0.00hold
NewEdge Advisors, LLC4,7144,71400.000.00-0.00hold
Krilogy Financial LLC123,880123,88000.040.03-0.01hold
Glenview Trust Co10,65010,65000.000.00-0.00hold
EverSource Wealth Advisors, LLC10,00110,00100.000.00-0.00hold
Strategic Wealth Partners, Ltd.565600.000.00-0.00hold
Triumph Capital Management1,6001,60000.000.00-0.00hold
Vermillion Wealth Management, Inc.50050000.000.00-0.00hold
FNY Investment Advisers, LLC1,2001,20000.000.00+0.00hold
CERTUITY, LLC26,65826,65800.020.01-0.00hold
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC3,5803,58000.000.00-0.00hold
CastleKnight Management LP79,10079,10000.040.03-0.01hold
Ethos Financial Group, LLC21,30821,30800.010.01-0.00hold
Financial Network Wealth Advisors LLC1,4261,42600.010.01-0.00hold
VestGen Advisors, LLC14,50014,50000.010.00-0.00hold
MPWM ADVISORY SOLUTIONS, LLC5,0005,00000.030.02-0.00hold
M&T BANK CORP21,89921,89900.000.00-0.00hold
JONES FINANCIAL COMPANIES LLLP20020000.000.00-0.00hold
Atlantic Union Bankshares Corp1,2001,20000.000.00-0.00hold
Wilmington Savings Fund Society, FSB3,3633,36300.000.00-0.00hold
WESTBOURNE INVESTMENTS, INC.10,50010,50000.050.04-0.01hold
Creekmur Asset Management LLC90-90.000.00-0.00sell
Corient Private Wealth LLC12,90512,834-710.000.00-0.00sell
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