Stock Transactions — PENNANTPARK FLOATING RATE CA

Total Bought
3,449,710
84 transactions
Total Sold
2,957,672
36 transactions
Net
+492,038
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
MARSHALL WACE, LLP1,439,7422,057,399+617,6570.020.02+0.00buy
Qube Research & Technologies Ltd798,8161,093,973+295,1570.010.01+0.00buy
MORGAN STANLEY388,070642,704+254,6340.000.00+0.00buy
Sound Income Strategies, LLC3,904,6254,131,430+226,8052.311.95-0.36buy
LPL Financial LLC244,157442,131+197,9740.000.00+0.00buy
Invesco Ltd.1,076,3101,262,880+186,5700.000.00-0.00buy
BlackRock, Inc.500,758687,155+186,3970.000.00+0.00buy
UBS Group AG1,117,6471,296,070+178,4230.000.00-0.00buy
VAN ECK ASSOCIATES CORP2,358,5752,533,205+174,6300.030.02-0.01buy
JANE STREET GROUP, LLC0169,315+169,3150.000.00+0.00buy
MQS Management LLC093,964+93,9640.000.49+0.49buy
Sumitomo Mitsui Trust Group, Inc.81,236147,213+65,9770.000.00+0.00buy
Muzinich & Co., Inc.104,859170,836+65,9770.490.59+0.09buy
Yelin Lapidot Holdings Management Ltd.19,50074,427+54,9270.040.14+0.10buy
OXFORD ASSET MANAGEMENT LLP048,199+48,1990.000.14+0.14buy
Quadrature Capital Ltd043,217+43,2170.000.00+0.00buy
Vantage Financial Partners, LLC038,499+38,4990.000.07+0.07buy
Virtu Financial LLC037,407+37,4070.000.02+0.02buy
CANADA LIFE ASSURANCE Co86,588120,419+33,8310.000.00+0.00buy
GOLDMAN SACHS GROUP INC032,229+32,2290.000.00+0.00buy
Squarepoint Ops LLC030,924+30,9240.000.00+0.00buy
PharVision Advisers, LLC025,564+25,5640.000.13+0.13buy
Legal & General Group Plc578,019603,339+25,3200.000.00-0.00buy
GraniteShares Advisors LLC255,250279,900+24,6501.621.44-0.18buy
Advisors Asset Management, Inc.329,829351,979+22,1500.060.05-0.01buy
Ethos Financial Group, LLC019,753+19,7530.000.01+0.01buy
Naviter Wealth, LLC018,650+18,6500.000.02+0.02buy
Mariner, LLC13,29630,847+17,5510.000.00+0.00buy
VestGen Advisors, LLC017,500+17,5000.000.01+0.01buy
BNP PARIBAS FINANCIAL MARKETS5,28422,411+17,1270.000.00+0.00buy
Krilogy Financial LLC015,617+15,6170.000.01+0.01buy
CITIGROUP INC34,39848,662+14,2640.000.00+0.00buy
Teamwork Financial Advisors, LLC014,173+14,1730.000.01+0.01buy
Dynamic Technology Lab Private Ltd14,27126,707+12,4360.020.04+0.02buy
Cetera Investment Advisers63,70475,564+11,8600.000.00-0.00buy
Hudson Bay Capital Management LP010,350+10,3500.000.00+0.00buy
Kestra Advisory Services, LLC010,228+10,2280.000.00+0.00buy
Tower Research Capital LLC (TRC)35810,424+10,0660.000.00+0.00buy
SP Asset Management LLC010,000+10,0000.000.01+0.01buy
Tidal Investments LLC105,656113,783+8,1270.010.00-0.00buy
Corient Private Wealth LLC53,74761,848+8,1010.000.00+0.00buy
NORTHERN TRUST CORP41,59649,696+8,1000.000.00-0.00buy
Sunbelt Securities, Inc.8,22415,654+7,4300.010.01+0.00buy
Farther Finance Advisors, LLC1,5948,968+7,3740.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC91,47598,464+6,9890.000.00-0.00buy
ROYAL BANK OF CANADA19,60425,329+5,7250.000.00+0.00buy
Empowered Funds, LLC10,19315,286+5,0930.000.00+0.00buy
State of Alaska, Department of Revenue04,625+4,6250.000.00+0.00buy
