Stock TransactionsPENNANTPARK FLOATING RATE CA

Total Bought
2,792,822
41 transactions
Total Sold
1,868,799
35 transactions
Net
+924,023
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
Change in Shares
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
Change in Weight (%)
Type
UBS Group AG2,020,0253,086,895+1,066,8700.000.00+0.00buy
VAN ECK ASSOCIATES CORP1,805,3122,473,706+668,3940.010.01+0.00buy
Sound Income Strategies, LLC4,940,8095,222,616+281,8071.911.75-0.16buy
MORGAN STANLEY601,660777,564+175,9040.000.00+0.00buy
Independent Advisor Alliance137,500271,050+133,5500.010.05+0.04buy
BANK OF AMERICA CORP /DE/55,056164,131+109,0750.000.00+0.00buy
Legal & General Group Plc765,087810,824+45,7370.000.00-0.00buy
GraniteShares Advisors LLC262,767302,342+39,5751.521.45-0.07buy
Naviter Wealth, LLC78,217116,148+37,9310.080.08+0.00buy
OSAIC HOLDINGS, INC.216,435245,703+29,2680.000.00-0.00buy
GREENWOOD GEARHART INC29,00056,662+27,6620.010.02+0.01buy
RAYMOND JAMES FINANCIAL INC19,26842,078+22,8100.000.00+0.00buy
Advisors Asset Management, Inc.359,336377,174+17,8380.050.04-0.01buy
COMMONWEALTH EQUITY SERVICES, LLC52,99169,866+16,8750.000.00+0.00buy
CANADA LIFE ASSURANCE Co108,194124,076+15,8820.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.85,245100,621+15,3760.000.00-0.00buy
Squarepoint Ops LLC18,49233,287+14,7950.000.00+0.00buy
Advisory Services Network, LLC1,61515,830+14,2150.000.00+0.00buy
NewEdge Advisors, LLC4,71417,167+12,4530.000.00+0.00buy
WELLS FARGO & COMPANY/MN24,38535,642+11,2570.000.00+0.00buy
STIFEL FINANCIAL CORP47,30754,260+6,9530.000.00-0.00buy
GUGGENHEIM CAPITAL LLC67,53474,194+6,6600.000.00-0.00buy
Brevan Howard Capital Management LP25,45531,810+6,3550.000.00+0.00buy
Mariner, LLC20,18622,565+2,3790.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS7,6499,812+2,1630.000.00-0.00buy
Tower Research Capital LLC (TRC)1,7713,347+1,5760.000.00+0.00buy
ROYAL BANK OF CANADA27,62929,045+1,4160.000.00-0.00buy
Sovran Advisors, LLC37,80139,124+1,3230.030.02-0.01buy
JONES FINANCIAL COMPANIES LLLP2001,335+1,1350.000.00+0.00buy
NOMURA ASSET MANAGEMENT CO LTD2,1133,066+9530.000.00+0.00buy
Cerity Partners LLC86,56387,479+9160.000.00-0.00buy
Savvy Advisors, Inc.16,17816,773+5950.000.00-0.00buy
Allworth Financial LP74622+5480.000.00+0.00buy
Strategies Wealth Advisors, LLC14,24014,770+5300.010.01-0.00buy
WESTBOURNE INVESTMENTS, INC.10,50011,000+5000.040.03-0.01buy
BEACON INVESTMENT ADVISORS LLC21,34621,821+4750.060.05-0.01buy
Miller Financial Services LLC10,79211,203+4110.100.07-0.03buy
Triumph Capital Management1,6001,850+2500.000.00-0.00buy
ENVESTNET ASSET MANAGEMENT INC49,53049,727+1970.000.00-0.00buy
Muzinich & Co., Inc.171,904172,096+1920.480.44-0.04buy
Larson Financial Group LLC563584+210.000.00-0.00buy
Caitong International Asset Management Co., Ltd6650-160.000.00-0.00sell
Corient Private Wealth LLC12,83412,805-290.000.00-0.00sell
NBC SECURITIES, INC.546331-2150.000.00-0.00sell
Global Retirement Partners, LLC2,5762,347-2290.000.00-0.00sell
NORTHERN TRUST CORP12,76412,489-2750.000.00-0.00sell
DELTA ASSET MANAGEMENT LLC/TN825375-4500.000.00-0.00sell
NOMURA HOLDINGS INC12,50012,000-5000.000.00-0.00sell
HighTower Advisors, LLC71,58071,067-5130.000.00-0.00sell
Janney Montgomery Scott LLC41,80241,156-6460.000.00-0.00sell
Garner Asset Management Corp12,05711,216-8410.040.03-0.01sell
Strategic Financial Concepts, LLC26,23924,700-1,5390.050.05+0.00sell
Farther Finance Advisors, LLC8,0876,309-1,7780.000.00-0.00sell
Ethos Financial Group, LLC21,30819,317-1,9910.010.01-0.00sell
WEDBUSH SECURITIES INC32,96229,412-3,5500.010.01-0.00sell
DENALI ADVISORS LLC47,03443,052-3,9820.040.03-0.01sell
MILLENNIUM MANAGEMENT LLC160,994156,573-4,4210.000.00-0.00sell
Cetera Investment Advisers69,94165,017-4,9240.000.00-0.00sell
TWO SIGMA SECURITIES, LLC16,89611,793-5,1030.020.01-0.01sell
AE Wealth Management LLC22,54616,897-5,6490.000.00-0.00sell
Avior Wealth Management, LLC20,75114,039-6,7120.000.00-0.00sell
GOLDMAN SACHS GROUP INC72,44664,089-8,3570.000.00-0.00sell
NewEdge Wealth, LLC177,682168,559-9,1230.020.01-0.00sell
BlackRock, Inc.385,021375,781-9,2400.000.00-0.00sell
CALTON & ASSOCIATES, INC.20,57410,100-10,4740.020.01-0.01sell
Invesco Ltd.1,807,1101,796,252-10,8580.000.00-0.00sell
Virtus Investment Advisers, LLC75,01458,934-16,0800.170.10-0.06sell
Yelin Lapidot Holdings Management Ltd.74,42754,927-19,5000.120.08-0.05sell
FOUNDATIONS INVESTMENT ADVISORS, LLC44,99724,752-20,2450.000.00-0.00sell
PFG Investments, LLC140,523104,583-35,9400.050.03-0.02sell
Trexquant Investment LP177,765101,622-76,1430.010.00-0.01sell
XTX Topco Ltd147,80158,365-89,4360.020.01-0.02sell
Qube Research & Technologies Ltd188,20711,305-176,9020.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP293,68120,500-273,1810.000.00-0.00sell
LPL Financial LLC399,59484,883-314,7110.000.00-0.00sell
Diameter Capital Partners LP1,655,246900,000-755,2462.550.72-1.83sell
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