WEDBUSH SECURITIES INC139,202143,721+4,5190.050.04-0.01buy
Virtus Investment Advisers, LLC88,54992,843+4,2940.310.24-0.07buy
Quarry LP04,033+4,0330.000.01+0.01buy
ENVESTNET ASSET MANAGEMENT INC36,93340,713+3,7800.000.00-0.00buy
WESTBOURNE INVESTMENTS, INC.19,17522,708+3,5330.110.10-0.01buy
OSAIC HOLDINGS, INC.162,389165,673+3,2840.000.00-0.00buy
PFG Investments, LLC118,908122,135+3,2270.070.06-0.02buy
FOUNDATIONS INVESTMENT ADVISORS, LLC16,65219,654+3,0020.000.00-0.00buy
Rockefeller Capital Management L.P.03,000+3,0000.000.00+0.00buy
GUGGENHEIM CAPITAL LLC51,98654,785+2,7990.000.00-0.00buy
Atlantic Union Bankshares Corp02,700+2,7000.000.00+0.00buy
Quantbot Technologies LP21,23423,931+2,6970.010.01+0.00buy
Advisory Services Network, LLC02,541+2,5410.000.00+0.00buy
STATE STREET CORP84,17086,559+2,3890.000.00-0.00buy
Triumph Capital Management02,100+2,1000.000.00+0.00buy
Synergy Investment Management, LLC25,01127,102+2,0910.160.09-0.06buy
Global Retirement Partners, LLC3,9285,188+1,2600.000.00+0.00buy
PIN OAK INVESTMENT ADVISORS INC01,146+1,1460.000.01+0.01buy
Janney Montgomery Scott LLC41,87443,003+1,1290.000.00-0.00buy
Sovran Advisors, LLC34,18435,274+1,0900.040.03-0.01buy
RAYMOND JAMES FINANCIAL INC25,17725,968+7910.000.00-0.00buy
CWM, LLC4,7715,371+6000.000.00-0.00buy
Strategies Wealth Advisors, LLC12,92113,308+3870.010.01-0.00buy
CALTON & ASSOCIATES, INC.10,93811,317+3790.020.02-0.00buy
Miracle Mile Advisors, LLC11,38811,728+3400.000.00-0.00buy
TRUIST FINANCIAL CORP15,79516,059+2640.000.00-0.00buy
EverSource Wealth Advisors, LLC1,4521,678+2260.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP0220+2200.000.00+0.00buy
AE Wealth Management LLC21,64121,794+1530.000.00-0.00buy
Blue Trust, Inc.0100+1000.000.00+0.00buy
Sigma Planning Corp10,43910,495+560.000.00-0.00buy
PFG Advisors110,108110,126+180.050.04-0.01buy
Larson Financial Group LLC511526+150.000.00-0.00buy
Garner Asset Management Corp14,26714,273+60.070.05-0.02buy
MAI Capital Management3,2963,300+40.000.00-0.00buy
VALLEY WEALTH MANAGERS, INC.01+10.000.00+0.00buy
OPTIMUM INVESTMENT ADVISORS17,50017,50000.080.06-0.02hold
INVESTMENT PARTNERS, LTD.10,00010,00000.040.03-0.01hold
FIRST FOUNDATION ADVISORS12,39312,39300.000.00-0.00hold
FULTON BREAKEFIELD BROENNIMAN LLC11,79811,79800.010.01-0.00hold
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO4,0004,00000.000.00-0.00hold
NATIXIS44,57644,57600.000.00-0.00hold
PRIVATE TRUST CO NA2,5302,53000.000.00-0.00hold
CIBC Private Wealth Group LLC7,1227,12200.000.00-0.00hold
NewEdge Advisors, LLC4,7144,71400.000.00-0.00hold
AllSquare Wealth Management LLC9,2009,20000.050.04-0.01hold
OneDigital Investment Advisors LLC12,54312,54300.000.00-0.00hold
Glenview Trust Co10,65010,65000.000.00-0.00hold
Vermillion Wealth Management, Inc.50050000.000.00-0.00hold
FNY Investment Advisers, LLC1,2001,20000.010.00-0.00hold
Golden State Wealth Management, LLC9,7569,75600.010.01-0.00hold
CERTUITY, LLC26,65826,65800.030.02-0.01hold
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